John A Rolls

Insider

First SEC filing: July 18, 2011 · Latest: July 18, 2011

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

FCEL buying Nov. 20, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 20, 2018	FCEL	P	100,000	$0.75	$75,000	417,274 Direct	+31.52%	Acquired	-92.7% (price as of 2026-08-19)
Nov. 20, 2018	FCEL	S	100,000	$0.71	$71,000	317,274 Direct	-23.97%	Disposed	-92.2% (price as of 2026-08-19)
April 5, 2018	FCEL	A	64,607	—	—	165,274 Direct	+64.18%	Acquired	(price as of 2026-08-19)
April 6, 2017	FCEL	A	78,207	$1.50	$117,310	78,207 Direct	—	Acquired	-96.3% (price as of 2026-08-19)
April 7, 2016	FCEL	A	18,313	$6.44	$117,936	18,313 Direct	—	Acquired	-99.1% (price as of 2026-08-19)
June 30, 2015	FCEL	P	100,000	$1.01	$101,000	1,208,000 Direct	+9.03%	Acquired	-99.5% (price as of 2026-08-19)
June 26, 2015	FCEL	P	140,000	$1.02	$142,800	1,108,000 Direct	+14.46%	Acquired	-99.6% (price as of 2026-08-19)
April 2, 2015	FCEL	A	92,483	$1.27	$117,453	92,483 Direct	—	Acquired	-99.6% (price as of 2026-08-19)
Oct. 7, 2014	FCEL	P	100,000	$1.88	$188,000	968,000 Direct	+11.52%	Acquired	-99.8% (price as of 2026-08-19)
March 27, 2014	FCEL	A	47,828	$2.42	$115,744	47,828 Direct	—	Acquired	-99.8% (price as of 2026-08-19)
April 18, 2013	FCEL	P	200,000	$0.92	$184,000	868,000 Direct	+29.94%	Acquired	-99.5% (price as of 2026-08-19)
March 28, 2013	FCEL	A	129,638	—	—	129,638 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 8, 2013	FCEL	P	60,000	$1.04	$62,400	668,000 Direct	+9.87%	Acquired	-99.6% (price as of 2026-08-19)
April 5, 2012	FCEL	A	95,797	—	—	95,797 Direct	—	Acquired	(price as of 2026-08-19)
July 15, 2011	FCEL	P	100,000	$1.32	$132,000	608,000 Direct	+19.69%	Acquired	-99.7% (price as of 2026-08-19)
June 17, 2011	FCEL	P	100,000	$1.45	$145,000	508,000 Direct	+24.51%	Acquired	-99.7% (price as of 2026-08-19)
June 17, 2011	FCEL	P	10,000	$1.45	$14,500	418,000 Direct	+2.45%	Acquired	-99.7% (price as of 2026-08-19)
April 21, 2011	FCEL	A	59,942	—	—	59,942 Direct	—	Acquired	(price as of 2026-08-19)
June 25, 2010	FCEL	P	100,000	$1.21	$121,000	408,000 Direct	+32.47%	Acquired	-99.6% (price as of 2026-08-19)
June 25, 2010	FCEL	P	200,000	$1.25	$250,000	308,000 Direct	+185.19%	Acquired	-99.6% (price as of 2026-08-19)
March 25, 2010	FCEL	A	24,188	—	—	24,188 Direct	—	Acquired	(price as of 2026-08-19)
March 18, 2010	FCEL	P	100,000	$3.12	$312,000	108,000 Direct	+1250.00%	Acquired	-99.9% (price as of 2026-08-19)
March 26, 2009	FCEL	A	25,457	—	—	25,457 Direct	—	Acquired	(price as of 2026-08-19)
April 4, 2008	FCEL	A	15,135	—	—	15,135 Direct	—	Acquired	(price as of 2026-08-19)
June 22, 2007	FCEL	A	865	—	—	865 Direct	—	Acquired	(price as of 2026-08-19)
March 27, 2007	FCEL	A	28,276	—	—	28,276 Direct	—	Acquired	(price as of 2026-08-19)
March 28, 2006	FCEL	A	20,159	—	—	20,159 Direct	—	Acquired	(price as of 2026-08-19)
March 28, 2006	FCEL	A	20,159	—	—	20,159 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 19, 2005	FCEL	A	6,590	—	—	6,590 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 30, 2005	FCEL	A	5,513	—	—	5,513 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 6, 2017	FCEL	Director Stock Option (right to buy)	Common Stock (78,207)	$1.50	April 6, 2027	78,207	Acquired
April 7, 2016	FCEL	Director Stock Option (right to buy)	Common Stock	$6.44	April 7, 2026	18,313	Acquired
April 2, 2015	FCEL	Director Stock Option (right to buy)	Common Stock (92,483)	$1.27	April 2, 2025	92,483	Acquired
March 27, 2014	FCEL	Director Stock Option (right to buy)	Common Stock (47,828)	$2.42	March 27, 2024	47,828	Acquired
March 28, 2013	FCEL	Director Stock Option (right to buy)	Common Stock (129,638)	$0.94	March 28, 2023	129,638	Acquired
April 5, 2012	FCEL	Director Stock Option (right to buy)	Common Stock (95,797)	$1.28	April 5, 2022	95,797	Acquired
April 21, 2011	FCEL	Director Stock Option (right to buy)	Common Stock (59,942)	$1.98	—	59,942	Acquired
March 25, 2010	FCEL	Director Stock Option (right to buy)	Common Stock (24,188)	$2.89	March 25, 2020	24,188	Acquired
March 26, 2009	FCEL	Director Stock Option (right to buy)	Common Stock (25,457)	$2.85	March 25, 2019	25,457	Acquired
April 4, 2008	FCEL	Employee Stock Option (right to buy)	Common Stock (15,135)	$7.51	April 4, 2018	15,135	Acquired
June 22, 2007	FCEL	Director Stock Option (right to buy)	Common Stock (865)	$7.80	June 22, 2017	865	Acquired
March 27, 2007	FCEL	Director Stock Option (right to buy)	Common Stock (28,276)	$8.70	March 27, 2017	28,276	Acquired
March 28, 2006	FCEL	Director Stock Option (right to buy)	Common Stock (20,159)	$11.31	March 28, 2016	20,159	Acquired
March 28, 2006	FCEL	Director Stock Option (right to buy)	Common Stock (20,159)	$11.31	March 28, 2016	20,159	Acquired
Dec. 19, 2005	FCEL	Director Stock Option (right to buy)	Common Stock (6,590)	$8.65	Dec. 19, 2015	6,590	Acquired
Sept. 30, 2005	FCEL	Director Stock Option (right to buy)	Common Stock (5,513)	$10.34	Sept. 30, 2015	5,513	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).