Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 13, 2019 HURA P 35,000 $0.68 $23,800 35,000 Indirect · Acquired -99.8% (price as of 2026-10-05)
Sept. 13, 2019 HURA P 35,000 $0.68 $23,800 44,701 Direct +360.79% Acquired -99.8% (price as of 2026-10-05)
Nov. 16, 2017 HURA P 18,129 $0.81 $14,684 95,019 Indirect +23.58% Acquired -100.0% (price as of 2026-10-05)
Nov. 15, 2017 HURA P 1,871 $0.81 $1,516 76,890 Indirect +2.49% Acquired -100.0% (price as of 2026-10-05)
June 26, 2017 HURA P 4,167 $3.60 $15,001 49,455 Indirect +9.20% Acquired -100.0% (price as of 2026-10-05)
June 6, 2017 HURA P 10,000 $2.12 $21,200 45,288 Indirect +28.34% Acquired -100.0% (price as of 2026-10-05)
April 29, 2016 HURA P 5,000 $8.00 $40,000 5,000 Indirect · Acquired -100.0% (price as of 2026-10-05)
July 16, 2015 HURA P 50,000 · · 50,000 Indirect · Acquired (price as of 2026-10-05)
July 16, 2015 HURA P 50,000 $0.60 $30,000 137,000 Indirect +57.47% Acquired -100.0% (price as of 2026-10-05)
Nov. 21, 2014 HURA P 8,000 $0.95 $7,600 87,000 Indirect +10.13% Acquired -100.0% (price as of 2026-10-05)
Sept. 8, 2014 HURA P 7,000 $0.71 $4,970 79,000 Direct +9.72% Acquired -100.0% (price as of 2026-10-05)
Sept. 4, 2014 HURA P 8,000 $0.78 $6,240 72,000 Direct +12.50% Acquired -100.0% (price as of 2026-10-05)
April 22, 2014 HURA P 20,000 $1.25 $25,000 64,000 Direct +45.45% Acquired -100.0% (price as of 2026-10-05)
March 18, 2014 HURA P 25,000 $1.30 $32,500 44,000 Direct +131.58% Acquired -100.0% (price as of 2026-10-05)
Feb. 11, 2014 HURA P 9,000 $0.83 $7,470 19,000 Direct +90.00% Acquired -100.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 26, 2020 HURA Options (Right to Buy) Common Stock (39,567) $0.61 Sept. 5, 2029 39,567 Acquired
Sept. 5, 2019 HURA Options (Right to Buy) Common Stock (35,433) $0.61 Sept. 5, 2029 35,433 Acquired
Sept. 5, 2019 HURA Options (Right to Buy) Common Stock (39,567) $0.61 Sept. 5, 2029 39,567 Acquired
April 30, 2019 HURA Performance Stock Units Common Stock (200,000) · July 7, 2022 200,000 Disposed
Nov. 8, 2018 HURA Options (Right to Buy) Common Stock (40,000) $0.61 Nov. 8, 2028 40,000 Acquired
Aug. 1, 2017 HURA Exchangeable Shares Common Stock (25,000) · · 25,000 Disposed
July 7, 2017 HURA Performance Stock Units Common Stock (200,000) · July 7, 2022 200,000 Acquired
July 7, 2017 HURA Options (Right to Buy) Common Stock (36,000) $2.11 July 7, 2027 36,000 Acquired
April 29, 2016 HURA Series B Preferred Stock Common Stock (50,000) · · 5,000 Acquired
July 16, 2015 HURA Warrant Common Stock (50,000) $0.75 July 16, 2020 50,000 Acquired
Aug. 20, 2013 HURA Warrants (Right to Buy) Common Stock (10,000) · Jan. 25, 2014 10,000 Disposed
Aug. 16, 2013 HURA Options (Right to Buy) Common Stock (120,000) $1.05 Aug. 16, 2023 120,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 2, 2013 HURA Common Stock 0 Direct
May 2, 2013 HURA Exchangeable Shares→ Common Stock (100,000) 100,000 Indirect
May 2, 2013 HURA Warrants→ Common Stock (100,000) 100,000 Indirect
Feb. 20, 2013 HURA Common Stock 0 Direct
Feb. 20, 2013 HURA Exchangeable Shares→ Common Stock (100,000) 100,000 Indirect