John F.W. Rogers

CIK 1517277 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 24, 2020 · Latest: Jan. 24, 2020

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 19, 2021 GS S 10,000 $313.25 $3,132,500 78,093 Direct -11.35% Disposed 224.7% (price as of 2026-08-20)
Feb. 23, 2018 GS S 4,400 $265.37 $1,167,628 8,033 Indirect -35.39% Disposed 283.2% (price as of 2026-08-20)
Nov. 21, 2017 GS S 9,800 $238.01 $2,332,498 12,433 Indirect -44.08% Disposed 327.3% (price as of 2026-08-20)
Nov. 21, 2017 GS S 10,690 $238.01 $2,544,327 55,981 Direct -16.03% Disposed 327.3% (price as of 2026-08-20)
Aug. 8, 2017 GS S 3,336 $235.02 $784,027 22,233 Indirect -13.05% Disposed 332.7% (price as of 2026-08-20)
Aug. 8, 2017 GS S 14,349 $235.02 $3,372,302 80,109 Direct -15.19% Disposed 332.7% (price as of 2026-08-20)
Feb. 15, 2017 GS S 12,225 $250.06 $3,056,984 25,569 Indirect -32.35% Disposed 306.7% (price as of 2026-08-20)
Feb. 15, 2017 GS S 20,000 $250.06 $5,001,200 94,458 Direct -17.47% Disposed 306.7% (price as of 2026-08-20)
Feb. 14, 2017 GS S 100 $250.00 $25,000 37,794 Indirect -0.26% Disposed 306.8% (price as of 2026-08-20)
Feb. 3, 2017 GS S 8,338 $240.15 $2,002,371 114,458 Direct -6.79% Disposed 323.5% (price as of 2026-08-20)
Nov. 11, 2016 GS S 131 $203.94 $26,716 107,728 Direct -0.12% Disposed 398.7% (price as of 2026-08-20)
Nov. 11, 2016 GS S 100 $202.86 $20,286 107,859 Direct -0.09% Disposed 401.3% (price as of 2026-08-20)
Nov. 11, 2016 GS S 131 $203.94 $26,716 107,728 Direct -0.12% Disposed 398.7% (price as of 2026-08-20)
Nov. 11, 2016 GS S 100 $202.86 $20,286 107,859 Direct -0.09% Disposed 401.3% (price as of 2026-08-20)
Feb. 26, 2015 GS S 2,843 $192.30 $546,709 34,264 Indirect -7.66% Disposed 428.9% (price as of 2026-08-20)
Feb. 26, 2015 GS S 9,942 $191.54 $1,904,291 37,107 Indirect -21.13% Disposed 431.0% (price as of 2026-08-20)
Feb. 26, 2015 GS S 8,328 $190.77 $1,588,733 47,049 Indirect -15.04% Disposed 433.1% (price as of 2026-08-20)
Feb. 26, 2015 GS S 6,989 $192.29 $1,343,915 97,572 Direct -6.68% Disposed 428.9% (price as of 2026-08-20)
Feb. 26, 2015 GS S 23,629 $191.47 $4,524,245 104,561 Direct -18.43% Disposed 431.2% (price as of 2026-08-20)
Feb. 26, 2015 GS S 13,347 $190.67 $2,544,872 128,190 Direct -9.43% Disposed 433.4% (price as of 2026-08-20)
Nov. 4, 2014 GS S 23,365 $190.29 $4,446,126 130,034 Direct -15.23% Disposed 434.4% (price as of 2026-08-20)
Nov. 4, 2014 GS S 6,455 $189.54 $1,223,481 153,399 Direct -4.04% Disposed 436.6% (price as of 2026-08-20)
Aug. 19, 2014 GS S 86,692 $175.00 $15,171,100 130,034 Direct -40.00% Disposed 481.1% (price as of 2026-08-20)
Aug. 22, 2012 GS S 9,924 $106.01 $1,052,043 97,217 Direct -9.26% Disposed 859.3% (price as of 2026-08-20)
July 27, 2012 GS S 9,924 $100.00 $992,400 97,217 Direct -9.26% Disposed 917.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 3, 2023 GS Performance-based Restricted Stock Units Common Stock, par value $0.01 per share (9,009) — — 9,009 Disposed
Jan. 24, 2023 GS Restricted Stock Units Common Stock, par value $0.01 per share (9,794) — — 9,794 Disposed
Jan. 28, 2022 GS Performance-based Restricted Stock Units Common Stock, par value $0.01 per share — — 24,422 Acquired
