Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 8, 2021 XFLT S 11,100 $9.10 $101,010 42,851 Direct -20.57% Disposed -57.6% (price as of 2026-10-02)
March 16, 2020 XFLT P 2,520 $5.54 $13,961 53,951 Direct +4.90% Acquired -30.3% (price as of 2026-10-02)
March 20, 2018 XFLT P 359 $9.58 $3,439 51,431 Direct +0.70% Acquired -59.7% (price as of 2026-10-02)
Feb. 7, 2018 XFLT P 352 $9.75 $3,432 51,072 Direct +0.69% Acquired -60.4% (price as of 2026-10-02)
Dec. 29, 2017 XFLT P 720 $9.43 $6,790 50,720 Direct +1.44% Acquired -59.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 27, 2017 XFLT Common Shares of Beneficial Interest 50,000 Direct