John D Brockhaus — SEC Insider Profile, Roles & Companies

Insider at

04

CMI selling March 8, 2021

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 1, 2022	CMI	A	171	·	·	3,775 Direct	+4.74%	Acquired
March 1, 2022	CMI	F	60	$196.07	$11,764	3,715 Direct	-1.59%	Disposed	163.9% (price as of 2026-10-23)
March 8, 2021	CMI	S	30	$196.25	$5,888	0 Indirect	-100.00%	Disposed	163.6% (price as of 2026-10-23)
March 1, 2021	CMI	A	192	·	·	3,671 Direct	+5.52%	Acquired
March 1, 2021	CMI	F	67	$262.98	$17,620	3,604 Direct	-1.83%	Disposed	96.7% (price as of 2026-10-23)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 15 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 3, 2021	CMI	Common	3,479	Direct
March 3, 2021	CMI	Common	·	Indirect
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (780)	780	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (150)	150	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (450)	450	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (360)	360	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (250)	250	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (750)	750	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (280)	280	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (500)	500	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (400)	400	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (610)	610	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (300)	300	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	Direct

Holdings reported on Form 4 41 reported holdings

08

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (780)	780	$109.09	April 4, 2026	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (150)	150	$110.60	May 3, 2023	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (450)	450	$133.94	June 26, 2028	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (360)	360	$136.82	April 2, 2025	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (250)	250	$141.13	May 1, 2025	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (750)	750	$142.12	April 6, 2030	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (280)	280	$149.34	April 2, 2024	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (500)	500	$149.72	April 3, 2027	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (400)	400	$151.07	Aug. 13, 2029	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (610)	610	$160.10	April 3, 2028	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (300)	300	$160.63	June 1, 2027	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	$163.43	April 4, 2029	Direct
March 3, 2022	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	$207.04	Oct. 1, 2030	Direct
June 4, 2021	CMI	Common	3,604	·	·	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (780)	780	$109.09	April 4, 2026	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (150)	150	$110.60	May 3, 2023	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (450)	450	$133.94	June 26, 2028	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (360)	360	$136.82	April 2, 2025	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (250)	250	$141.13	May 1, 2025	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (750)	750	$142.12	April 6, 2030	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (280)	280	$149.34	April 2, 2024	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (500)	500	$149.72	April 3, 2027	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (400)	400	$151.07	Aug. 13, 2029	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (610)	610	$160.10	April 3, 2028	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (300)	300	$160.63	June 1, 2027	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	$163.43	April 4, 2029	Direct
June 4, 2021	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	$207.04	Oct. 1, 2030	Direct
March 3, 2021	CMI	Common	22	·	·	Indirect
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (780)	780	$109.09	April 4, 2026	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (150)	150	$110.60	May 3, 2023	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (450)	450	$133.94	June 26, 2028	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (360)	360	$136.82	April 2, 2025	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (250)	250	$141.13	May 1, 2025	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (750)	750	$142.12	April 6, 2030	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (280)	280	$149.34	April 2, 2024	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (500)	500	$149.72	April 3, 2027	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (400)	400	$151.07	Aug. 13, 2029	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (610)	610	$160.10	April 3, 2028	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (300)	300	$160.63	June 1, 2027	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	$163.43	April 4, 2029	Direct
March 3, 2021	CMI	Stock Option (Right-to-Buy)→ Common (860)	860	$207.04	Oct. 1, 2030	Direct