John E. Friend II
CIK 1704021 · View on SEC EDGAR ↗
First SEC filing: April 9, 2026 · Latest: April 9, 2026
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 8, 2026 | KZIA | A | 150,000 | — | — | 150,000 Direct | -50.00% | Disposed | (price as of 2026-08-18) |
| Jan. 8, 2026 | KZIA | A | 500,000 | — | — | 500,000 Direct | — | Acquired | (price as of 2026-08-18) |
| March 4, 2021 | CLRB | A | 330,000 | — | — | 330,000 Direct | — | Acquired | (price as of 2026-08-18) |
| July 1, 2020 | CLRB | A | 100,000 | — | — | 100,000 Direct | — | Acquired | (price as of 2026-08-18) |
| Oct. 12, 2018 | CLRB | A | 63,000 | — | — | 63,000 Direct | — | Acquired | (price as of 2026-08-18) |
| April 17, 2017 | CLRB | A | 100,000 | — | — | 100,000 Direct | — | Acquired | (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 8, 2026 | KZIA | Restricted Share Units | ADSs (150,000) | — | — | 150,000 | Disposed |
| Jan. 8, 2026 | KZIA | Employee Stock Option (right to buy) | ADSs (500,000) | $6.78 | — | 500,000 | Acquired |
| March 4, 2021 | CLRB | Stock option (right to buy) | Common Stock (330,000) | $1.74 | March 4, 2021 | 330,000 | Acquired |
| July 1, 2020 | CLRB | Stock option (right to buy) | Common Stock (100,000) | $1.34 | July 1, 2030 | 100,000 | Acquired |
| Oct. 12, 2018 | CLRB | Stock option (right to buy) | Common Stock (63,000) | $2.61 | Oct. 12, 2028 | 63,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 9, 2026 | KZIA | American Depositary Share Option (Right to Buy)→ American Depositary Shares [F2,F3] (30,000) | 30,000 | Direct |
| March 18, 2026 | KZIA | American Depositary Share Option (Right to Buy)→ American Depositary Shares [F2,F3] (30,000) | 30,000 | Direct |
| March 18, 2026 | KZIA | American Depositary Share Option (Right to Buy)→ American Depositary Shares [F2,F3] (500,000) | 500,000 | Direct |
| March 18, 2026 | KZIA | Ordinary Shares Option (Right to Buy)→ Ordinary Shares (3,000,000) | 3,000,000 | Direct |
| March 18, 2026 | KZIA | Ordinary Shares Option (Right to Buy)→ Ordinary Shares (1,000,000) | 1,000,000 | Direct |
| July 6, 2020 | CLRB | Common Stock | 3,333 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $376,364 | — | — | $303,600 | — | — | $26,585 | $706,549 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.