John F. Ashburn Jr.

CIK 1496551 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 28, 2016 · Latest: Oct. 28, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 14, 2017 NIOBW P 112,226 $0.43 $48,257 762,226 Direct +17.27% Acquired 230.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 6, 2017 NIOBW Employee Stock Option (Right to Buy) Common Shares (400,000) March 6, 2022 400,000 Acquired
Feb. 14, 2017 NIOBW Warrants Common Shares (112,226) Feb. 14, 2020 112,226 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 28, 2016 NIOBW Common Shares 650,000 Direct
Oct. 28, 2016 NIOBW Employee Stock Option (Right to Buy)→ Common Shares (500,000) 500,000 Direct
Oct. 28, 2016 NIOBW Employee Stock Option (Right to Buy)→ Common Shares Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NIOBW

General Counsel
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $200,000 $122,269 $322,269
2016 $200,000 $73,720 $273,720

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.