John P Amboian

Insider

First SEC filing: Nov. 15, 2007 · Latest: Nov. 15, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 68 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

68 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 17, 2010	NEA	P	18,000	$10.07	$181,260	22,500 Indirect	+400.00%	Acquired	12.8% (price as of 2026-08-19)
Feb. 17, 2010	NVG	P	18,000	$10.17	$183,060	22,500 Indirect	+400.00%	Acquired	22.3% (price as of 2026-08-19)
Feb. 16, 2010	NEA	P	4,500	$10.06	$45,270	4,500 Indirect	—	Acquired	12.9% (price as of 2026-08-19)
Feb. 16, 2010	NVG	P	4,500	$10.16	$45,720	4,500 Indirect	—	Acquired	22.4% (price as of 2026-08-19)
Feb. 16, 2010	NVG	P	4,500	$10.16	$45,720	4,500 Indirect	—	Acquired	22.4% (price as of 2026-08-19)
Feb. 16, 2010	NEA	P	4,500	$10.06	$45,270	4,500 Indirect	—	Acquired	12.9% (price as of 2026-08-19)
Nov. 13, 2007	885708	D	122,200	$13.46	$1,644,812	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	109,139	$20.42	$2,228,618	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	342,000	$26.99	$9,230,580	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	135,618	$26.99	$3,660,330	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	269,652	$35.96	$9,696,686	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	209,797	$39.11	$8,205,161	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	440,000	$37.50	$16,500,000	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	170,000	$37.88	$6,439,600	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	193,966	$46.69	$9,056,273	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	355,332	$53.00	$18,832,596	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	69,598	$52.50	$3,653,895	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	78,940	$53.15	$4,195,661	0 Direct	-100.00%	Disposed
Nov. 13, 2007	885708	D	301,183	—	—	0 Direct	-100.00%	Disposed
Aug. 6, 2007	885708	M	10,000	$61.48	$614,800	78,940 Direct	-11.24%	Disposed
Aug. 6, 2007	885708	S 10b5-1	10,000	$61.48	$614,800	391,183 Direct	-2.49%	Disposed
Aug. 6, 2007	885708	M	10,000	$11.85	$118,500	401,183 Direct	+2.56%	Acquired
Aug. 3, 2007	JRS	P	10,000	$20.60	$206,000	10,000 Direct	—	Acquired	-58.8% (price as of 2026-08-19)
Aug. 3, 2007	JCE	P	11,500	$13.05	$150,075	11,500 Direct	—	Acquired	31.2% (price as of 2026-08-19)
Aug. 3, 2007	JQC	P	16,000	$12.26	$196,160	16,000 Direct	—	Acquired	-61.0% (price as of 2026-08-19)
May 7, 2007	885708	M	30,000	$53.66	$1,609,800	88,940 Direct	-25.22%	Disposed
May 7, 2007	885708	S 10b5-1	30,000	$53.66	$1,609,800	391,183 Direct	-7.12%	Disposed
May 7, 2007	885708	M	30,000	$11.85	$355,500	421,183 Direct	+7.67%	Acquired
Feb. 6, 2007	885708	A	122,200	—	—	122,200 Direct	—	Acquired
Feb. 6, 2007	885708	A	35,844	—	—	391,183 Direct	+10.09%	Acquired
Feb. 5, 2007	885708	M	30,000	$50.49	$1,514,700	118,940 Direct	-20.14%	Disposed
Feb. 5, 2007	885708	S 10b5-1	30,000	$50.49	$1,514,700	355,339 Direct	-7.79%	Disposed
Feb. 5, 2007	885708	M	30,000	$11.85	$355,500	385,339 Direct	+8.44%	Acquired
Nov. 6, 2006	885708	M	30,000	$50.24	$1,507,200	148,940 Direct	-16.77%	Disposed
Nov. 6, 2006	885708	S 10b5-1	30,000	$50.24	$1,507,200	355,339 Direct	-7.79%	Disposed
Nov. 6, 2006	885708	M	30,000	$11.85	$355,500	385,339 Direct	+8.44%	Acquired
