John E Aschenbrenner

Insider

First SEC filing: Dec. 8, 2009 · Latest: Dec. 8, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

PFG selling Oct. 31, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 4, 2009	PFG	A	2	$24.09	$48	117 Direct	+1.74%	Acquired	368.5% (price as of 2026-08-19)
Dec. 4, 2009	PFG	A	291	$23.99	$6,981	88,803 Direct	+0.33%	Acquired	370.5% (price as of 2026-08-19)
Dec. 4, 2009	PFG	A	1,153	—	—	88,512 Direct	+1.32%	Acquired	(price as of 2026-08-19)
Feb. 24, 2009	PFG	A	34,417	—	—	86,208 Direct	+66.45%	Acquired	(price as of 2026-08-19)
Feb. 24, 2009	PFG	A	151,030	—	—	151,030 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 6, 2009	PFG	F	7,049	$16.83	$118,635	51,791 Direct	-11.98%	Disposed	570.6% (price as of 2026-08-19)
Feb. 6, 2009	PFG	A	21,275	—	—	58,840 Direct	+56.64%	Acquired	(price as of 2026-08-19)
Dec. 5, 2008	PFG	A	3	$19.20	$58	115 Direct	+2.68%	Acquired	487.9% (price as of 2026-08-19)
Dec. 5, 2008	PFG	A	484	—	—	37,565 Direct	+1.31%	Acquired	(price as of 2026-08-19)
Feb. 26, 2008	PFG	A	58,000	—	—	58,000 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 7, 2007	PFG	A	2	$66.60	$133	112 Direct	+1.82%	Acquired	69.5% (price as of 2026-08-19)
Dec. 7, 2007	PFG	A	275	—	—	36,638 Direct	+0.76%	Acquired	(price as of 2026-08-19)
Oct. 31, 2007	PFG	M 10b5-1	15,000	—	—	27,290 Direct	-35.47%	Disposed	(price as of 2026-08-19)
Oct. 31, 2007	PFG	S 10b5-1	15,000	$68.00	$1,020,000	36,324 Direct	-29.23%	Disposed	66.0% (price as of 2026-08-19)
Oct. 31, 2007	PFG	M 10b5-1	15,000	$27.57	$413,550	51,324 Direct	+41.30%	Acquired	309.4% (price as of 2026-08-19)
Oct. 11, 2007	PFG	M 10b5-1	15,000	—	—	42,290 Direct	-26.18%	Disposed	(price as of 2026-08-19)
Oct. 11, 2007	PFG	S 10b5-1	15,000	$66.00	$990,000	36,324 Direct	-29.23%	Disposed	71.0% (price as of 2026-08-19)
Oct. 11, 2007	PFG	M 10b5-1	15,000	$27.57	$413,550	51,324 Direct	+41.30%	Acquired	309.4% (price as of 2026-08-19)
Oct. 1, 2007	PFG	M 10b5-1	15,000	—	—	57,290 Direct	-20.75%	Disposed	(price as of 2026-08-19)
Oct. 1, 2007	PFG	S 10b5-1	15,000	$64.00	$960,000	36,324 Direct	-29.23%	Disposed	76.4% (price as of 2026-08-19)
Oct. 1, 2007	PFG	M 10b5-1	15,000	$27.57	$413,550	51,324 Direct	+41.30%	Acquired	309.4% (price as of 2026-08-19)
Feb. 26, 2007	PFG	A	47,380	—	—	47,380 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 15, 2006	PFG	A	2	$58.50	$117	111 Direct	+1.83%	Acquired	92.9% (price as of 2026-08-19)
Dec. 15, 2006	PFG	A	276	—	—	36,284 Direct	+0.77%	Acquired	(price as of 2026-08-19)
July 3, 2006	PFG	M 10b5-1	15,205	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
July 3, 2006	PFG	S 10b5-1	15,205	$56.00	$851,480	35,968 Direct	-29.71%	Disposed	101.6% (price as of 2026-08-19)
July 3, 2006	PFG	M 10b5-1	15,205	$27.48	$417,833	51,173 Direct	+42.27%	Acquired	310.7% (price as of 2026-08-19)
May 11, 2006	PFG	M 10b5-1	15,000	—	—	15,205 Direct	-49.66%	Disposed	(price as of 2026-08-19)
May 11, 2006	PFG	S 10b5-1	15,000	$54.00	$810,000	35,968 Direct	-29.43%	Disposed	109.0% (price as of 2026-08-19)
May 11, 2006	PFG	M 10b5-1	15,000	$27.48	$412,200	50,968 Direct	+41.70%	Acquired	310.7% (price as of 2026-08-19)
May 2, 2006	PFG	M	15,000	—	—	30,205 Direct	-33.18%	Disposed	(price as of 2026-08-19)
May 2, 2006	PFG	S	15,000	$52.00	$780,000	35,968 Direct	-29.43%	Disposed	117.1% (price as of 2026-08-19)
May 2, 2006	PFG	M	15,000	$27.48	$412,200	50,968 Direct	+41.70%	Acquired	310.7% (price as of 2026-08-19)
Feb. 27, 2006	PFG	A	67,400	—	—	67,400 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 16, 2005	PFG	A	1	$49.72	$50	109 Direct	+0.93%	Acquired	127.0% (price as of 2026-08-19)
