John Freeman

CIK 1341376 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 17, 2005 · Latest: Oct. 17, 2005

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 10, 2014 USAU P 1,500 $2.87 $4,305 3,000 Direct +100.00% Acquired -95.5% (price as of 2026-08-19)
Feb. 20, 2014 USAU P 1,500 $2.57 $3,855 1,500 Direct — Acquired -95.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 15, 2014 USAU Common Stock Warrants Common Stock $3.50 — 32,000 Acquired
July 15, 2014 USAU Common Stock Warrants Common Stock $3.00 — 32,000 Acquired
July 15, 2014 USAU Common Stock Warrants Common Stock $2.94 — 32,000 Acquired
July 15, 2014 USAU Subordinated Secured Convertible Bridge Note Common Stock $2.94 — 27,210 Acquired
Sept. 24, 2009 USAU Options Common Stock $2.57 Sept. 24, 2019 180,000 Acquired
Sept. 24, 2008 USAU Options Common Stock (180,000) $2.57 Sept. 24, 2019 180,000 Acquired
May 7, 2008 USAU Options (05/07/2008) Common Stock (150,000) $3.20 May 7, 2018 150,000 Acquired
Sept. 27, 2007 USAU Options (09/27/2007) Common Stock (8,000) $3.33 Sept. 27, 2012 8,000 Acquired
Sept. 13, 2006 USAU Options (09/13/2006) Common Stock (8,000) $4.70 Sept. 13, 2011 8,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 17, 2005 USAU Options (10/13/2005)→ Common Stock (6,000) 6,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

USAU

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $211,428 $0 — — — — $9,514 $322,692
2014 $275,000 $0 — $0 — — $12,375 $287,375

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.