John M Bauer — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 15, 2013	NWBI	A	7,200	$12.44	$89,568	7,200 Direct	·	Acquired	22.1% (price as of 2026-10-02)
May 15, 2013	NWBI	A	2,700	$12.55	$33,885	40,398 Direct	+7.16%	Acquired	21.0% (price as of 2026-10-02)
May 23, 2012	NWBI	A	7,200	$11.70	$84,240	7,200 Direct	·	Acquired	29.8% (price as of 2026-10-02)
May 23, 2012	NWBI	A	2,700	$11.64	$31,428	2,700 Direct	·	Acquired	30.5% (price as of 2026-10-02)
Sept. 7, 2011	NWBI	S	6,547	$11.93	$78,106	21,501 Direct	-23.34%	Disposed	27.3% (price as of 2026-10-02)
Sept. 7, 2011	NWBI	S	1,000	$11.94	$11,940	28,048 Direct	-3.44%	Disposed	27.2% (price as of 2026-10-02)
Sept. 7, 2011	NWBI	S	3,503	$11.95	$41,861	29,048 Direct	-10.76%	Disposed	27.1% (price as of 2026-10-02)
Sept. 7, 2011	NWBI	S	700	$11.96	$8,372	32,551 Direct	-2.11%	Disposed	27.0% (price as of 2026-10-02)
Sept. 6, 2011	NWBI	X	15,750	$4.35	$68,512	0 Direct	-100.00%	Disposed	249.2% (price as of 2026-10-02)
Sept. 6, 2011	NWBI	X	15,750	$4.35	$68,512	33,251 Direct	+89.99%	Acquired	249.2% (price as of 2026-10-02)
May 18, 2011	NWBI	A	30,000	$12.32	$369,600	30,000 Direct	·	Acquired	23.3% (price as of 2026-10-02)
May 18, 2011	NWBI	A	12,000	$12.34	$148,080	12,000 Direct	·	Acquired	23.1% (price as of 2026-10-02)
Jan. 19, 2011	NWBI	A	6,000	·	·	6,000 Direct	·	Acquired	(price as of 2026-10-02)
Jan. 20, 2010	NWBI	A	6,000	$11.49	$68,940	6,000 Direct	·	Acquired	32.2% (price as of 2026-10-02)
Jan. 20, 2010	NWBI	A	6,000	$11.49	$68,940	6,000 Direct	·	Acquired	32.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 15, 2013	NWBI	Stock Options	Common Stock (7,200)	$12.44	May 15, 2023	7,200	Acquired
May 23, 2012	NWBI	Stock Options	Common Stock (7,200)	$11.70	May 23, 2022	7,200	Acquired
Sept. 6, 2011	NWBI	Stock Options	Common Stock (15,750)	$4.35	Oct. 17, 2011	15,750	Disposed
May 18, 2011	NWBI	Stock Options	Common Stock (30,000)	$12.32	May 18, 2021	30,000	Acquired
Jan. 19, 2011	NWBI	Stock Options	Common Stock (6,000)	$12.12	Jan. 19, 2021	6,000	Acquired
Jan. 20, 2010	NWBI	Option Plan (Right to Buy)	Northwest Bancshares, Inc. (6,000)	$11.49	Jan. 20, 2020	6,000	Acquired
Jan. 20, 2010	NWBI	Option Plan (Right to Buy)	Northwest Bancshares, Inc. (6,000)	$11.49	Jan. 20, 2021	6,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 5, 2010	NWBI	Northwest Bancshares, Inc.	16,789	Direct
Jan. 5, 2010	NWBI	Northwest Bancshares, Inc.	27,809	Indirect
Jan. 5, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (15,750)	15,750	Direct
Jan. 5, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (22,500)	22,500	Direct
Jan. 5, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct
Jan. 5, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct
Dec. 18, 2009	NWBI	Northwest Bancshares, Inc.	16,000	Direct
Dec. 18, 2009	NWBI	Northwest Bancshares, Inc.	27,809	Indirect
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (15,750)	15,750	Direct
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (22,500)	22,500	Direct
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct