Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 76 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

76 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 30, 2018 AX S 57,539 $41.16 $2,368,305 1,809,856 Direct -3.08% Disposed 115.6% (price as of 2026-10-05)
Dec. 12, 2014 AX S 7,100 $77.50 $550,250 455,495 Direct -1.53% Disposed 358.0% (price as of 2026-10-05)
Nov. 14, 2014 AX S 501 $79.58 $39,870 462,595 Direct -0.11% Disposed 346.0% (price as of 2026-10-05)
Nov. 13, 2014 AX S 3,300 $80.44 $265,452 463,096 Direct -0.71% Disposed 341.2% (price as of 2026-10-05)
Aug. 29, 2013 AX S 20,000 $64.92 $1,298,400 466,813 Direct -4.11% Disposed 446.7% (price as of 2026-10-05)
Dec. 14, 2012 AX S 25,000 $26.28 $657,000 466,554 Direct -5.09% Disposed 1250.6% (price as of 2026-10-05)
Oct. 12, 2012 AX P 50 $10000.00 $500,000 50 Direct · Acquired -96.5% (price as of 2026-10-05)
May 10, 2012 AX S 15,351 $18.88 $289,827 470,008 Direct -3.16% Disposed 1780.0% (price as of 2026-10-05)
Sept. 7, 2011 AX P 250 $1000.00 $250,000 82,824 Direct +0.30% Acquired -64.5% (price as of 2026-10-05)
March 15, 2011 AX S 10,000 $15.00 $150,000 437,315 Direct -2.24% Disposed 2266.3% (price as of 2026-10-05)
Dec. 6, 2010 AX S 9,800 $14.00 $137,200 447,515 Direct -2.14% Disposed 2435.3% (price as of 2026-10-05)
Dec. 6, 2010 AX S 200 $14.02 $2,804 447,315 Direct -0.04% Disposed 2431.7% (price as of 2026-10-05)
May 12, 2010 AX S 12,134 $17.84 $216,471 457,315 Direct -2.58% Disposed 1889.6% (price as of 2026-10-05)
June 26, 2008 AX P 400 $1000.00 $400,000 57,344 Direct +0.70% Acquired -64.5% (price as of 2026-10-05)
May 22, 2008 AX P 500 $6.92 $3,460 465,385 Direct +0.11% Acquired 5029.2% (price as of 2026-10-05)
May 22, 2008 AX P 100 $6.92 $692 465,485 Direct +0.02% Acquired 5029.2% (price as of 2026-10-05)
May 22, 2008 AX P 364 $7.00 $2,548 465,849 Direct +0.08% Acquired 4970.6% (price as of 2026-10-05)
May 21, 2008 AX P 136 $6.79 $923 463,985 Direct +0.03% Acquired 5127.4% (price as of 2026-10-05)
May 21, 2008 AX P 300 $6.80 $2,040 464,285 Direct +0.06% Acquired 5119.7% (price as of 2026-10-05)
May 21, 2008 AX P 100 $6.87 $687 464,385 Direct +0.02% Acquired 5066.5% (price as of 2026-10-05)
May 21, 2008 AX P 500 $6.81 $3,405 464,885 Direct +0.11% Acquired 5112.0% (price as of 2026-10-05)
March 13, 2008 AX P 699 $5.63 $3,935 463,849 Direct +0.15% Acquired 6204.4% (price as of 2026-10-05)
March 11, 2008 AX P 100 $5.75 $575 463,150 Direct +0.02% Acquired 6072.9% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 24, 2019 AX Restricted Stock Units [F3] Common Stock (2,667) · · 2,667 Disposed
Aug. 17, 2019 AX Restricted Stock Units [F3] Common Stock (2,667) · · 2,667 Disposed
Aug. 1, 2019 AX Restricted Stock Units [F1] Common Stock (8,000) · · 8,000 Acquired
Sept. 5, 2018 AX Restricted Stock Units [F1] Common Stock (8,000) · · 8,000 Acquired
Aug. 26, 2018 AX Restricted Stock Units [F2] Common Stock (2,667) · · 2,667 Disposed
Aug. 24, 2018 AX Restricted Stock Units [F2] Common Stock (2,667) · · 2,667 Disposed
Aug. 17, 2018 AX Restricted Stock Units [F2] Common Stock (2,666) · · 2,666 Disposed
Aug. 26, 2017 AX Restricted Stock Units [F2] Common Stock (2,667) · · 2,667 Disposed
