John M Holliman III

CIK 938112 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 14, 2007 · Latest: April 14, 2025

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 36 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

36 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 6, 2013 CAPS P 25,000 $0.26 $6,500 507,614 Direct +5.18% Acquired -99.9% (price as of 2026-08-21)
Oct. 19, 2012 CAPS P 50,000 $0.14 $7,000 482,614 Direct +11.56% Acquired -99.9% (price as of 2026-08-21)
Oct. 18, 2012 CAPS P 100,000 $0.14 $14,000 432,614 Direct +30.06% Acquired -99.9% (price as of 2026-08-21)
Dec. 21, 2010 CAPS P 25,000 $0.45 $11,250 272,614 Direct +10.10% Acquired -100.0% (price as of 2026-08-21)
Dec. 20, 2010 CAPS P 25,000 $0.47 $11,750 247,614 Direct +11.23% Acquired -100.0% (price as of 2026-08-21)
Dec. 17, 2008 CAPS P 10,000 $0.48 $4,800 192,614 Direct +5.48% Acquired -100.0% (price as of 2026-08-21)
Aug. 18, 2008 CAPS P 10,000 $0.84 $8,400 182,614 Direct +5.79% Acquired -100.0% (price as of 2026-08-21)
Aug. 15, 2008 CAPS P 10,000 $0.85 $8,500 172,614 Direct +6.15% Acquired -100.0% (price as of 2026-08-21)
March 11, 2008 CAPS P 20,000 $0.92 $18,400 162,614 Direct +14.02% Acquired -100.0% (price as of 2026-08-21)
Nov. 16, 2007 CAPS P 5,000 $1.34 $6,700 124,095 Direct +4.20% Acquired -100.0% (price as of 2026-08-21)
Aug. 16, 2007 CAPS P 5,000 $1.43 $7,150 119,095 Direct +4.38% Acquired -100.0% (price as of 2026-08-21)
March 20, 2007 CAPS P 10,000 $1.48 $14,800 114,095 Direct +9.61% Acquired -100.0% (price as of 2026-08-21)
June 1, 2006 CAPS P 10,000 $1.63 $16,300 86,612 Direct +13.05% Acquired -100.0% (price as of 2026-08-21)
June 29, 2005 CAPS P 4,200 $3.79 $15,918 64,200 Direct +7.00% Acquired -100.0% (price as of 2026-08-21)
June 29, 2005 CAPS P 600 $3.78 $2,268 64,800 Direct +0.93% Acquired -100.0% (price as of 2026-08-21)
June 29, 2005 CAPS P 200 $3.77 $754 65,000 Direct +0.31% Acquired -100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 22, 2016 CAPS Stock Option (Right to Buy) Common Stock (50,000) $0.10 Jan. 22, 2026 50,000 Acquired
Dec. 18, 2015 CAPS Stock Option (Right to Buy) Common Stock (100,000) $0.12 Dec. 18, 2025 100,000 Acquired
June 19, 2015 CAPS Stock Option (Right to Buy) Common Stock (200,000) $0.25 June 19, 2025 200,000 Acquired
June 19, 2015 CAPS Stock Option (Right to Buy) Common Stock (50,000) $0.25 June 19, 2025 50,000 Acquired
April 10, 2015 CAPS Stock Option (Right to Buy) Common Stock (50,000) $0.17 April 10, 2025 50,000 Acquired
Jan. 2, 2015 CAPS Stock Option (Right to Buy) Common Stock (50,000) $0.22 Jan. 2, 2025 50,000 Acquired
Feb. 6, 2014 CAPS Stock Option (Right to Buy) Common Stock (22,000) $0.30 Feb. 6, 2024 22,000 Acquired
Jan. 1, 2014 CAPS Stock Option (Right to Buy) Common Stock (10,000) $0.26 Jan. 1, 2024 10,000 Acquired
Feb. 28, 2013 CAPS Stock Option (Right to Buy) Common Stock (51,000) $0.21 Feb. 28, 2023 51,000 Acquired
Jan. 1, 2013 CAPS Stock Option (Right to Buy) Common Stock (10,000) $0.17 Jan. 1, 2023 10,000 Acquired
Aug. 9, 2012 CAPS Stock Option (Right to Buy) Common Stock (65,000) $0.16 Aug. 9, 2022 65,000 Acquired
May 18, 2012 CAPS Stock Option (Right to Buy) Common Stock (65,000) $0.17 May 18, 2022 65,000 Acquired
Jan. 1, 2012 CAPS Stock Option (Right to Buy) Common Stock (10,000) $0.26 Jan. 1, 2022 10,000 Acquired
Jan. 1, 2011 CAPS Stock Option (Right to Buy) Common Stock (10,000) $0.58 Jan. 1, 2021 10,000 Acquired
Feb. 4, 2010 CAPS Stock Option (Right to Buy) Common Stock (100,000) $0.82 Feb. 4, 2020 100,000 Acquired
Jan. 1, 2010 CAPS Stock Option (Right to Buy) Common Stock (10,000) $0.72 Jan. 1, 2020 10,000 Acquired
May 8, 2009 CAPS Stock Option (Right to Buy) Common Stock (12,500) $0.45 Feb. 3, 2019 125,000 Acquired
May 8, 2009 CAPS Stock Option (Right to Buy) Common Stock (10,000) $0.42 Jan. 1, 2019 10,000 Acquired
May 8, 2009 CAPS Stock Option (Right to Buy) Common Stock (25,000) $0.70 Oct. 30, 2018 25,000 Acquired
Feb. 21, 2008 CAPS Stock Option (Right to Buy) Common Stock (50,000) $1.02 Feb. 21, 2018 50,000 Acquired
Jan. 1, 2008 CAPS Stock Option (Right to Buy) Common Stock (10,000) $1.35 Jan. 1, 2018 10,000 Acquired
Jan. 1, 2007 CAPS Stock Option (Right to Buy) Common Stock (10,000) $1.43 Jan. 1, 2017 10,000 Acquired
May 12, 2006 CAPS Stock Option (Right to Buy) Common Stock (225,000) $1.75 May 12, 2016 225,000 Acquired
Jan. 1, 2006 CAPS Stock Option (Right to Buy) Common Stock (10,000) $4.90 Jan. 1, 2016 10,000 Acquired
Dec. 31, 2004 CAPS Stock Option (Right to Buy) Common Stock (10,000) $6.25 Dec. 31, 2014 10,000 Acquired
Jan. 24, 2004 CAPS Stock Option (right to buy) Common Stock (30,000) $7.40 Jan. 24, 2014 30,000 Acquired
Dec. 31, 2003 CAPS — Common Stock (10,000) $6.13 Dec. 31, 2013 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 14, 2025 CAPS Common Stock 1,095 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CAPS

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $50,000 — — — — — $79,000 $129,000
2014 $100,000 — — $7,000 — — $31,000 $138,000
2013 $100,000 — — $7,000 — — $41,000 $148,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.