Jan. 25, 2022 GS Restricted Stock Units Common Stock, par value $0.01 per share (19,840) — — 19,840 Disposed
Jan. 25, 2021 GS Restricted Stock Units Common Stock, par value $0.01 per share (16,053) — — 16,053 Disposed
Jan. 20, 2021 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (11,361) — — 11,361 Acquired
Jan. 23, 2020 GS Restricted Stock Units Common Stock, par value $0.01 per share (17,393) — — 17,393 Disposed
Jan. 16, 2020 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (18,021) — — 18,021 Acquired
Jan. 23, 2019 GS Restricted Stock Units Common Stock, par value $0.01 per share (19,282) — — 19,282 Disposed
Jan. 17, 2019 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (30,138) — — 30,138 Acquired
Dec. 28, 2017 GS Restricted Stock Units Common Stock, par value $0.01 per share (28,449) — — 28,449 Disposed
Feb. 3, 2017 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (114,676) $204.16 Nov. 24, 2017 114,676 Disposed
Jan. 24, 2017 GS Restricted Stock Units Common Stock, par value $0.01 per share (29,584) — — 29,584 Disposed
Jan. 19, 2017 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (22,039) — — 22,039 Acquired
Nov. 11, 2016 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (93,136) $199.84 Nov. 25, 2016 93,136 Disposed
Nov. 11, 2016 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (93,136) $199.84 Nov. 25, 2016 93,136 Disposed
Jan. 26, 2016 GS Restricted Stock Units Common Stock, par value $0.01 per share (27,151) — — 27,151 Disposed
Jan. 21, 2016 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (35,807) — — 35,807 Acquired
Jan. 27, 2015 GS Restricted Stock Units Common Stock, par value $0.01 per share (22,656) — — 22,656 Disposed
Jan. 20, 2015 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (27,501) — — 27,501 Acquired
Nov. 4, 2014 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (104,868) $78.78 Dec. 31, 2018 104,868 Disposed
Aug. 19, 2014 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (86,692) $131.64 Nov. 27, 2015 86,692 Disposed
Jan. 28, 2014 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (25,444) — — 25,444 Acquired
Jan. 27, 2014 GS Restricted Stock Units Common Stock, par value $0.01 per share (26,729) — — 26,729 Disposed
Jan. 17, 2013 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (28,509) — — 28,509 Acquired
Dec. 31, 2012 GS Restricted Stock Units Common Stock, par value $0.01 per share (41,876) — — 41,876 Disposed
Aug. 22, 2012 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (9,924) $78.87 Nov. 30, 2012 9,924 Disposed
July 27, 2012 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (9,924) $78.87 Nov. 30, 2012 9,924 Disposed
Feb. 1, 2012 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (14,015) — — 14,015 Acquired
Jan. 25, 2012 GS Restricted Stock Units Common Stock, par value $0.01 per share (41,909) — — 41,909 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 13, 2011 GS Common Stock, par value $0.01 per share 103,950 Direct
April 13, 2011 GS Common Stock, par value $0.01 per share 21,113 Indirect
April 13, 2011 GS Restricted Stock Units→ Common Stock, par value $0.01 per share (91,668) 91,668 Direct
April 13, 2011 GS Nonqualified Stock Options (right to buy)→ Common Stock, par value $0.01 per share (444,503) 444,503 Direct