Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 71 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

71 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 7, 2016 AMP S 4,683 $100.30 $469,705 23,419 Direct -16.66% Disposed 389.4% (price as of 2026-10-02)
April 17, 2015 AMP S 10b5-1 1,341 $129.75 $173,995 17,030 Direct -7.30% Disposed 278.4% (price as of 2026-10-02)
April 16, 2015 AMP S 10b5-1 1,341 $129.88 $174,169 18,371 Direct -6.80% Disposed 278.0% (price as of 2026-10-02)
April 15, 2015 AMP S 10b5-1 1,341 $129.95 $174,263 19,712 Direct -6.37% Disposed 277.8% (price as of 2026-10-02)
April 14, 2015 AMP S 10b5-1 1,340 $126.50 $169,510 21,053 Direct -5.98% Disposed 288.1% (price as of 2026-10-02)
April 14, 2015 AMP S 10b5-1 1,767 $130.00 $229,710 22,393 Direct -7.31% Disposed 277.6% (price as of 2026-10-02)
April 13, 2015 AMP S 10b5-1 1,340 $124.32 $166,589 22,393 Direct -5.65% Disposed 294.9% (price as of 2026-10-02)
April 13, 2015 AMP S 10b5-1 1,739 $125.00 $217,375 23,733 Direct -6.83% Disposed 292.7% (price as of 2026-10-02)
Feb. 9, 2015 AMP S 10b5-1 654 $133.98 $87,623 23,733 Direct -2.68% Disposed 266.4% (price as of 2026-10-02)
Feb. 6, 2015 AMP S 10b5-1 1,786 $136.00 $242,896 20,300 Direct -8.09% Disposed 261.0% (price as of 2026-10-02)
Feb. 5, 2015 AMP S 10b5-1 532 $131.40 $69,905 20,300 Direct -2.55% Disposed 273.6% (price as of 2026-10-02)
Feb. 3, 2015 AMP S 10b5-1 1,751 $132.00 $231,132 21,304 Direct -7.59% Disposed 271.9% (price as of 2026-10-02)
Jan. 29, 2015 AMP S 10b5-1 1,433 $127.66 $182,937 19,021 Direct -7.01% Disposed 284.5% (price as of 2026-10-02)
Jan. 28, 2015 AMP S 10b5-1 1,433 $129.50 $185,574 20,454 Direct -6.55% Disposed 279.1% (price as of 2026-10-02)
Jan. 27, 2015 AMP S 10b5-1 1,886 $128.15 $241,691 21,887 Direct -7.93% Disposed 283.1% (price as of 2026-10-02)
Jan. 26, 2015 AMP S 10b5-1 2,216 $129.37 $286,684 21,887 Direct -9.19% Disposed 279.5% (price as of 2026-10-02)
Jan. 23, 2015 AMP S 10b5-1 2,200 $130.23 $286,506 21,887 Direct -9.13% Disposed 277.0% (price as of 2026-10-02)
Oct. 10, 2014 AMP S 10b5-1 1,036 $117.00 $121,212 21,887 Direct -4.52% Disposed 319.6% (price as of 2026-10-02)
Oct. 9, 2014 AMP S 10b5-1 1,000 $120.24 $120,240 22,923 Direct -4.18% Disposed 308.3% (price as of 2026-10-02)
Oct. 8, 2014 AMP S 10b5-1 1,000 $118.76 $118,760 23,923 Direct -4.01% Disposed 313.4% (price as of 2026-10-02)
Oct. 7, 2014 AMP S 10b5-1 8,680 $120.34 $1,044,551 24,923 Direct -25.83% Disposed 307.9% (price as of 2026-10-02)
Oct. 6, 2014 AMP S 10b5-1 8,680 $122.29 $1,061,477 24,603 Direct -26.08% Disposed 301.4% (price as of 2026-10-02)
Dec. 12, 2013 AMP S 10b5-1 8,479 $106.25 $900,894 19,060 Direct -30.79% Disposed 362.0% (price as of 2026-10-02)
Dec. 11, 2013 AMP S 10b5-1 13,407 $108.24 $1,451,174 17,951 Direct -42.75% Disposed 353.5% (price as of 2026-10-02)
Dec. 10, 2013 AMP S 10b5-1 13,396 $107.92 $1,445,696 21,771 Direct -38.09% Disposed 354.9% (price as of 2026-10-02)
Dec. 9, 2013 AMP S 10b5-1 13,397 $109.03 $1,460,675 25,580 Direct -34.37% Disposed 350.3% (price as of 2026-10-02)
May 3, 2013 AMP S 10b5-1 12,333 $75.00 $924,975 29,390 Direct -29.56% Disposed 554.5% (price as of 2026-10-02)
April 12, 2013 AMP S 10b5-1 12,324 $74.87 $922,698 27,899 Direct -30.64% Disposed 555.7% (price as of 2026-10-02)