Aug. 15, 2006	885708	M	30,000	—	—	178,940 Direct	-14.36%	Disposed
Aug. 15, 2006	885708	S 10b5-1	30,000	$47.47	$1,424,100	355,339 Direct	-7.79%	Disposed
Aug. 15, 2006	885708	M	30,000	$11.85	$355,500	385,339 Direct	+8.44%	Acquired
July 28, 2006	885708	M	27,200	—	—	208,940 Direct	-11.52%	Disposed
July 28, 2006	885708	S 10b5-1	27,200	$47.17	$1,283,024	355,339 Direct	-7.11%	Disposed
July 28, 2006	885708	M	27,200	$11.85	$322,320	382,539 Direct	+7.65%	Acquired
July 27, 2006	885708	M	2,800	—	—	236,140 Direct	-1.17%	Disposed
July 27, 2006	885708	S 10b5-1	2,800	$47.17	$132,076	355,339 Direct	-0.78%	Disposed
July 27, 2006	885708	M	2,800	$11.85	$33,180	358,139 Direct	+0.79%	Acquired
Feb. 6, 2006	885708	M	14,140	—	—	238,940 Direct	-5.59%	Disposed
Feb. 6, 2006	885708	M	15,860	—	—	0 Direct	-100.00%	Disposed
Feb. 6, 2006	885708	S 10b5-1	14,140	$44.80	$633,472	355,339 Direct	-3.83%	Disposed
Feb. 6, 2006	885708	M	14,140	$11.85	$167,559	369,479 Direct	+3.98%	Acquired
Feb. 6, 2006	885708	S 10b5-1	15,860	$44.80	$710,528	355,339 Direct	-4.27%	Disposed
Feb. 6, 2006	885708	M	15,860	$10.00	$158,600	371,199 Direct	+4.46%	Acquired
Feb. 6, 2006	885708	M	14,140	—	—	238,940 Direct	-5.59%	Disposed
Feb. 6, 2006	885708	M	15,860	—	—	0 Direct	-100.00%	Disposed
Feb. 6, 2006	885708	S	14,140	$44.80	$633,472	355,339 Direct	-3.83%	Disposed
Feb. 6, 2006	885708	M	14,140	$11.85	$167,559	369,479 Direct	+3.98%	Acquired
Feb. 6, 2006	885708	S	15,860	$44.80	$710,528	355,339 Direct	-4.27%	Disposed
Feb. 6, 2006	885708	M	15,860	$10.00	$158,600	371,199 Direct	+4.46%	Acquired
Jan. 13, 2006	885708	A	109,139	—	—	109,139 Direct	—	Acquired
Jan. 13, 2006	885708	A	25,990	—	—	355,339 Direct	+7.89%	Acquired
Nov. 17, 2005	885708	M	11,500	—	—	15,860 Direct	-42.03%	Disposed
Nov. 17, 2005	885708	S 10b5-1	11,500	$42.00	$483,000	329,349 Direct	-3.37%	Disposed
Nov. 17, 2005	885708	M	11,500	$10.00	$115,000	340,849 Direct	+3.49%	Acquired
Nov. 15, 2005	885708	M	18,500	—	—	27,360 Direct	-40.34%	Disposed
Nov. 15, 2005	885708	S	18,500	$42.01	$777,185	329,349 Direct	-5.32%	Disposed
Nov. 15, 2005	885708	M	18,500	$10.00	$185,000	347,849 Direct	+5.62%	Acquired
Nov. 8, 2005	885708	M	19,800	—	—	45,860 Direct	-30.16%	Disposed
Nov. 8, 2005	885708	S	19,800	$40.01	$792,198	329,349 Direct	-5.67%	Disposed
Nov. 8, 2005	885708	M	19,800	$10.00	$198,000	349,149 Direct	+6.01%	Acquired
Nov. 7, 2005	885708	M	10,200	—	—	65,660 Direct	-13.45%	Disposed
Nov. 7, 2005	885708	S	10,200	$40.23	$410,346	329,349 Direct	-3.00%	Disposed
Nov. 7, 2005	885708	M	10,200	$10.00	$102,000	339,549 Direct	+3.10%	Acquired
Nov. 4, 2005	885708	M	25,000	—	—	3,860 Direct	-86.63%	Disposed
Nov. 4, 2005	885708	S	25,000	$39.92	$998,000	329,349 Direct	-7.06%	Disposed
Nov. 4, 2005	885708	M	25,000	$10.00	$250,000	354,349 Direct	+7.59%	Acquired
Jan. 14, 2005	885708	A	342,000	—	—	342,000 Direct	—	Acquired
Jan. 14, 2005	885708	A	135,618	—	—	135,618 Direct	—	Acquired
Jan. 14, 2005	885708	A	68,500	—	—	329,349 Direct	+26.26%	Acquired
Jan. 14, 2005	885708	A	26,849	—	—	260,849 Direct	+11.47%	Acquired
March 3, 2004	885708	M	800	$28.24	$22,592	28,860 Direct	-2.70%	Disposed
March 3, 2004	885708	S 10b5-1	800	$28.24	$22,592	234,000 Direct	-0.34%	Disposed
March 3, 2004	885708	M	800	$10.00	$8,000	234,800 Direct	+0.34%	Acquired
