John B. Ellis

Insider

First SEC filing: Feb. 13, 2015 · Latest: Feb. 13, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NWL selling Aug. 8, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 57 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

57 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 11, 2015	NWL	M	1,812	—	—	1,812 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2015	NWL	M	2,668	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 9, 2015	NWL	F	2,392	$37.65	$90,059	30,797 Direct	-7.21%	Disposed	-84.1% (price as of 2026-08-20)
Feb. 9, 2015	NWL	A	7,203	$37.65	$271,193	33,189 Direct	+27.72%	Acquired	-84.1% (price as of 2026-08-20)
Feb. 9, 2015	NWL	F	969	$37.65	$36,483	25,986 Direct	-3.59%	Disposed	-84.1% (price as of 2026-08-20)
Feb. 9, 2015	NWL	M	2,668	$37.65	$100,450	26,955 Direct	+10.99%	Acquired	-84.1% (price as of 2026-08-20)
Feb. 6, 2015	NWL	M	856	—	—	856 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 6, 2015	NWL	F	331	$38.00	$12,578	24,287 Direct	-1.34%	Disposed	-84.3% (price as of 2026-08-20)
Feb. 6, 2015	NWL	M	856	$38.00	$32,528	24,618 Direct	+3.60%	Acquired	-84.3% (price as of 2026-08-20)
Aug. 8, 2014	NWL	M	2,223	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 8, 2014	NWL	M	4,277	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 8, 2014	NWL	S	2,223	$33.30	$74,026	23,762 Direct	-8.55%	Disposed	-82.0% (price as of 2026-08-20)
Aug. 8, 2014	NWL	M	2,223	$22.38	$49,751	25,985 Direct	+9.36%	Acquired	-73.3% (price as of 2026-08-20)
Aug. 8, 2014	NWL	F	2,873	$33.31	$95,700	23,762 Direct	-10.79%	Disposed	-82.0% (price as of 2026-08-20)
Aug. 8, 2014	NWL	M	4,277	$22.38	$95,719	26,635 Direct	+19.13%	Acquired	-73.3% (price as of 2026-08-20)
June 30, 2014	NWL	M	1,353	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 30, 2014	NWL	F	452	$30.99	$14,007	22,358 Direct	-1.98%	Disposed	-80.7% (price as of 2026-08-20)
June 30, 2014	NWL	M	1,353	$30.99	$41,929	22,810 Direct	+6.31%	Acquired	-80.7% (price as of 2026-08-20)
Feb. 13, 2014	NWL	M	6,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2014	NWL	S	3,100	$31.21	$96,751	21,457 Direct	-12.62%	Disposed	-80.8% (price as of 2026-08-20)
Feb. 13, 2014	NWL	S	3,400	$31.20	$106,080	24,557 Direct	-12.16%	Disposed	-80.8% (price as of 2026-08-20)
Feb. 13, 2014	NWL	M	6,500	$22.98	$149,370	27,957 Direct	+30.29%	Acquired	-74.0% (price as of 2026-08-20)
Feb. 12, 2014	NWL	M	1,814	—	—	1,814 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2014	NWL	M	1,885	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2014	NWL	F	1,158	$30.75	$35,608	21,457 Direct	-5.12%	Disposed	-80.5% (price as of 2026-08-20)
Feb. 10, 2014	NWL	A	3,518	$30.75	$108,178	22,615 Direct	+18.42%	Acquired	-80.5% (price as of 2026-08-20)
Feb. 10, 2014	NWL	F	629	$30.75	$19,342	19,097 Direct	-3.19%	Disposed	-80.5% (price as of 2026-08-20)
Feb. 10, 2014	NWL	M	1,885	$30.75	$57,964	19,726 Direct	+10.57%	Acquired	-80.5% (price as of 2026-08-20)
Feb. 6, 2014	NWL	M	855	—	—	1,712 Direct	-33.31%	Disposed	(price as of 2026-08-20)
