John C B Smith JR

CIK 1195529 · View on SEC EDGAR ↗

Insider

First SEC filing: May 5, 2009 · Latest: May 5, 2009

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Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
May 1, 2009	797871	A	9,431	—	—	103,266 Direct	+10.05%	Acquired
March 6, 2009	797871	A	50,000	$0.68	$34,000	50,000 Indirect	—	Acquired
March 2, 2009	797871	P	50,000	$1.05	$52,500	50,000 Indirect	—	Acquired
March 2, 2009	797871	P	50,000	$1.05	$52,500	143,835 Direct	+53.29%	Acquired
Feb. 2, 2009	797871	A	11,206	—	—	93,835 Direct	+13.56%	Acquired
Nov. 3, 2008	797871	A	2,687	—	—	82,629 Direct	+3.36%	Acquired
Aug. 1, 2008	797871	A	2,460	—	—	79,942 Direct	+3.17%	Acquired
May 1, 2008	797871	A	2,430	—	—	77,482 Direct	+3.24%	Acquired
Feb. 1, 2008	797871	A	878	—	—	75,052 Direct	+1.18%	Acquired
Oct. 1, 2007	797871	A	676	—	—	74,174 Direct	+0.92%	Acquired
July 2, 2007	797871	A	690	—	—	73,498 Direct	+0.95%	Acquired
April 12, 2007	797871	M	979	—	—	0 Direct	-100.00%	Disposed
April 12, 2007	797871	M	979	$6.26	$6,129	72,808 Direct	+1.36%	Acquired
April 2, 2007	797871	A	644	—	—	71,829 Direct	+0.90%	Acquired
Jan. 2, 2007	797871	A	592	—	—	71,185 Direct	+0.84%	Acquired
Oct. 2, 2006	797871	A	605	—	—	70,593 Direct	+0.86%	Acquired
July 3, 2006	797871	A	596	—	—	69,901 Direct	+0.86%	Acquired
April 3, 2006	797871	A	602	—	—	69,305 Direct	+0.88%	Acquired
Jan. 10, 2006	797871	M	1,011	—	—	0 Direct	-100.00%	Disposed
Jan. 10, 2006	797871	M	1,011	$5.01	$5,065	68,703 Direct	+1.49%	Acquired
Jan. 3, 2006	797871	A	572	—	—	67,692 Direct	+0.85%	Acquired
Oct. 1, 2005	797871	A	307	—	—	67,120 Direct	+0.46%	Acquired
July 1, 2005	797871	A	290	—	—	66,813 Direct	+0.44%	Acquired
April 1, 2005	797871	A	270	—	—	66,523 Direct	+0.41%	Acquired
Jan. 4, 2005	797871	A	256	—	—	66,253 Direct	+0.39%	Acquired
Nov. 17, 2004	797871	S	1,200	$31.44	$37,728	6,258 Indirect	-16.09%	Disposed
Oct. 1, 2004	797871	A	157	—	—	65,997 Direct	+0.24%	Acquired
June 30, 2004	797871	A	159	—	—	65,840 Direct	+0.24%	Acquired
May 3, 2004	797871	A	1,000	—	—	1,000 Direct	—	Acquired
April 1, 2004	797871	A	152	—	—	65,681 Direct	+0.23%	Acquired
Feb. 14, 2004	797871	G	5,097	—	—	0 Indirect	-100.00%	Disposed
Jan. 16, 2004	797871	A	162	$28.41	$4,602	65,529 Direct	+0.25%	Acquired
Oct. 20, 2003	797871	J	7,736	$7.74	$59,877	0 Indirect	-100.00%	Disposed
Oct. 20, 2003	797871	J	5,097	$5.10	$25,995	0 Indirect	-100.00%	Disposed
Oct. 20, 2003	797871	J	65,367	$65.37	$4,273,041	0 Direct	-100.00%	Disposed
Oct. 3, 2003	797871	A	180	—	—	65,367 Direct	+0.28%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 12, 2007	797871	Non-Qualified Stock Option	Common Stock (979)	$6.26	April 29, 2007	979	Disposed
Jan. 10, 2006	797871	Non-Qualified Stock Option	Common Stock (1,011)	$5.01	April 30, 2006	1,011	Disposed
May 3, 2004	797871	Stock Option (Right to Buy)	Common Stock, $1.00 Par Value (1,000)	$27.70	May 3, 2014	1,000	Acquired
Oct. 20, 2003	797871	Share Purchase Right (Right to Buy)	Common Stock, $1.00 Par Value (3,868)	$30.00	Nov. 24, 2003	7,736	Disposed
Oct. 20, 2003	797871	Share Purchase Right (Right to Buy)	Common Stock, $1.00 Par Value (2,548)	$30.00	Nov. 24, 2003	5,097	Disposed
Oct. 20, 2003	797871	Share Purchase Right (Right to Buy)	Common Stock, $1.00 Par Value (32,684)	$30.00	Nov. 24, 2003	65,367	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).