March 2, 2004	885708	M	8,500	$28.41	$241,485	29,660 Direct	-22.27%	Disposed
March 2, 2004	885708	S 10b5-1	8,500	$28.41	$241,485	234,000 Direct	-3.51%	Disposed
March 2, 2004	885708	M	8,500	$10.00	$85,000	242,500 Direct	+3.63%	Acquired
March 1, 2004	885708	M	8,000	$28.09	$224,720	38,160 Direct	-17.33%	Disposed
March 1, 2004	885708	S 10b5-1	8,000	$28.09	$224,720	234,000 Direct	-3.31%	Disposed
March 1, 2004	885708	M	8,000	$10.00	$80,000	242,000 Direct	+3.42%	Acquired
Feb. 27, 2004	885708	M	7,600	$10.00	$76,000	241,600 Direct	+3.25%	Acquired
Feb. 27, 2004	885708	S 10b5-1	7,600	$28.20	$214,320	234,000 Direct	-3.15%	Disposed
Feb. 27, 2004	885708	M	7,600	$28.20	$214,320	46,160 Direct	-14.14%	Disposed
Feb. 26, 2004	885708	M	5,500	$10.00	$55,000	239,500 Direct	+2.35%	Acquired
Feb. 26, 2004	885708	S 10b5-1	5,500	$28.10	$154,550	234,000 Direct	-2.30%	Disposed
Feb. 26, 2004	885708	M	5,500	$28.10	$154,550	53,760 Direct	-9.28%	Disposed
Feb. 25, 2004	885708	M	8,650	$10.00	$86,500	242,650 Direct	+3.70%	Acquired
Feb. 25, 2004	885708	S 10b5-1	8,650	$28.04	$242,546	234,000 Direct	-3.56%	Disposed
Feb. 25, 2004	885708	M	8,650	$28.04	$242,546	59,260 Direct	-12.74%	Disposed
Feb. 24, 2004	885708	M	5,900	$28.08	$165,672	67,910 Direct	-7.99%	Disposed
Feb. 24, 2004	885708	S 10b5-1	5,900	$28.08	$165,672	234,000 Direct	-2.46%	Disposed
Feb. 24, 2004	885708	M	5,900	$10.00	$59,000	239,900 Direct	+2.52%	Acquired
Feb. 23, 2004	885708	M	7,450	$28.39	$211,506	73,810 Direct	-9.17%	Disposed

Showing latest 100 of 182 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (122,200)	$51.54	Feb. 6, 2017	122,200	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (109,139)	$44.58	Jan. 13, 2016	109,139	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (342,000)	$38.01	Jan. 14, 2015	342,000	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (135,618)	$38.01	Jan. 14, 2015	135,618	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (269,652)	$29.04	Jan. 20, 2014	269,652	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (209,797)	$25.89	Jan. 13, 2013	209,797	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (440,000)	$27.50	June 10, 2012	440,000	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (170,000)	$27.12	Jan. 11, 2012	170,000	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (193,966)	$18.31	Jan. 11, 2011	193,966	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (355,332)	$12.00	Jan. 12, 2010	355,332	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (69,598)	$12.50	Jan. 11, 2009	69,598	Disposed
Nov. 13, 2007	885708	Non-qualified stock option	Common Stock (78,940)	$11.85	Feb. 25, 2008	78,940	Disposed
Aug. 6, 2007	885708	Non-Qualified Stock Option	Class A Common Stock (10,000)	$11.85	Feb. 25, 2008	10,000	Disposed
May 7, 2007	885708	Non-Qualified Stock Option	Class A Common Stock (30,000)	$11.85	Feb. 25, 2008	30,000	Disposed
Feb. 6, 2007	885708	Non-Qualified Stock Option	Class A Common Stock (122,200)	$51.54	Feb. 6, 2017	122,200	Acquired
Feb. 5, 2007	885708	Non-Qualified Stock Option	Class A Common Stock (30,000)	$11.85	Feb. 25, 2008	30,000	Disposed
Nov. 6, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (30,000)	$11.85	Feb. 25, 2008	30,000	Disposed
Aug. 15, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (30,000)	$11.85	Feb. 25, 2008	30,000	Disposed
