John D Bergen
CIK 1510509 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 24, 2012 · Latest: Jan. 24, 2012
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 20, 2012 | HWM | A | 31,960 | — | — | 41,886 Direct | +321.98% | Acquired | (price as of 2026-08-20) |
| Jan. 20, 2012 | HWM | A | 9,426 | — | — | 9,926 Direct | +1885.20% | Acquired | (price as of 2026-08-20) |
| Dec. 30, 2011 | HWM | A | 334 | $8.62 | $2,879 | 1,805 Direct | +22.71% | Acquired | 3149.7% (price as of 2026-08-20) |
| Nov. 25, 2011 | HWM | A | 320 | $8.98 | $2,874 | 1,471 Direct | +27.80% | Acquired | 3019.4% (price as of 2026-08-20) |
| Nov. 4, 2011 | HWM | A | 266 | $10.80 | $2,873 | 1,144 Direct | +30.30% | Acquired | 2493.7% (price as of 2026-08-20) |
| Sept. 30, 2011 | HWM | A | 294 | $9.78 | $2,875 | 877 Direct | +50.43% | Acquired | 2764.2% (price as of 2026-08-20) |
| Sept. 2, 2011 | HWM | A | 238 | $12.10 | $2,880 | 579 Direct | +69.79% | Acquired | 2215.0% (price as of 2026-08-20) |
| July 29, 2011 | HWM | A | 195 | $14.72 | $2,870 | 338 Direct | +136.36% | Acquired | 1803.0% (price as of 2026-08-20) |
| July 1, 2011 | HWM | A | 143 | $16.12 | $2,305 | 143 Direct | — | Acquired | 1637.7% (price as of 2026-08-20) |
| Jan. 25, 2011 | HWM | A | 69,360 | — | — | 69,360 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 30, 2011 | HWM | Phantom Stock Units | Common Stock (334) | — | — | 334 | Acquired |
| Nov. 25, 2011 | HWM | Phantom Stock Units | Common Stock (320) | — | — | 320 | Acquired |
| Nov. 4, 2011 | HWM | Phantom Stock Units | Common Stock (266) | — | — | 266 | Acquired |
| Sept. 30, 2011 | HWM | Phantom Stock Units | Common Stock (294) | — | — | 294 | Acquired |
| Sept. 2, 2011 | HWM | Phantom Stock Units | Common Stock (238) | — | — | 238 | Acquired |
| July 29, 2011 | HWM | Phantom Stock Units | Common Stock (195) | — | — | 195 | Acquired |
| July 1, 2011 | HWM | Phantom Stock Units | Common Stock (143) | — | — | 143 | Acquired |
| Jan. 25, 2011 | HWM | Employee Stock Option (right to buy) | Common Stock (69,360) | $16.24 | Jan. 25, 2021 | 69,360 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.