Dec. 16, 2005	PFG	A	259	—	—	35,444 Direct	+0.74%	Acquired	(price as of 2026-08-19)
Dec. 6, 2005	PFG	I 10b5-1	571	$49.80	$28,436	2,953 Indirect	-16.20%	Disposed	126.6% (price as of 2026-08-19)
Dec. 6, 2005	PFG	I 10b5-1	4,429	$49.72	$220,210	3,524 Indirect	-55.69%	Disposed	127.0% (price as of 2026-08-19)
Feb. 28, 2005	PFG	A	108,185	—	—	108,185 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 28, 2005	PFG	M	24,126	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 28, 2005	PFG	D	24,126	$39.02	$941,397	34,499 Direct	-41.15%	Disposed	189.3% (price as of 2026-08-19)
Feb. 28, 2005	PFG	M	24,126	—	—	58,625 Direct	+69.93%	Acquired	(price as of 2026-08-19)
Feb. 28, 2005	PFG	A	9,942	—	—	34,499 Direct	+40.49%	Acquired	(price as of 2026-08-19)
Dec. 17, 2004	PFG	A	2	$39.86	$80	108 Direct	+1.89%	Acquired	183.2% (price as of 2026-08-19)
Dec. 17, 2004	PFG	A	328	—	—	24,126 Direct	+1.38%	Acquired	(price as of 2026-08-19)
Dec. 17, 2004	PFG	A	135	—	—	24,557 Direct	+0.55%	Acquired	(price as of 2026-08-19)
Feb. 24, 2004	PFG	A	79,345	—	—	79,345 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 24, 2004	PFG	A	10,124	—	—	23,798 Direct	+74.04%	Acquired	(price as of 2026-08-19)
Feb. 24, 2004	PFG	A	9,756	—	—	19,680 Direct	+98.31%	Acquired	(price as of 2026-08-19)
Dec. 8, 2003	PFG	A	178	—	—	13,674 Direct	+1.32%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 4, 2009	PFG	Phantom Stock Units	Common Stock (2)	—	—	2	Acquired
Feb. 24, 2009	PFG	Employee Stock Option (Right to Buy)	Common Stock (151,030)	$11.07	Feb. 24, 2019	151,030	Acquired
Dec. 5, 2008	PFG	Phantom Stock Units	Common Stock (3)	—	—	3	Acquired
Feb. 26, 2008	PFG	Employee Stock Option (Right to Buy)	Common Stock (58,000)	$60.10	Feb. 26, 2018	58,000	Acquired
Dec. 7, 2007	PFG	Phantom Stock Units	Common Stock (2)	—	—	2	Acquired
Oct. 31, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$27.57	Feb. 25, 2013	15,000	Disposed
Oct. 11, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$27.57	Feb. 25, 2013	15,000	Disposed
Oct. 1, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$27.57	Feb. 25, 2013	15,000	Disposed
Feb. 26, 2007	PFG	Employee Stock Option (Right to Buy)	Common Stock (47,380)	$62.63	Feb. 26, 2017	47,380	Acquired
Dec. 15, 2006	PFG	Phantom Stock Units	Common Stock (2)	—	—	2	Acquired
July 3, 2006	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,205)	$27.48	April 29, 2012	15,205	Disposed
May 11, 2006	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$27.48	April 29, 2012	15,000	Disposed
May 2, 2006	PFG	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$27.48	April 29, 2012	15,000	Disposed
Feb. 27, 2006	PFG	Employee Stock Option (Right to Buy)	Common Stock (67,400)	$49.25	Feb. 27, 2016	67,400	Acquired
Dec. 16, 2005	PFG	Phantom Stock Units	Common Stock (1)	—	—	1	Acquired
Feb. 28, 2005	PFG	Employee Stock Option (Right to Buy)	Common Stock (108,185)	$39.02	Feb. 28, 2015	108,185	Acquired
Feb. 28, 2005	PFG	Performance Units	Common Stock (24,126)	—	Feb. 28, 2005	24,126	Disposed
Dec. 17, 2004	PFG	Phantom Stock Units	Common Stock (2)	—	—	2	Acquired
Dec. 17, 2004	PFG	Performance Units	Common Stock (328)	—	—	328	Acquired
Feb. 24, 2004	PFG	Employee Stock Option (Right to Buy)	Common Stock (79,345)	$36.30	Feb. 24, 2014	79,345	Acquired
Feb. 24, 2004	PFG	Performance Units	Common Stock (10,124)	—	—	10,124	Acquired
Dec. 8, 2003	PFG	Performance Units	Com mon Stock (178)	—	—	178	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

PFG

President, Insurance and Financial Services

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2005	—	—	—	—	—	—	—	—
2004	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.