John E Carroll Jr
First SEC filing: April 5, 2005 · Latest: April 5, 2005
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 16, 2006 | RAIL | S | 5,045 | $56.50 | $285,042 | 0 Direct | -100.00% | Disposed | -88.1% (price as of 2026-10-05) |
| Nov. 15, 2006 | RAIL | S | 35,139 | $56.64 | $1,990,273 | 5,045 Direct | -87.45% | Disposed | -88.1% (price as of 2026-10-05) |
| Nov. 15, 2006 | RAIL | S | 54,968 | $56.20 | $3,089,202 | 40,184 Direct | -57.77% | Disposed | -88.0% (price as of 2026-10-05) |
| Nov. 3, 2006 | RAIL | M | 54,968 | $19.00 | $1,044,392 | 95,152 Direct | +136.79% | Acquired | -64.5% (price as of 2026-10-05) |
| Nov. 3, 2006 | RAIL | M | 54,968 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 7, 2005 | RAIL | S | 30,319 | $40.50 | $1,227,920 | 40,184 Direct | -43.00% | Disposed | -83.3% (price as of 2026-10-05) |
| Sept. 21, 2005 | RAIL | S | 202,125 | $40.50 | $8,186,062 | 70,503 Direct | -74.14% | Disposed | -83.3% (price as of 2026-10-05) |
| April 11, 2005 | RAIL | A | 164,904 | · | · | 164,904 Direct | · | Acquired | (price as of 2026-10-05) |
| April 11, 2005 | RAIL | D | 336 | $520.96 | $175,043 | 0 Direct | -100.00% | Disposed | -98.7% (price as of 2026-10-05) |
| April 11, 2005 | RAIL | D | 1,000 | $997.87 | $997,870 | 0 Direct | -100.00% | Disposed | -99.3% (price as of 2026-10-05) |
| April 5, 2005 | RAIL | S | 462,172 | $19.00 | $8,781,268 | 272,628 Direct | -62.90% | Disposed | -64.5% (price as of 2026-10-05) |
| April 1, 2005 | RAIL | J | 734,800 | · | · | 734,800 Direct | · | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 3, 2006 | RAIL | Employee Stock Option (right to buy) | Common Stock | $19.00 | April 11, 2015 | 54,968 | Disposed |
| April 11, 2005 | RAIL | Employee Stock Option (right to buy) | Common Stock | $19.00 | April 11, 2015 | 164,904 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2006 | $550,000 | · | · | $537,588 | $2,045,033 | $65,350 | $35,802 | $3,233,773 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.