Feb. 6, 2014	NWL	F	278	$30.53	$8,487	17,841 Direct	-1.53%	Disposed	-80.4% (price as of 2026-08-20)
Feb. 6, 2014	NWL	M	855	$30.53	$26,103	18,119 Direct	+4.95%	Acquired	-80.4% (price as of 2026-08-20)
May 7, 2013	NWL	A	700	—	—	700 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 11, 2013	NWL	M	2,640	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 11, 2013	NWL	F	1,949	$23.94	$46,659	17,264 Direct	-10.14%	Disposed	-75.0% (price as of 2026-08-20)
Feb. 11, 2013	NWL	A	5,280	$23.94	$126,403	19,213 Direct	+37.90%	Acquired	-75.0% (price as of 2026-08-20)
Feb. 11, 2013	NWL	F	862	$23.94	$20,636	13,933 Direct	-5.83%	Disposed	-75.0% (price as of 2026-08-20)
Feb. 11, 2013	NWL	M	2,640	$23.94	$63,202	14,795 Direct	+21.72%	Acquired	-75.0% (price as of 2026-08-20)
Feb. 6, 2013	NWL	A	2,567	—	—	2,567 Direct	—	Acquired	(price as of 2026-08-20)
March 14, 2012	NWL	M	11,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 14, 2012	NWL	M	3,600	—	—	2,400 Direct	-60.00%	Disposed	(price as of 2026-08-20)
March 14, 2012	NWL	S	300	$18.77	$5,631	12,155 Direct	-2.41%	Disposed	-68.1% (price as of 2026-08-20)
March 14, 2012	NWL	S	3,385	$18.76	$63,503	12,455 Direct	-21.37%	Disposed	-68.1% (price as of 2026-08-20)
March 14, 2012	NWL	S	7,515	$18.75	$140,906	15,840 Direct	-32.18%	Disposed	-68.1% (price as of 2026-08-20)
March 14, 2012	NWL	S	350	$18.70	$6,545	23,355 Direct	-1.48%	Disposed	-68.0% (price as of 2026-08-20)
March 14, 2012	NWL	S	3,250	$18.85	$61,262	23,705 Direct	-12.06%	Disposed	-68.2% (price as of 2026-08-20)
March 14, 2012	NWL	M	11,200	$7.71	$86,352	26,955 Direct	+71.09%	Acquired	-22.4% (price as of 2026-08-20)
March 14, 2012	NWL	M	3,600	$12.84	$46,224	15,755 Direct	+29.62%	Acquired	-53.4% (price as of 2026-08-20)
Feb. 13, 2012	NWL	M	4,358	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2012	NWL	F	2,029	$18.97	$38,490	12,155 Direct	-14.30%	Disposed	-68.5% (price as of 2026-08-20)
Feb. 13, 2012	NWL	A	5,665	$18.97	$107,465	14,184 Direct	+66.50%	Acquired	-68.5% (price as of 2026-08-20)
Feb. 13, 2012	NWL	F	1,415	$18.97	$26,843	8,519 Direct	-14.24%	Disposed	-68.5% (price as of 2026-08-20)
Feb. 13, 2012	NWL	M	4,358	$18.97	$82,671	9,934 Direct	+78.16%	Acquired	-68.5% (price as of 2026-08-20)
Feb. 8, 2012	NWL	A	2,668	—	—	2,668 Direct	—	Acquired	(price as of 2026-08-20)
June 30, 2011	NWL	A	1,353	—	—	1,353 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2011	NWL	F	832	$19.93	$16,582	5,576 Direct	-12.98%	Disposed	-70.0% (price as of 2026-08-20)
Feb. 9, 2011	NWL	A	1,885	—	—	1,885 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2011	NWL	A	4,816	—	—	4,816 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2010	NWL	A	6,950	—	—	6,950 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2010	NWL	A	2,640	—	—	2,640 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 8, 2010	NWL	F	994	$13.58	$13,499	6,408 Direct	-13.43%	Disposed	-55.9% (price as of 2026-08-20)
