John L Castello
CIK 1222786 · View on SEC EDGAR ↗
First SEC filing: Feb. 11, 2008 · Latest: Feb. 11, 2008
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 3, 2007 | XOMA | A | 139,403 | — | — | 139,403 Direct | — | Acquired | |
| Aug. 3, 2007 | XOMA | A | 10,597 | — | — | 10,597 Direct | — | Acquired | |
| March 15, 2007 | XOMA | A | 21,475 | $3.19 | $68,505 | 128,670 Direct | +20.03% | Acquired | |
| Feb. 21, 2007 | XOMA | A | 94,145 | — | — | 94,145 Direct | — | Acquired | |
| Feb. 21, 2007 | XOMA | A | 55,855 | — | — | 55,855 Direct | — | Acquired | |
| Dec. 29, 2006 | XOMA | J | 4,626 | $2.16 | $9,992 | 25,047 Indirect | +22.65% | Acquired | |
| Sept. 29, 2006 | XOMA | J | 11,112 | $1.61 | $17,890 | 36,890 Indirect | +43.11% | Acquired | |
| March 15, 2006 | XOMA | A | 30,376 | $1.69 | $51,335 | 107,195 Direct | +39.54% | Acquired | |
| Feb. 28, 2006 | XOMA | A | 100,000 | — | — | 100,000 Direct | — | Acquired | |
| Dec. 31, 2005 | XOMA | J | 5,316 | $1.69 | $8,984 | 20,421 Indirect | +35.19% | Acquired | |
| March 31, 2005 | XOMA | J | 6,561 | $0.85 | $5,577 | 25,778 Indirect | +34.14% | Acquired | |
| March 15, 2005 | XOMA | A | 31,784 | $1.42 | $45,133 | 76,819 Direct | +70.58% | Acquired | |
| Feb. 23, 2005 | XOMA | A | 70,829 | — | — | 70,829 Direct | — | Acquired | |
| Feb. 23, 2005 | XOMA | A | 29,171 | — | — | 29,171 Direct | — | Acquired | |
| Dec. 31, 2004 | XOMA | J | 2,876 | $2.61 | $7,506 | 15,105 Indirect | +23.52% | Acquired | |
| June 30, 2004 | XOMA | J | 5,466 | $3.03 | $16,562 | 19,217 Indirect | +39.75% | Acquired | |
| May 10, 2004 | XOMA | G | 15,000 | $3.89 | $58,350 | 45,035 Direct | -24.99% | Disposed | |
| March 31, 2004 | XOMA | A | 677 | $4.37 | $2,958 | 13,751 Indirect | +5.18% | Acquired | |
| Feb. 25, 2004 | XOMA | A | 16,157 | $5.77 | $93,226 | 16,157 Direct | — | Acquired | |
| Feb. 25, 2004 | XOMA | A | 83,843 | $5.77 | $483,774 | 83,843 Direct | — | Acquired | |
| Dec. 31, 2003 | XOMA | J | 1,054 | $6.64 | $6,999 | 12,229 Indirect | +9.43% | Acquired | |
| Nov. 3, 2003 | XOMA | G | 2,568 | $7.18 | $18,438 | 13,074 Indirect | -16.42% | Disposed | |
| Nov. 3, 2003 | XOMA | G | 4,932 | $7.18 | $35,412 | 60,035 Direct | -7.59% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 3, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (139,403) | $2.17 | Aug. 3, 2017 | 139,403 | Acquired |
| Aug. 3, 2007 | XOMA | Incentive Share Option (right to buy) | Common Shares (10,597) | $2.17 | Aug. 3, 2017 | 10,597 | Acquired |
| Feb. 21, 2007 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (94,145) | $3.39 | Feb. 21, 2017 | 94,145 | Acquired |
| Feb. 21, 2007 | XOMA | Incentive Share Option (right to buy) | Common Shares (55,855) | $3.39 | Feb. 21, 2017 | 55,855 | Acquired |
| Feb. 28, 2006 | XOMA | Incentive Share Option (right to buy) | Common Shares (100,000) | $1.68 | Feb. 28, 2016 | 100,000 | Acquired |
| Feb. 23, 2005 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (70,829) | $1.40 | Feb. 23, 2015 | 70,829 | Acquired |
| Feb. 23, 2005 | XOMA | Incentive Share Option (right to buy) | Common Shares (29,171) | $1.40 | Feb. 23, 2015 | 29,171 | Acquired |
| Feb. 25, 2004 | XOMA | Incentive Share Option (right to buy) | Common Shares (16,157) | $5.77 | Feb. 25, 2014 | 16,157 | Acquired |
| Feb. 25, 2004 | XOMA | Non-Qualified Share Option (right to buy) | Common Shares (83,843) | $5.77 | Feb. 25, 2014 | 83,843 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CIK 791908
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2007 | $297,436 | $0 | — | — | $277,353 | — | $71,746 | $1,185,548 |
| 2006 | $500,000 | $0 | — | — | $144,745 | — | $66,461 | $923,598 |
| 2005 | $500,000 | $0 | — | — | $108,718 | — | $41,036 | $1,114,564 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.