John A Thain

CIK 1090355 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 21, 2009 BAC P 84,600 $5.71 $483,066 549,671 Direct +18.19% Acquired 1021.9% (price as of 2026-08-19)
July 29, 2008 65100 P 500,000 $22.50 $11,250,000 791,068 Direct +171.78% Acquired
Jan. 5, 2004 GS S 90,163 $96.89 $8,735,893 2,134,061 Direct -4.05% Disposed 952.0% (price as of 2026-08-19)
Dec. 19, 2003 GS S 120,000 $96.41 $11,569,200 2,164,061 Direct -5.25% Disposed 957.3% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 16, 2026 UBER Restricted Stock Units Common Stock (349) — — 349 Disposed
July 10, 2026 UBER Restricted Stock Units Common Stock (349) $0.00 — 349 Acquired
May 5, 2026 UBER Restricted Stock Units Common Stock (4,045) $0.00 — 4,045 Acquired
May 3, 2026 UBER Restricted Stock Units Common Stock (4,091) — — 4,091 Disposed
April 16, 2026 UBER Restricted Stock Units Common Stock (338) — — 338 Disposed
April 10, 2026 UBER Restricted Stock Units Common Stock (338) $0.00 — 338 Acquired
Jan. 16, 2026 UBER Restricted Stock Units Common Stock (297) — — 297 Disposed
Jan. 10, 2026 UBER Restricted Stock Units Common Stock (297) $0.00 — 297 Acquired
Oct. 16, 2025 UBER Restricted Stock Units Common Stock (261) — — 261 Disposed
Oct. 10, 2025 UBER Restricted Stock Units Common Stock (261) $0.00 — 261 Acquired
Jan. 1, 2009 65100 Stock Option (Right to Buy) Common Stock (1,800,000) $60.43 Dec. 1, 2017 1,800,000 Disposed
Jan. 1, 2009 65100 Stock Option (Right to Buy) Common Stock (42,815) $60.43 Feb. 3, 2017 42,815 Disposed
Jan. 1, 2009 BAC Restricted Stock Units Common Stock (114,600) — Dec. 3, 2012 114,600 Disposed
Jan. 1, 2009 BAC Restricted Stock Units Common Stock (171,900) — Dec. 3, 2012 171,900 Acquired
Jan. 1, 2009 BAC Restricted Stock Units Common Stock (26,532) $0.00 Feb. 3, 2010 26,532 Acquired
Jan. 1, 2009 BAC Option, Right to Buy Common Stock (1,547,100) $70.31 Dec. 1, 2017 1,547,100 Acquired
Jan. 1, 2009 BAC Option, Right to Buy Common Stock (36,797) $70.31 Feb. 3, 2017 36,797 Acquired
Dec. 1, 2007 65100 Stock Option - Right to Acquire Common Stock (42,815) $60.43 Feb. 3, 2017 42,815 Acquired
Dec. 1, 2007 65100 Stock Option - Right to Acquire Common Stock (1,800,000) $60.43 Dec. 1, 2017 1,800,000 Acquired
Jan. 5, 2004 GS Restricted Stock Units Common Stock, par value $0.01 per share (137,169) — — 137,169 Disposed
Dec. 17, 2003 GS Restricted Stock Units Common Stock — — 96,702 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 9, 2019 UBER Common Stock 122,756 Direct