Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 36 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

36 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 16, 2019 OSS S 82 $1.80 $148 66,870 Indirect -0.12% Disposed 362.8% (price as of 2026-10-05)
Dec. 16, 2019 OSS S 191 $1.77 $338 66,952 Indirect -0.28% Disposed 370.6% (price as of 2026-10-05)
Dec. 12, 2019 OSS S 1,000 $1.77 $1,770 67,143 Indirect -1.47% Disposed 370.6% (price as of 2026-10-05)
Dec. 12, 2019 OSS S 720 $1.76 $1,267 68,143 Indirect -1.05% Disposed 373.3% (price as of 2026-10-05)
Sept. 6, 2019 OSS S 10,000 $2.46 $24,600 68,863 Indirect -12.68% Disposed 238.6% (price as of 2026-10-05)
Sept. 5, 2019 OSS S 10,000 $2.38 $23,800 78,863 Indirect -11.25% Disposed 250.0% (price as of 2026-10-05)
Dec. 13, 2018 OSS S 4,610 $2.83 $13,046 88,863 Indirect -4.93% Disposed 194.3% (price as of 2026-10-05)
Dec. 10, 2018 OSS S 7,500 $2.83 $21,225 93,473 Indirect -7.43% Disposed 194.3% (price as of 2026-10-05)
Dec. 7, 2018 OSS S 10,000 $2.84 $28,400 100,973 Indirect -9.01% Disposed 193.3% (price as of 2026-10-05)
Sept. 16, 2013 NEON S 140,000 $6.60 $924,000 7,280 Direct -95.06% Disposed -98.6% (price as of 2026-10-05)
Aug. 12, 2013 NEON S 14,678 $7.49 $109,938 147,280 Direct -9.06% Disposed -98.8% (price as of 2026-10-05)
May 17, 2013 NEON S 21,900 $5.27 $115,413 81,667 Direct -21.15% Disposed -98.3% (price as of 2026-10-05)
April 5, 2012 NEON S 48,850 $3.25 $158,762 101,104 Direct -32.58% Disposed -97.2% (price as of 2026-10-05)
April 3, 2012 NEON S 500 $3.61 $1,805 149,954 Direct -0.33% Disposed -97.5% (price as of 2026-10-05)
April 2, 2012 NEON S 6,900 $3.66 $25,254 150,454 Direct -4.39% Disposed -97.5% (price as of 2026-10-05)
March 30, 2012 NEON S 11,000 $3.63 $39,930 157,354 Direct -6.53% Disposed -97.5% (price as of 2026-10-05)
March 30, 2012 NEON S 2,800 $3.67 $10,276 168,354 Direct -1.64% Disposed -97.5% (price as of 2026-10-05)
March 30, 2012 NEON S 1,000 $3.65 $3,650 171,154 Direct -0.58% Disposed -97.5% (price as of 2026-10-05)
March 29, 2012 NEON S 3,000 $3.68 $11,040 172,154 Direct -1.71% Disposed -97.5% (price as of 2026-10-05)
March 29, 2012 NEON S 74,050 $3.39 $251,030 103,767 Direct -41.64% Disposed -97.3% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 4, 2020 OSS Restricted Stock Unit Common Stock (10,000) · · 10,000 Acquired
Feb. 12, 2020 OSS Restricted Stock Unit Common Stock (7,500) · · 7,500 Disposed
April 11, 2019 OSS Restricted Stock Units Common Stock (7,500) · · 7,500 Disposed
Feb. 20, 2019 OSS Employee Stock Option (Right to Buy) Common Stock (25,000) $0.75 May 13, 2019 25,000 Disposed
Feb. 13, 2019 OSS Restricted Stock Unit Common Stock (7,500) · · 7,500 Acquired
April 11, 2018 OSS Restricted Stock Unit Common Stock (7,500) · · 7,500 Acquired
March 9, 2018 OSS Employee Stock Option (right to buy) Common Stock (25,000) $1.00 March 31, 2018 25,000 Disposed
March 3, 2015 NEON Stock Option Common Stock (20,000) $3.04 March 3, 2022 20,000 Acquired
Aug. 12, 2013 NEON Warrant [F1] Common Stock (80,000) $1.38 Oct. 15, 2013 80,000 Disposed
April 26, 2012 NEON stock option common stock (90,000) $4.25 April 26, 2019 90,000 Acquired
Oct. 15, 2010 NEON Warrant Warrant (2,000,000) $0.06 Oct. 15, 2013 2,000,000 Acquired
Jan. 2, 2008 NEON Neonode Stock Option Neonode Common Stock (40,000) $3.45 Jan. 2, 2015 40,000 Acquired
Aug. 10, 2007 NEON Neonode Stock Option Neonode Common Stock (176,595) $1.42 May 3, 2014 176,595 Acquired
May 30, 2007 NEON SBE Stock Option SBE Stock Option (4,500) $2.33 May 30, 2012 4,500 Acquired
April 3, 2007 NEON SBE Stock Option SBE Stock Option (2,000) $3.29 April 1, 2012 2,000 Acquired
April 1, 2006 NEON SBE Stock Option Stock Option (10,000) $1.08 April 1, 2011 10,000 Acquired
April 1, 2005 NEON SBE Stock Option Stock Option (10,000) $2.79 April 1, 2012 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 31, 2018 OSS Common Stock 124,520 Indirect
Jan. 31, 2018 OSS Common Stock 110,973 Indirect
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (50,000) 50,000 Direct
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (40,000) 40,000 Direct
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (20,000) 20,000 Direct
Jan. 31, 2018 OSS Employee Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct
March 17, 2004 NEON SBE Stock Options→ Stock Option (15,000) 15,000 Direct