Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 24, 2007 AEIS A 6,250 $22.47 $140,438 30,625 Direct +25.64% Acquired 1254.2% (price as of 2026-10-02)
April 27, 2007 AEIS A 6,250 $24.21 $151,312 18,125 Direct +52.63% Acquired 1156.8% (price as of 2026-10-02)
Feb. 21, 2007 AEIS A 6,250 $20.19 $126,188 18,125 Direct +52.63% Acquired 1407.1% (price as of 2026-10-02)
Feb. 15, 2007 AEIS F 139 $20.26 $2,816 1,906 Direct -6.80% Disposed 1401.9% (price as of 2026-10-02)
Jan. 31, 2007 AEIS F 37 $17.33 $641 2,045 Direct -1.78% Disposed 1655.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 24, 2007 AEIS Employee Stock Option (right to buy) Common Stock (6,250) $22.47 July 24, 2017 6,250 Acquired
April 27, 2007 AEIS Employee Stock Option (right to buy) Common Stock (6,250) $24.21 April 27, 2017 6,250 Acquired
Feb. 21, 2007 AEIS Employee Stock Option (right to buy) Common Stock (6,250) $20.19 Feb. 21, 2017 6,250 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 26, 2006 AEIS Common Stock 32 Direct
Oct. 26, 2006 AEIS Common Stock · Direct
Oct. 26, 2006 AEIS Employee Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Oct. 26, 2006 AEIS Employee Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
Oct. 26, 2006 AEIS Employee Stock Option (right to buy)→ Common Stock (1,875) 1,875 Direct