July 28, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (27,200)	$11.85	Feb. 25, 2008	27,200	Disposed
July 27, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (2,800)	$11.85	Feb. 25, 2008	2,800	Disposed
Feb. 6, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (14,140)	$11.85	Feb. 25, 2008	14,140	Disposed
Feb. 6, 2006	885708	Non-Qualfied Stock Option	Class A Common Stock (15,860)	$10.00	Feb. 23, 2006	15,860	Disposed
Feb. 6, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (14,140)	$11.85	Feb. 25, 2008	14,140	Disposed
Feb. 6, 2006	885708	Non-Qualfied Stock Option	Class A Common Stock (15,860)	$10.00	Feb. 23, 2006	15,860	Disposed
Jan. 13, 2006	885708	Non-Qualified Stock Option	Class A Common Stock (109,139)	$43.42	Jan. 13, 2016	109,139	Acquired
Nov. 17, 2005	885708	Non-Qualfied Stock Option [F1]	Class A Common Stock (11,500)	$10.00	Feb. 23, 2006	11,500	Disposed
Nov. 15, 2005	885708	Non-Qualfied Stock Option	Class A Common Stock (18,500)	$10.00	Feb. 23, 2006	18,500	Disposed
Nov. 8, 2005	885708	Non-Qualfied Stock Option	Class A Common Stock (19,800)	$10.00	Feb. 23, 2006	19,800	Disposed
Nov. 7, 2005	885708	Non-Qualfied Stock Option	Class A Common Stock (10,200)	$10.00	Feb. 23, 2006	10,200	Disposed
Nov. 4, 2005	885708	Non-Qualfied Stock Option	Class A Common Stock (25,000)	$10.00	Feb. 23, 2006	25,000	Disposed
Jan. 14, 2005	885708	Non-Qualified Stock Option [F2]	Class A Common Stock (342,000)	$38.01	Jan. 14, 2015	342,000	Acquired
Jan. 14, 2005	885708	Non-Qualified Stock Option [F1]	Class A Common Stock (135,618)	$38.01	Jan. 14, 2015	135,618	Acquired
March 3, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (800)	$10.00	Feb. 23, 2006	800	Disposed
March 2, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (8,500)	$10.00	Feb. 23, 2006	8,500	Disposed
March 1, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (8,000)	$10.00	Feb. 23, 2006	8,000	Disposed
Feb. 27, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (7,600)	$10.00	Feb. 23, 2006	7,600	Disposed
Feb. 26, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (5,500)	$10.00	Feb. 23, 2006	5,500	Disposed
Feb. 25, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (8,650)	$10.00	Feb. 23, 2006	8,650	Disposed
Feb. 24, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (5,900)	$10.00	Feb. 23, 2006	5,900	Disposed
Feb. 23, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (7,450)	$10.00	Feb. 23, 2006	7,450	Disposed
Feb. 20, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (11,900)	$10.00	Feb. 23, 2006	11,900	Disposed
Feb. 19, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (6,150)	$10.00	Feb. 23, 2006	6,150	Disposed
Feb. 18, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (7,600)	$10.00	Feb. 23, 2006	7,600	Disposed
Feb. 17, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (9,250)	$10.00	Feb. 23, 2006	9,250	Disposed
Feb. 13, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (6,250)	$10.00	Feb. 23, 2006	6,250	Disposed
Feb. 12, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (7,750)	$10.00	Feb. 23, 2006	7,750	Disposed
Feb. 11, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (10,400)	$10.00	Feb. 23, 2006	10,400	Disposed