April 11, 2013 AMP S 10b5-1 20,512 $74.60 $1,530,195 26,400 Direct -43.72% Disposed 558.1% (price as of 2026-10-02)

Showing latest 100 of 205 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 7, 2016 AMP Employee Stock Option (right to buy) Common Stock (14,347) $37.23 Feb. 9, 2020 14,347 Disposed
July 7, 2016 AMP Phantom Stock Common Stock (820) · · 820 Disposed
Feb. 5, 2016 AMP Phantom Stock Common Stock (635) · · 635 Acquired
Feb. 1, 2016 AMP Employee Stock Option (right to buy) Common Stock (24,711) $87.79 Feb. 2, 2026 24,711 Acquired
April 14, 2015 AMP Employee Stock Option (right to buy) Common Stock (4,782) $37.23 Feb. 9, 2020 4,782 Disposed
April 13, 2015 AMP Employee Stock Option (right to buy) Common Stock (4,782) $37.23 Feb. 9, 2020 4,782 Disposed
Feb. 6, 2015 AMP Phantom Stock Common Stock (546) · · 546 Acquired
Feb. 6, 2015 AMP Employee Stock Option (right to buy) Common Stock (5,641) $52.86 Jan. 29, 2018 5,641 Disposed
Feb. 3, 2015 AMP Employee Stock Option (right to buy) Common Stock (5,641) $52.86 Jan. 29, 2018 5,641 Disposed
Feb. 2, 2015 AMP Employee Stock Option (right to buy) Common Stock (23,446) $128.76 Feb. 3, 2025 23,446 Acquired
Jan. 27, 2015 AMP Employee Stock Option (right to buy) Common Stock (5,641) $52.86 Jan. 29, 2018 5,641 Disposed
Jan. 26, 2015 AMP Employee Stock Option (right to buy) Common Stock (5,641) $52.86 Jan. 29, 2018 5,641 Disposed
Jan. 23, 2015 AMP Employee Stock Option (right to buy) Common Stock (5,641) $52.86 Jan. 29, 2018 5,641 Disposed
Oct. 7, 2014 AMP Employee Stock Options (right to buy) Commmon Stock (9,000) $52.86 Jan. 29, 2018 9,000 Disposed
Oct. 6, 2014 AMP Employee Stock Options (right to buy) Common Stock (9,000) $52.86 Jan. 29, 2018 9,000 Disposed
Feb. 7, 2014 AMP Stock Option (right to buy) Common Stock (21,358) $107.61 Feb. 7, 2024 21,358 Acquired
Feb. 7, 2014 AMP Phantom Stock Common Stock (639) · · 639 Acquired
Dec. 12, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (9,588) $58.73 Jan. 30, 2017 9,588 Disposed
Dec. 11, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (9,587) $58.73 Jan. 30, 2017 9,587 Disposed
Dec. 10, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (9,587) $58.73 Jan. 30, 2017 9,587 Disposed
Dec. 9, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (9,587) $58.73 Jan. 30, 2017 9,587 Disposed
May 3, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (13,824) $43.66 Jan. 27, 2016 13,824 Disposed
April 12, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (13,823) $43.66 Jan. 27, 2016 13,823 Disposed
April 11, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (13,823) $43.66 Jan. 27, 2016 13,823 Disposed
April 10, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (19,000) $21.34 Feb. 3, 2019 19,000 Disposed
April 9, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (19,000) $21.34 Feb. 3, 2019 19,000 Disposed
April 8, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (19,025) $21.34 Feb. 3, 2019 19,025 Disposed
Feb. 14, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (7,000) $21.34 Feb. 3, 2019 7,000 Disposed
Feb. 8, 2013 AMP Phantom Stock Common Stock (758) · · 758 Acquired
Feb. 4, 2013 AMP Employee Stock Option (right to buy) Common Stock (22,303) $65.31 Feb. 5, 2023 22,303 Acquired
Jan. 24, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (7,000) $21.34 Feb. 3, 2019 7,000 Disposed
