John Edward Caldwell
CIK 1378427 · View on SEC EDGAR ↗
First SEC filing: May 20, 2022 · Latest: May 20, 2022
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 1, 2022 | AMD | S 10b5-1 | 10,000 | $109.28 | $1,092,800 | 4,672 Direct | -68.16% | Disposed | 326.4% (price as of 2026-08-20) |
| Jan. 3, 2022 | AMD | S 10b5-1 | 10,000 | $151.25 | $1,512,500 | 14,672 Direct | -40.53% | Disposed | 208.1% (price as of 2026-08-20) |
| Oct. 1, 2021 | AMD | S 10b5-1 | 35,000 | $102.65 | $3,592,750 | 24,672 Direct | -58.65% | Disposed | 354.0% (price as of 2026-08-20) |
| July 30, 2021 | AMD | S 10b5-1 | 15,000 | $101.62 | $1,524,300 | 59,672 Direct | -20.09% | Disposed | 358.6% (price as of 2026-08-20) |
| Nov. 21, 2013 | AMD | S | 18,000 | $3.40 | $61,200 | 18,564 Direct | -49.23% | Disposed | 13606.3% (price as of 2026-08-20) |
| Nov. 13, 2006 | AMD | P | 12,500 | $21.06 | $263,250 | 12,500 Direct | — | Acquired | 2112.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 18, 2022 | AMD | RSU Award | Common Stock (3,296) | — | — | 3,296 | Acquired |
| May 19, 2021 | AMD | RSU Award | Common Stock (3,868) | — | — | 3,868 | Acquired |
| May 7, 2020 | AMD | RSU Award | Common Stock (5,991) | — | — | 5,991 | Acquired |
| May 15, 2019 | AMD | RSU Award | Common Stock (9,992) | — | — | 9,992 | Acquired |
| May 2, 2018 | AMD | RSU Award | Common Stock (27,126) | — | — | 27,126 | Acquired |
| April 26, 2017 | AMD | RSU Award | Common Stock (20,479) | — | — | 20,479 | Acquired |
| May 12, 2016 | AMD | RSU Award | Common Stock (82,813) | — | — | 82,813 | Acquired |
| April 29, 2015 | AMD | RSU Award | Common Stock (72,044) | — | — | 72,044 | Acquired |
| May 16, 2014 | AMD | Restricted Stock Units | Common Stock (69,269) | — | — | 69,269 | Disposed |
| May 8, 2014 | AMD | RSU Award | Common Stock (46,343) | — | — | 46,343 | Acquired |
| May 16, 2013 | AMD | RSU Award | Common Stock (69,269) | — | May 16, 2020 | 69,269 | Acquired |
| May 10, 2013 | AMD | Restricted Stock Units | Common Stock (30,080) | $0.00 | May 10, 2019 | 30,080 | Disposed |
| May 10, 2012 | AMD | RSU Award | Common Stock (30,080) | — | May 10, 2019 | 30,080 | Acquired |
| May 3, 2011 | AMD | RSU Award | Common Stock (27,124) | — | May 3, 2018 | 27,124 | Acquired |
| May 20, 2010 | AMD | RSU Award | Common Stock (28,125) | — | May 20, 2017 | 28,125 | Acquired |
| May 7, 2009 | AMD | RSU Award | Common Stock (50,000) | — | May 7, 2019 | 50,000 | Acquired |
| May 8, 2008 | AMD | RSU Award | Common Stock (15,625) | — | May 8, 2018 | 15,625 | Acquired |
| July 31, 2007 | AMD | Stock Option Award | Common Stock (12,500) | $13.54 | July 31, 2017 | 12,500 | Acquired |
| May 3, 2007 | AMD | Stock Option Award | Common Stock (12,500) | $13.69 | May 3, 2017 | 12,500 | Acquired |
| May 3, 2007 | AMD | Restricted Stock Unit Award | Common Stock (12,500) | $0.00 | May 3, 2017 | 12,500 | Acquired |
| Dec. 15, 2006 | AMD | Stock Option Award | Common Stock (12,500) | $22.12 | Dec. 15, 2016 | 12,500 | Acquired |
| Oct. 31, 2006 | AMD | Stock Option Award | Common Stock (12,500) | $21.27 | Oct. 31, 2016 | 12,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 25, 2006 | AMD | Common Stock | 0 | Direct |