John H Schaefer
Insider
First SEC filing: March 25, 2013 · Latest: Jan. 10, 2020
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | NLY | A | 8,583 | · | · | 59,916 Direct | +16.72% | Acquired | (price as of 2026-10-02) |
| May 17, 2023 | NLY | A | 8,167 | · | · | 48,238 Direct | +20.38% | Acquired | (price as of 2026-10-02) |
| May 18, 2022 | NLY | A | 24,372 | · | · | 149,058 Direct | +19.55% | Acquired | (price as of 2026-10-02) |
| May 19, 2021 | NLY | A | 15,609 | · | · | 117,140 Direct | +15.37% | Acquired | (price as of 2026-10-02) |
| May 20, 2020 | NLY | A | 22,551 | · | · | 94,894 Direct | +31.17% | Acquired | (price as of 2026-10-02) |
| Nov. 25, 2019 | NLY | P | 10,000 | $9.21 | $92,100 | 87,494 Direct | +12.90% | Acquired | -49.8% (price as of 2026-10-02) |
| May 22, 2019 | NLY | A | 15,592 | · | · | 66,029 Direct | +30.91% | Acquired | (price as of 2026-10-02) |
| May 25, 2018 | NLY | M | 11,451 | · | · | 77,494 Direct | +17.34% | Acquired | (price as of 2026-10-02) |
| May 25, 2018 | NLY | M | 11,451 | · | · | 44,946 Direct | -20.30% | Disposed | (price as of 2026-10-02) |
| May 23, 2018 | NLY | A | 12,858 | · | · | 56,397 Direct | +29.53% | Acquired | (price as of 2026-10-02) |
| May 25, 2017 | NLY | A | 11,451 | · | · | 40,278 Direct | +39.72% | Acquired | (price as of 2026-10-02) |
| May 26, 2016 | NLY | A | 12,617 | · | · | 25,832 Direct | +95.47% | Acquired | (price as of 2026-10-02) |
| May 21, 2016 | NLY | M | 14,864 | · | · | 62,742 Direct | +31.05% | Acquired | (price as of 2026-10-02) |
| May 21, 2016 | NLY | M | 14,864 | · | · | 13,215 Direct | -52.94% | Disposed | (price as of 2026-10-02) |
| May 22, 2015 | NLY | M | 12,878 | · | · | 24,929 Direct | -34.06% | Disposed | (price as of 2026-10-02) |
| May 22, 2015 | NLY | M | 12,878 | · | · | 47,878 Direct | +36.79% | Acquired | (price as of 2026-10-02) |
| May 21, 2015 | NLY | A | 13,197 | · | · | 37,807 Direct | +53.62% | Acquired | (price as of 2026-10-02) |
| May 22, 2014 | NLY | A | 11,539 | · | · | 11,539 Direct | · | Acquired | (price as of 2026-10-02) |
| Aug. 12, 2013 | NLY | P | 10,000 | $12.00 | $120,000 | 35,000 Direct | +40.00% | Acquired | -61.5% (price as of 2026-10-02) |
| May 6, 2013 | NLY | P | 25,000 | $15.16 | $379,000 | 25,000 Direct | · | Acquired | -69.5% (price as of 2026-10-02) |
| Jan. 7, 2005 | MS | M | 95,184 | $54.88 | $5,223,698 | 405,943 Direct | +30.63% | Acquired | 246.8% (price as of 2026-10-02) |
| Jan. 7, 2005 | MS | F | 93,843 | $56.45 | $5,297,437 | 312,100 Direct | -23.12% | Disposed | 237.1% (price as of 2026-10-02) |
| Jan. 7, 2005 | MS | M | 95,184 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 14, 2004 | MS | A | 67,005 | · | · | 310,759 Direct | +27.49% | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2004 | MS | F | 10,092 | $52.53 | $530,133 | 243,754 Direct | -3.98% | Disposed | 262.3% (price as of 2026-10-02) |
| Nov. 28, 2003 | MS | A | 65,264 | · | · | 65,264 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 28, 2003 | MS | A | 29,006 | · | · | 253,846 Direct | +12.90% | Acquired | (price as of 2026-10-02) |
| Sept. 8, 2003 | MS | F | 5,532 | $48.55 | $268,579 | 224,840 Direct | -2.40% | Disposed | 292.0% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 15, 2024 | NLY | Deferred Stock Units | Common Stock | · | · | 8,583 | Acquired |
| May 17, 2023 | NLY | Deferred Stock Units | Common Stock | · | · | 8,167 | Acquired |
| May 18, 2022 | NLY | Deferred Stock Units | Common Stock | · | · | 24,372 | Acquired |
| May 19, 2021 | NLY | Deferred Stock Units | Common Stock | · | · | 15,609 | Acquired |
| May 20, 2020 | NLY | Deferred Stock Units | Common Stock | · | · | 22,551 | Acquired |
| May 22, 2019 | NLY | Deferred Stock Units | Common Stock | · | · | 15,592 | Acquired |
| May 25, 2018 | NLY | Deferred Stock Units | Common Stock | · | · | 11,451 | Disposed |
| May 23, 2018 | NLY | Deferred Stock Units | Common Stock | · | · | 12,858 | Acquired |
| May 25, 2017 | NLY | Deferred Stock Units | Common Stock | · | · | 11,451 | Acquired |
| May 26, 2016 | NLY | Deferred Stock Units | Common Stock | · | · | 12,617 | Acquired |
| May 21, 2016 | NLY | Deferred Stock Units | Common Stock | · | · | 14,864 | Disposed |
| May 22, 2015 | NLY | Deferred Stock Units | Common Stock | · | · | 12,878 | Disposed |
| May 21, 2015 | NLY | Deferred Stock Units | Common Stock | · | · | 13,197 | Acquired |
| May 22, 2014 | NLY | Deferred Stock Units | Common Stock | · | · | 11,539 | Acquired |
| Jan. 7, 2005 | MS | Restoration Option (Right to Buy) | Common Stock | $54.88 | Jan. 19, 2005 | 95,184 | Disposed |
| Nov. 28, 2003 | MS | Employee Stock Option (Right to Buy) | Common Stock | $55.45 | Jan. 2, 2014 | 65,264 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 25, 2013 | NLY | Common Stock | 0 | Direct |