John Lambiase

Insider

First SEC filing: Feb. 6, 2007 · Latest: Feb. 12, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

NLY buying May 7, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 26, 2012	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
May 30, 2012	NLY	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 30, 2012	NLY	M	1,250	$14.17	$17,712	58,062 Direct	+2.20%	Acquired	-59.0% (price as of 2026-08-21)
June 27, 2011	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2010	NLY	M	2,347	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2010	NLY	M	2,437	$7.94	$19,350	56,812 Direct	+4.48%	Acquired	-26.7% (price as of 2026-08-21)
June 28, 2010	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
June 26, 2009	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
April 22, 2009	NLY	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)
March 26, 2009	NLY	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 26, 2009	NLY	M	10,000	$8.63	$86,300	54,375 Direct	+22.54%	Acquired	-32.6% (price as of 2026-08-21)
Sept. 19, 2008	NLY	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
June 26, 2008	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
May 8, 2008	NLY	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-21)
March 10, 2008	NLY	M	1,375	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
March 10, 2008	NLY	M	1,375	$8.13	$11,179	47,375 Direct	+2.99%	Acquired	-28.5% (price as of 2026-08-21)
June 26, 2007	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
May 7, 2007	NLY	P	1,000	$25.43	$25,430	11,000 Direct	+10.00%	Acquired	-77.1% (price as of 2026-08-21)
Feb. 9, 2007	NLY	G	3,000	—	—	44,375 Direct	-6.33%	Disposed	(price as of 2026-08-21)
June 26, 2006	NLY	A	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 13, 2006	NLY	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
July 7, 2005	NLY	A	15,000	$17.07	$256,050	15,000 Direct	—	Acquired	-65.9% (price as of 2026-08-21)
June 27, 2005	NLY	A	1,250	$18.26	$22,825	1,250 Direct	—	Acquired	-68.1% (price as of 2026-08-21)
June 24, 2005	NLY	M	62	$13.69	$849	1,188 Direct	-4.96%	Disposed	-57.5% (price as of 2026-08-21)
June 24, 2005	NLY	M	938	$9.06	$8,498	0 Direct	-100.00%	Disposed	-35.8% (price as of 2026-08-21)
June 24, 2005	NLY	M	62	$13.69	$849	46,000 Direct	+0.13%	Acquired	-57.5% (price as of 2026-08-21)
June 24, 2005	NLY	M	938	$9.06	$8,498	0 Direct	—	Acquired	-35.8% (price as of 2026-08-21)
June 28, 2004	NLY	A	1,250	$17.21	$21,512	1,250 Direct	—	Acquired	-66.2% (price as of 2026-08-21)
May 28, 2004	NLY	M	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	2,437	—	—	2,437 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	250	—	—	1,375 Direct	+22.22%	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	1,250	—	—	1,250 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	938	—	—	938 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	1,250	—	—	0 Direct	—	Acquired	(price as of 2026-08-21)
May 28, 2004	NLY	M	250	$8.13	$2,032	45,000 Direct	+0.56%	Acquired	-28.5% (price as of 2026-08-21)
May 28, 2004	NLY	M	1,250	$10.75	$13,438	4,500 Direct	+38.46%	Acquired	-45.9% (price as of 2026-08-21)
April 28, 2004	NLY	P	2,500	$23.65	$59,125	4,500 Direct	+125.00%	Acquired	-75.4% (price as of 2026-08-21)
April 20, 2004	NLY	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-21)
April 13, 2004	NLY	P	2,000	$24.50	$49,000	2,000 Direct	—	Acquired	-76.3% (price as of 2026-08-21)
Aug. 5, 2003	NLY	A	15,000	—	—	350,000 Direct	+4.48%	Acquired	(price as of 2026-08-21)
Aug. 5, 2003	NLY	A	0	—	—	37,312 Direct	0.00%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 26, 2012	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$17.11	June 26, 2017	1,250	Acquired
May 30, 2012	NLY	Option to purchase Common Stock [F1]	Common Stock (1,250)	$14.17	June 26, 2012	1,250	Disposed
June 27, 2011	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$18.67	June 27, 2016	1,250	Acquired
Oct. 1, 2010	NLY	Option to purchase Common Stock [F1]	Common Stock (2,437)	$7.94	Nov. 29, 2010	2,347	Acquired
June 28, 2010	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$17.24	June 28, 2015	1,250	Acquired
June 26, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$15.09	June 26, 2014	1,250	Acquired
April 22, 2009	NLY	Option to purchase Common Stock [F2]	Common Stock (50,000)	$13.25	April 22, 2019	50,000	Acquired
March 26, 2009	NLY	Option to purchase Common Stock [F1]	Common Stock (10,000)	$8.63	Nov. 18, 2009	10,000	Disposed
Sept. 19, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (20,000)	$15.61	Sept. 19, 2019	20,000	Acquired
June 26, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$15.59	June 26, 2013	1,250	Acquired
May 8, 2008	NLY	Option to purchase Common Stock [F2]	Common Stock (20,000)	$16.46	May 8, 2018	20,000	Acquired
March 10, 2008	NLY	Option to purchase Common Stock [F1]	Common Stock (1,375)	$8.13	July 31, 2008	1,375	Acquired
June 26, 2007	NLY	Option to purchase Common Stock [F2]	Common Stock (1,250)	$14.17	June 26, 2012	1,250	Acquired
June 26, 2006	NLY	Option to Purchase Common Stock	Common Stock (1,250)	$12.15	June 26, 2011	1,250	Acquired
Feb. 13, 2006	NLY	Option to purchase Common Stock	Common Stock (15,000)	$11.72	Feb. 13, 2016	15,000	Acquired
July 7, 2005	NLY	Option to purchase Common Stock	C/S (15,000)	$17.07	July 7, 2015	15,000	Acquired
June 27, 2005	NLY	Option to purchase Common Stock	Common Stock (1,250)	$18.26	June 27, 2010	1,250	Acquired
June 24, 2005	NLY	Option to purchase Common Stock	Common Stock (62)	$13.69	June 26, 2006	62	Disposed
June 24, 2005	NLY	Option to purchase Common Stock	Common Stock (938)	$9.06	June 26, 2005	938	Disposed
June 28, 2004	NLY	Option to purchase Common Stock	C/S (1,250)	$17.21	June 28, 2009	1,250	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (15,000)	$17.97	Aug. 8, 2013	15,000	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (1,250)	$20.70	June 26, 2008	1,250	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (1,250)	$20.35	June 26, 2007	1,250	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (2,437)	$7.94	Nov. 18, 2010	2,437	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (10,000)	$8.63	Nov. 18, 2009	10,000	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (250)	$8.13	July 31, 2008	250	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (1,250)	$13.69	June 26, 2006	1,250	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (938)	$9.06	June 26, 2005	938	Acquired
May 28, 2004	NLY	Option to purchase Common Stock	C/S (1,250)	$10.75	June 26, 2004	1,250	Acquired
April 20, 2004	NLY	Option to purchase Common Stock	C/S (15,000)	$17.39	April 20, 2014	15,000	Acquired
Aug. 5, 2003	NLY	Option to purchase Common Stock	x (0)	$17.97	Aug. 5, 2013	15,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).