Aug. 24, 2017 AX Restricted Stock Units [F2] Common Stock (2,666) · · 2,666 Disposed
Aug. 17, 2017 AX Restricted Stock Units [F1] Common Stock (8,000) · · 8,000 Acquired
Aug. 6, 2017 AX Restricted Stock Units [F2] Common Stock (2,668) · · 2,668 Disposed
Sept. 8, 2016 AX Restricted Stock Units [F1] Common Stock (8,000) · · 8,000 Acquired
Aug. 26, 2016 AX Restricted Stock Units [F2] Common Stock (2,666) · · 2,666 Disposed
Aug. 6, 2016 AX Restricted Stock Units [F2] Common Stock (5,336) · · 5,336 Disposed
Aug. 26, 2015 AX Restricted Stock Units [F1] Common Stock (2,000) · · 2,000 Acquired
Aug. 16, 2015 AX Restricted Stock Units [F2] Common Stock (1,334) · · 1,334 Disposed
Aug. 6, 2015 AX Restricted Stock Units [F2] Common Stock (1,333) · · 1,333 Disposed
June 11, 2015 AX Non-Qualified Stock Option (right to buy) Common Stock (5,400) $7.35 July 25, 2016 5,400 Disposed
June 11, 2015 AX Non-Qualified Stock Option (right to buy) Common Stock (7,500) $8.50 Nov. 29, 2015 7,500 Disposed
Aug. 16, 2014 AX Restricted Stock Units [F2] Common Stock (1,333) · · 1,333 Disposed
Aug. 10, 2014 AX Restricted Stock Units [F2] Common Stock (1,334) · · 1,334 Disposed
Aug. 6, 2014 AX Restricted Stock Units [F2] Common Stock (666) · · 666 Disposed
Aug. 6, 2014 AX Restricted Stock Units [F4] Common Stock (2,000) · · 2,000 Acquired
Aug. 26, 2013 AX Restricted Stock Units [F2] Common Stock (1,200) · · 1,200 Disposed
Aug. 16, 2013 AX Restricted Stock Units [F2] Common Stock (1,333) · · 1,333 Disposed
Aug. 12, 2013 AX Restricted Stock Units [F2] Common Stock (1,333) · · 1,333 Disposed
Aug. 6, 2013 AX Restricted Stock Units [F1] Common Stock (2,000) · · 2,000 Acquired
April 24, 2013 AX Series C Preferred Stock [F1] Common Stock · · 50 Disposed
Oct. 12, 2012 AX Series C Preferred Stock [F1] Common Stock (16,393) $30.50 · 50 Acquired
Sept. 24, 2012 AX Restricted Stock Units [F2] Common Stock (1,200) · · 1,200 Disposed
Sept. 11, 2012 AX 6% Series B Non-Cumulative Perpetual Convertible Preferred Common Stock (15,480) $16.15 · 250 Disposed
Aug. 26, 2012 AX Restricted Stock Units [F2] Common Stock (1,200) · · 1,200 Disposed
Aug. 16, 2012 AX Restricted Stock Units [F1] Common Stock (4,000) · · 4,000 Acquired
Aug. 10, 2012 AX Restricted Stock Units [F2] Common Stock (1,333) · · 1,333 Disposed
Sept. 24, 2011 AX Restricted Stock Units [F2] Common Stock (1,200) · · 1,200 Disposed
Sept. 7, 2011 AX 6.0% Series B Non-Cumulative Perpetual Convertible Preferred Common Stock (15,480) $16.15 · 250 Acquired
Aug. 26, 2011 AX Restricted Stock Units [F2] Common Stock (1,200) · · 400 Acquired
Aug. 10, 2011 AX Restricted Stock Units [F1] Common stock (4,000) · · 4,000 Acquired
Aug. 26, 2010 AX Restricted Stock Units [F1] Common Stock (3,600) · · 3,600 Acquired
Sept. 24, 2009 AX Restricted Stock Units Common Stock (3,600) · · 3,600 Acquired
June 26, 2008 AX Series B Preferred Stock Common Stock (44,444) $9.00 · 400 Acquired
July 24, 2006 AX Non-qualified Stock Option [F2] Common Stock (5,400) $7.35 July 25, 2016 5,400 Acquired
Nov. 28, 2005 AX Non-Qualified Stock Options (Right to Buy) Common Stock (7,500) $8.50 Nov. 28, 2015 7,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 2, 2005 AX Common Stock · Direct