Jan. 2, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (7,000) $21.34 Feb. 3, 2019 7,000 Disposed
Dec. 18, 2012 AMP Employee Stock Option (Right to Buy) Common Stock (7,000) $21.34 Feb. 3, 2019 7,000 Disposed
Nov. 6, 2012 AMP Employee Stock Option (Right to Buy) Common Stock (7,000) $21.34 Feb. 3, 2019 7,000 Disposed
Oct. 31, 2012 AMP Employee Stock Option (right to buy) Common Stock (21,000) $21.34 Feb. 2, 2019 21,000 Disposed
Oct. 31, 2012 AMP Employee Stock Option (right to buy) Common Stock (46,139) $35.03 Oct. 2, 2015 46,139 Disposed
Sept. 13, 2012 AMP Employee Stock Option (right to buy) Common Stock (46,134) $35.03 Oct. 2, 2015 46,134 Disposed
March 30, 2012 AMP Employee Stock Option (right to buy) Common Stock (6,154) $35.03 Oct. 2, 2015 6,154 Disposed
March 29, 2012 AMP Employee Stock Option (right to buy) Common Stock (39,982) $35.03 Oct. 2, 2015 39,982 Disposed
March 29, 2012 AMP Employee Stock Option (right to buy) Common Stock (21,661) $32.59 Jan. 23, 2015 21,661 Disposed
Feb. 6, 2012 AMP Employee Stock Option (right to buy) Common Stock (21,910) $54.33 Feb. 7, 2022 21,910 Acquired
Jan. 20, 2012 AMP Employee Stock Option (right to buy) Common Stock (21,660) $32.59 Jan. 23, 2015 21,660 Disposed
Jan. 10, 2012 AMP Employee Stock Option (right to buy) Common Stock (37,726) $31.31 Jan. 25, 2014 37,726 Disposed
July 29, 2011 AMP Employee Stock Option (Right to Buy) Common Stock (12,575) $20.82 Jan. 26, 2013 12,575 Disposed
July 15, 2011 AMP Employee Stock Option (Right to Buy) Common Stock (12,575) $20.82 Jan. 26, 2013 12,575 Disposed
Feb. 7, 2011 AMP Employee Stock Option (right to buy) Common Stock (21,698) $58.70 Feb. 7, 2021 21,698 Acquired
Feb. 8, 2010 AMP Employee Stock Option (Right to Buy) Common Stock (23,911) $37.23 Feb. 8, 2020 23,911 Acquired
Feb. 2, 2009 AMP Employee Stock Option (Right to Buy) Common Stock (113,025) $21.34 Feb. 2, 2019 113,025 Acquired
Feb. 15, 2008 AMP Phantom Stock Common Stock · · 7,437 Acquired
Feb. 15, 2008 AMP Phantom Stock Common Stock (6,672) · · 6,672 Acquired
Jan. 29, 2008 AMP Employee Stock Option (Right to Buy) Common Stock (46,205) $52.86 Jan. 29, 2018 46,205 Acquired
April 2, 2007 AMP Phantom Stock Common Stock (689) · · 689 Acquired
March 30, 2007 AMP Phantom Stock Common Stock (1,425) · · 1,425 Acquired
Jan. 30, 2007 AMP Employee Stock Option (Right to Buy) Common Stock (38,349) $58.73 Jan. 30, 2017 38,349 Acquired
Jan. 26, 2006 AMP Employee Stock Option (Right to Buy) Common Stock (41,470) $43.66 Jan. 26, 2016 41,470 Acquired
Oct. 3, 2005 AMP Employee Stock Option (Right to Buy) [F8] Common Stock (138,409) $35.03 Oct. 2, 2015 138,409 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F4] Common Stock (43,321) $32.59 Jan. 23, 2015 43,321 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F4] Common Stock (37,726) $31.31 Jan. 25, 2014 37,726 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F4] Common Stock (25,150) $20.82 Jan. 26, 2013 25,150 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 23, 2005 AMP Common Stock 0 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AMP

General Counsel
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2007 $375,000 $0 $475,899 $1,094,516 $1,518,314 $139,738 $177,531 $3,780,998

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.