Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 39 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 21, 2021 GECCI A 18 · · 1,034 Indirect +1.77% Acquired (price as of 2026-10-02)
Jan. 21, 2021 GECCI A 40 · · 2,383 Indirect +1.71% Acquired (price as of 2026-10-02)
Jan. 21, 2021 GECCI A 97 · · 5,073 Indirect +1.95% Acquired (price as of 2026-10-02)
Jan. 21, 2021 GECCI A 330 · · 17,202 Direct +1.96% Acquired (price as of 2026-10-02)
Dec. 21, 2020 GECCI A 19 · · 1,016 Indirect +1.91% Acquired (price as of 2026-10-02)
Dec. 21, 2020 GECCI A 42 · · 2,343 Indirect +1.83% Acquired (price as of 2026-10-02)
Dec. 21, 2020 GECCI A 96 · · 4,976 Indirect +1.97% Acquired (price as of 2026-10-02)
Dec. 21, 2020 GECCI A 324 · · 16,872 Direct +1.96% Acquired (price as of 2026-10-02)
Nov. 20, 2020 GECCI A 24 · · 997 Indirect +2.47% Acquired (price as of 2026-10-02)
Nov. 20, 2020 GECCI A 53 · · 2,301 Indirect +2.36% Acquired (price as of 2026-10-02)
Nov. 20, 2020 GECCI A 128 · · 4,880 Indirect +2.69% Acquired (price as of 2026-10-02)
Nov. 20, 2020 GECCI A 432 · · 16,548 Direct +2.68% Acquired (price as of 2026-10-02)
Oct. 21, 2020 GECCI A 20 · · 973 Indirect +2.10% Acquired (price as of 2026-10-02)
Oct. 21, 2020 GECCI A 46 · · 2,248 Indirect +2.09% Acquired (price as of 2026-10-02)
Oct. 21, 2020 GECCI A 111 · · 4,752 Indirect +2.39% Acquired (price as of 2026-10-02)
Oct. 21, 2020 GECCI A 245 · · 16,116 Direct +1.54% Acquired (price as of 2026-10-02)
Sept. 28, 2020 GECCI X 5,773 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Sept. 28, 2020 GECCI X 5,773 $2.95 $17,030 15,871 Direct +57.17% Acquired 748.3% (price as of 2026-10-02)
Sept. 21, 2020 GECCI A 14 · · 953 Indirect +1.49% Acquired (price as of 2026-10-02)
Sept. 21, 2020 GECCI A 30 · · 2,202 Indirect +1.38% Acquired (price as of 2026-10-02)
Sept. 21, 2020 GECCI A 72 · · 4,641 Indirect +1.58% Acquired (price as of 2026-10-02)
Sept. 21, 2020 GECCI A 160 · · 10,098 Direct +1.61% Acquired (price as of 2026-10-02)
Aug. 21, 2020 GECCI A 14 · · 939 Indirect +1.51% Acquired (price as of 2026-10-02)
Aug. 21, 2020 GECCI A 32 · · 2,172 Indirect +1.50% Acquired (price as of 2026-10-02)
Aug. 21, 2020 GECCI A 74 · · 4,569 Indirect +1.65% Acquired (price as of 2026-10-02)
Aug. 21, 2020 GECCI A 161 · · 9,938 Direct +1.65% Acquired (price as of 2026-10-02)
July 15, 2020 GECCI A 41 · · 9,777 Direct +0.42% Acquired (price as of 2026-10-02)
July 15, 2020 GECCI A 13 · · 925 Indirect +1.43% Acquired (price as of 2026-10-02)
July 15, 2020 GECCI A 29 · · 2,140 Indirect +1.37% Acquired (price as of 2026-10-02)
July 15, 2020 GECCI A 72 · · 4,495 Indirect +1.63% Acquired (price as of 2026-10-02)
July 15, 2020 GECCI A 119 · · 9,736 Direct +1.24% Acquired (price as of 2026-10-02)
June 15, 2020 GECCI A 12 · · 912 Indirect +1.33% Acquired (price as of 2026-10-02)
June 15, 2020 GECCI A 27 · · 2,111 Indirect +1.30% Acquired (price as of 2026-10-02)
June 15, 2020 GECCI A 69 · · 4,423 Indirect +1.58% Acquired (price as of 2026-10-02)
June 15, 2020 GECCI A 152 · · 9,617 Direct +1.61% Acquired (price as of 2026-10-02)
May 15, 2020 GECCI A 185 · · 9,465 Direct +1.99% Acquired (price as of 2026-10-02)
May 15, 2020 GECCI A 13 · · 900 Indirect +1.47% Acquired (price as of 2026-10-02)
May 15, 2020 GECCI A 30 · · 2,084 Indirect +1.46% Acquired (price as of 2026-10-02)
May 15, 2020 GECCI A 83 · · 4,354 Indirect +1.94% Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 28, 2020 GECCI Subscription Rights Common Stock (5,773) $2.95 Sept. 28, 2020 5,773 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 9, 2016 GECCI Common Stock 9,280 Direct
Dec. 9, 2016 GECCI Common Stock 4,271 Indirect
Dec. 9, 2016 GECCI Common Stock 2,054 Indirect
Dec. 9, 2016 GECCI Common Stock 53 Indirect
Dec. 9, 2016 GECCI Common Stock 887 Indirect