Feb. 11, 2009	NWL	A	11,200	—	—	11,200 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 11, 2009	NWL	A	4,358	—	—	4,358 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2009	NWL	F	1,370	$8.38	$11,481	7,402 Direct	-15.62%	Disposed	-28.6% (price as of 2026-08-20)
Nov. 11, 2008	NWL	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 16, 2008	NWL	F	348	$19.92	$6,932	8,772 Direct	-3.82%	Disposed	-70.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 11, 2015	NWL	Restricted Stock Units	Common Stock (1,812)	—	—	1,812	Acquired
Feb. 9, 2015	NWL	Restricted Stock Units	Common Stock (2,668)	—	—	2,668	Disposed
Feb. 6, 2015	NWL	Restricted Stock Units	Common Stock (856)	—	—	856	Disposed
Aug. 8, 2014	NWL	Options (Right to Buy)	Common Stock (2,223)	$22.38	Feb. 15, 2015	2,223	Disposed
Aug. 8, 2014	NWL	Options (Right to Buy)	Common stock (4,277)	$22.38	Feb. 10, 2015	4,277	Disposed
June 30, 2014	NWL	Restricted Stock Units	Common Stock (1,353)	—	—	1,353	Disposed
Feb. 13, 2014	NWL	Options (Right to Buy)	Common Stock (6,500)	$22.98	May 13, 2014	6,500	Disposed
Feb. 12, 2014	NWL	Restricted Stock Units	Common Stock (1,814)	—	—	1,814	Acquired
Feb. 10, 2014	NWL	Restricted Stock Units	Common Stock (1,885)	—	—	1,885	Disposed
Feb. 6, 2014	NWL	Restricted Stock Units	Common Stock (855)	—	—	855	Disposed
May 7, 2013	NWL	Restricted Stock Units	Common Stock (700)	—	—	700	Acquired
Feb. 11, 2013	NWL	Restricted Stock Units	Common Stock (2,640)	—	—	2,640	Disposed
Feb. 6, 2013	NWL	Restricted Stock Units	Common Stock (2,567)	—	—	2,567	Acquired
March 14, 2012	NWL	Options (Right to Buy)	Common Stock (11,200)	$7.71	Feb. 11, 2019	11,200	Disposed
March 14, 2012	NWL	Options (Right to Buy)	Common Stock (3,600)	$12.84	Nov. 11, 2018	3,600	Disposed
Feb. 13, 2012	NWL	Restricted Stock Units	Common Stock (4,358)	—	—	4,358	Disposed
Feb. 8, 2012	NWL	Restricted Stock Units	Common Stock (2,668)	—	—	2,668	Acquired
June 30, 2011	NWL	Restricted Stock Units	Common Stock (1,353)	—	—	1,353	Acquired
Feb. 9, 2011	NWL	Restricted Stock Units	Common Stock (1,885)	—	—	1,885	Acquired
Feb. 9, 2011	NWL	Option (Right to Buy)	Common Stock (4,816)	$19.68	Feb. 9, 2021	4,816	Acquired
Feb. 10, 2010	NWL	Option (Right to Buy)	Common Stock (6,950)	$13.64	Feb. 10, 2020	6,950	Acquired
Feb. 10, 2010	NWL	Restricted Stock Units	Common Stock (2,640)	—	Feb. 10, 2020	2,640	Acquired
Feb. 11, 2009	NWL	Option (Right to Buy)	Common Stock (11,200)	$7.71	Feb. 11, 2019	11,200	Acquired
Feb. 11, 2009	NWL	Restricted Stock Units	Common Stock (4,358)	—	—	4,358	Acquired
Nov. 11, 2008	NWL	Option (Right to Buy)	Common Stock (6,000)	$12.84	Nov. 11, 2018	6,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 5, 2008	NWL	Common Stock	9,120	Direct
March 5, 2008	NWL	Option (Right to Buy)→ Common Stock (10,000)	10,000	Direct
March 5, 2008	NWL	Option (Right to Buy)→ Common Stock (6,500)	6,500	Direct
March 5, 2008	NWL	Option (Right to Buy)→ Common Stock (6,500)	6,500	Direct
March 5, 2008	NWL	Option (Right to Buy)→ Common Stock (6,500)	6,500	Direct
March 5, 2008	NWL	Option (Right to Buy)→ Common Stock (6,500)	6,500	Direct
March 5, 2008	NWL	Option (Right to Buy)→ Common Stock (7,000)	7,000	Direct