Feb. 10, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (8,000)	$10.00	Feb. 23, 2006	8,000	Disposed
Feb. 9, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (14,950)	$10.00	Feb. 23, 2006	14,950	Disposed
Feb. 6, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (7,850)	$10.00	Feb. 23, 2006	7,850	Disposed
Feb. 5, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (9,750)	$10.00	Feb. 23, 2006	9,750	Disposed
Feb. 4, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (8,500)	$10.00	Feb. 23, 2006	8,500	Disposed
Feb. 3, 2004	885708	Non-Qualfied Stock Option	Class A Common Stock (5,390)	$10.00	Feb. 23, 2006	5,390	Disposed
Feb. 3, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (4,510)	$8.33	Feb. 23, 2006	4,510	Disposed
Feb. 2, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (250)	$8.33	Feb. 23, 2006	250	Disposed
Feb. 2, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (10,000)	$8.33	Feb. 23, 2006	10,000	Disposed
Jan. 30, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (7,300)	$8.33	Feb. 23, 2006	7,300	Disposed
Jan. 29, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (9,000)	$8.33	Feb. 23, 2006	9,000	Disposed
Jan. 28, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (6,000)	$8.33	Feb. 23, 2006	6,000	Disposed
Jan. 27, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (9,000)	$8.33	Feb. 23, 2006	9,000	Disposed
Jan. 26, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (8,000)	$8.33	Feb. 23, 2006	8,000	Disposed
Jan. 26, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (10,000)	$8.33	Feb. 23, 2006	10,000	Disposed
Jan. 23, 2004	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (9,800)	$8.33	Feb. 23, 2006	9,800	Disposed
Jan. 20, 2004	885708	Non-Qualified Stock Option	Class A Common Stock (269,652)	$29.04	Jan. 20, 2014	269,652	Acquired
Oct. 1, 2003	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (10,000)	$8.33	Feb. 23, 2006	10,000	Disposed
Sept. 23, 2003	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (5,000)	$8.33	Feb. 23, 2006	5,000	Disposed
July 25, 2003	885708	Non-Qualified Stock Option (to purchase)	Class A Common Stock (5,000)	$8.33	Feb. 23, 2006	5,000	Disposed
Jan. 13, 2003	885708	Non-Qualified Stock Option	Class A Common Stock (209,797)	$25.89	Jan. 13, 2013	209,797	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 24 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 8, 2007	NMT	Common Stock	0	Direct
Aug. 8, 2007	NAN	Common Stock	0	Direct
Aug. 8, 2007	NNY	Common Stock	0	Direct
Aug. 8, 2007	NRK	Common Stock	0	Direct
Aug. 8, 2007	NPV	Common Stock	0	Direct
Aug. 8, 2007	NAD	Common Stock	0	Direct
Aug. 8, 2007	NVG	Common Stock	0	Direct
Aug. 8, 2007	NEA	Common Stock	0	Direct
Aug. 8, 2007	NMZ	Common Stock	0	Direct
Aug. 8, 2007	NMI	Common Stock	0	Direct
Aug. 8, 2007	NUV	Common Stock	0	Direct
Aug. 8, 2007	SPXX	Common Stock	0	Direct
Aug. 8, 2007	JPC	Common Stock	0	Direct
Aug. 8, 2007	JFR	Common Stock	0	Direct
Aug. 8, 2007	NXP	Common Stock	0	Direct
Aug. 8, 2007	NIM	Common Stock	0	Direct
Aug. 7, 2007	NCA	Common Stock	0	Direct
Aug. 7, 2007	NKX	Common Stock	0	Direct
Aug. 6, 2007	NAZ	Common Stock	0	Direct
Aug. 6, 2007	JRS	Common Stock	0	Direct
Aug. 6, 2007	JQC	Common Stock	0	Direct
Aug. 6, 2007	JCE	Common Stock	0	Direct
Aug. 6, 2007	NZF	Common Stock	5,000	Direct
Aug. 6, 2007	NAC	Common Stock	0	Direct