John Brock
CIK 1309426 · View on SEC EDGAR ↗
First SEC filing: May 29, 2025 · Latest: May 29, 2025
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 13, 2014 | RCL | P | 4,717 | $52.61 | $248,161 | 6,981 Direct | +208.35% | Acquired | 476.2% (price as of 2026-08-19) |
| Feb. 22, 2005 | CPB | P | 100 | $27.55 | $2,755 | 100 Direct | — | Acquired | -15.0% (price as of 2026-08-19) |
| Feb. 22, 2005 | CPB | P | 1,400 | $27.56 | $38,584 | 1,500 Direct | +1400.00% | Acquired | -15.1% (price as of 2026-08-19) |
| Feb. 22, 2005 | CPB | P | 1,500 | $27.59 | $41,385 | 1,500 Direct | — | Acquired | -15.2% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 1, 2006 | CPB | Stock Option | Common Stock (11,693) | $29.91 | Jan. 1, 2016 | 11,693 | Acquired |
| Jan. 1, 2006 | CPB | Phantom Stock | Common Stock (1,612) | — | — | 1,612 | Acquired |
| Jan. 1, 2005 | CPB | Phantom Stock | Common Stock (1,375) | — | — | 1,375 | Acquired |
| Jan. 1, 2005 | CPB | Stock Options | Common Stock (13,048) | $30.02 | Jan. 1, 2015 | 13,048 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 5, 2014 | RCL | Common Stock | 0 | Direct |