John Melvin Thompson

Insider

First SEC filing: Sept. 12, 2006 · Latest: Sept. 12, 2006

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 20, 2007	SWKHL	A	40,000	$1.73	$69,200	100,000 Direct	+66.67%	Acquired	1371.1% (price as of 2026-08-20)
Aug. 20, 2007	SWKHL	M	40,000	—	—	443,100 Direct	-8.28%	Disposed	(price as of 2026-08-20)
Feb. 1, 2007	SWKHL	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 1, 2007	SWKHL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2006	SWKHL	A	70,000	—	—	70,000 Direct	—	Acquired	(price as of 2026-08-20)
March 24, 2005	SWKHL	A	15,600	—	—	15,600 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2005	SWKHL	A	17,500	—	—	17,500 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 12, 2004	SWKHL	P	19,200	$1.51	$28,992	19,200 Direct	—	Acquired	1585.4% (price as of 2026-08-20)
Nov. 12, 2004	SWKHL	P	35,000	$1.50	$52,500	54,200 Direct	+182.29%	Acquired	1596.7% (price as of 2026-08-20)
Nov. 12, 2004	SWKHL	P	4,575	$1.49	$6,817	58,775 Direct	+8.44%	Acquired	1608.1% (price as of 2026-08-20)
Nov. 12, 2004	SWKHL	P	1,225	$1.48	$1,813	60,000 Direct	+2.08%	Acquired	1619.6% (price as of 2026-08-20)
Oct. 18, 2004	SWKHL	A	100,000	$1.73	$173,000	100,000 Direct	—	Acquired	1371.1% (price as of 2026-08-20)
Oct. 18, 2004	SWKHL	A	250,000	$1.73	$432,500	350,000 Direct	+250.00%	Acquired	1371.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 20, 2007	SWKHL	Stock Option (Right to Buy)	Common Stock (40,000)	$1.73	Oct. 17, 2014	40,000	Disposed
Feb. 1, 2007	SWKHL	Incentive Stock Option (right to buy)	Common Stock (20,000)	$3.10	Feb. 1, 2017	20,000	Acquired
Feb. 1, 2007	SWKHL	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$3.10	Feb. 1, 2017	10,000	Acquired
Sept. 8, 2006	SWKHL	INCENTIVE STOCK OPTION (RIGHT TO BUY)	COMMON STOCK (70,000)	$2.95	Sept. 7, 2016	70,000	Acquired
March 24, 2005	SWKHL	Non-Qualified Stock Option (right to buy)	Common Stock (15,600)	—	March 23, 2015	15,600	Acquired
March 2, 2005	SWKHL	Non-Qualified Stock Option (right to buy)	Common Stock (17,500)	$1.59	March 1, 2015	17,500	Acquired
Oct. 18, 2004	SWKHL	Incentive Stock Option (right to buy)	Common Stock (100,000)	$1.73	Oct. 17, 2014	100,000	Acquired
Oct. 18, 2004	SWKHL	Non-Qualified Stock Option (right to buy)	Common Stock (250,000)	$1.73	Oct. 17, 2014	250,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2008	$180,929	—	—	—	—	—	—	$275,333
2007	$250,000	—	—	—	$18,750	—	—	$378,923
2006	$235,000	—	—	—	$227,858	—	—	$576,146

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.