Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 92 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

92 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 29, 2021 AMP S 7,693 $257.76 $1,982,948 33,579 Direct -18.64% Disposed 90.5% (price as of 2026-10-02)
April 29, 2021 AMP S 6,263 $260.00 $1,628,380 27,316 Direct -18.65% Disposed 88.8% (price as of 2026-10-02)
Aug. 11, 2020 AMP S 9,873 $163.83 $1,617,494 27,402 Direct -26.49% Disposed 199.6% (price as of 2026-10-02)
Jan. 31, 2020 AMP S 7,598 $166.15 $1,262,408 26,821 Direct -22.08% Disposed 195.5% (price as of 2026-10-02)
Oct. 29, 2019 AMP S 6,477 $154.13 $998,300 27,196 Direct -19.23% Disposed 218.5% (price as of 2026-10-02)
Oct. 26, 2017 AMP S 9,022 $160.91 $1,451,730 20,265 Direct -30.81% Disposed 205.1% (price as of 2026-10-02)
March 1, 2017 AMP S 5,337 $134.57 $718,200 22,862 Direct -18.93% Disposed 264.8% (price as of 2026-10-02)
Sept. 7, 2016 AMP S 4,513 $100.71 $454,504 20,513 Direct -18.03% Disposed 387.4% (price as of 2026-10-02)

Showing latest 100 of 202 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 11, 2022 AMP Phantom Stock Common Stock (99) · · 99 Acquired
July 2, 2021 AMP Phantom Stock Common Stock (535) · · 535 Disposed
April 29, 2021 AMP Employee Stock Option (right to buy) Common Stock (22,809) $128.76 Feb. 2, 2025 22,809 Disposed
Feb. 12, 2021 AMP Phantom Stock Common Stock (149) · · 149 Acquired
Jan. 29, 2021 AMP Employee Stock Option (right to buy) Common Stock (8,560) $197.87 Jan. 29, 2031 8,560 Acquired
Aug. 11, 2020 AMP Employee Stock Option (right to buy) Common Stock (20,581) $107.61 Feb. 7, 2024 20,581 Disposed
July 1, 2020 AMP Phantom Stock Common Stock (451) · · 451 Disposed
Feb. 14, 2020 AMP Phantom Stock Common Stock (319) · · 319 Acquired
Jan. 31, 2020 AMP Employee Stock Option (right to buy) Common Stock (15,478) $165.41 Jan. 31, 2030 15,478 Acquired
Jan. 31, 2020 AMP Employee Stock Option (right to buy) Common Stock (25,535) $87.79 Feb. 2, 2025 25,535 Disposed
July 5, 2019 AMP Phantom Stock Common Stock (718) · · 718 Disposed
Feb. 15, 2019 AMP Phantom Stock Common Stock (486) · · 486 Acquired
Feb. 1, 2019 AMP Employee Stock Option (right to buy) Common Stock (22,053) $126.89 Feb. 1, 2029 22,053 Acquired
July 5, 2018 AMP Phantom Stock Common Stock (579) · · 579 Disposed
Feb. 2, 2018 AMP Phantom Stock Common Stock (490) · · 490 Acquired
Jan. 26, 2018 AMP Employee Stock Option (right to buy) Common Stock (17,563) $179.84 Jan. 26, 2028 17,563 Acquired
Oct. 26, 2017 AMP Employee Stock Option (right to buy) Common Stock (19,902) $65.31 Feb. 5, 2023 19,902 Disposed
July 6, 2017 AMP Phantom Stock Common Stock (668) · · 668 Disposed
March 1, 2017 AMP Employee Stock Option (right to buy) Common Stock (18,611) $58.70 Feb. 8, 2021 18,611 Disposed
Feb. 6, 2017 AMP Employee Stock Option (right to buy) Common Stock (16,761) $123.37 Feb. 7, 2027 16,761 Acquired
Feb. 3, 2017 AMP Phantom Stock Common Stock (412) · · 412 Acquired
Sept. 7, 2016 AMP Employee Stock Option (right to buy) Common Stock (18,930) $54.33 Feb. 7, 2022 18,930 Disposed
July 7, 2016 AMP Phantom Stock Common Stock (732) · · 732 Disposed
Feb. 5, 2016 AMP Phantom Stock Common Stock (655) · · 655 Acquired
Feb. 1, 2016 AMP Employee Stock Option (right to buy) Common Stock (25,535) $87.79 Feb. 2, 2026 25,535 Acquired
July 9, 2015 AMP Phantom Stock Common Stock (855) · · 855 Disposed
Feb. 6, 2015 AMP Phantom Stock Common Stock (532) · · 532 Acquired
Feb. 2, 2015 AMP Employee Stock Option (right to buy) Common Stock (22,809) $128.76 Feb. 3, 2025 22,809 Acquired
Sept. 5, 2014 AMP Employee Stock Option (right to buy) Common Stock (21,913) $58.73 Jan. 30, 2017 21,913 Disposed
Feb. 11, 2014 AMP Employee Stock Option (right to buy) Common Stock (24,107) $52.86 Jan. 29, 2018 24,107 Disposed
Feb. 7, 2014 AMP Employee Stock Option (rght to buy) Common Stock (20,581) $107.61 Feb. 7, 2024 20,581 Acquired
Feb. 7, 2014 AMP Phantom Stock Common Stock (616) · · 616 Acquired
Sept. 13, 2013 AMP Employee Stock Option (right to buy) Common Stock (20,778) $37.23 Feb. 9, 2020 20,778 Disposed
May 8, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (20,735) $43.66 Jan. 27, 2016 20,735 Disposed
Feb. 8, 2013 AMP Phantom Stock Common Stock (676) · · 676 Acquired
Feb. 4, 2013 AMP Employee Stock Option (right to buy) Common Stock (19,902) $65.31 Feb. 5, 2023 19,902 Acquired
Feb. 4, 2013 AMP Employee Stock Option (right to buy) Common Stock (22,605) $21.34 Feb. 3, 2019 22,605 Disposed
July 31, 2012 AMP Employee Stock Option (Right to Buy) Common Stock (45,210) $21.34 Feb. 2, 2019 45,210 Disposed
July 2, 2012 AMP Phantom Stock Common Stock (3,901) · · 3,901 Disposed
Feb. 10, 2012 AMP Phantom Stock Common Stock (791) · · 791 Acquired
Feb. 6, 2012 AMP Employee Stock Option (right to buy) Common Stock (18,930) $54.33 Feb. 7, 2022 18,930 Acquired
June 30, 2011 AMP Phantom Stock Common Stock (4,612) · · 4,612 Disposed
Feb. 17, 2011 AMP Employee Stock Option (right to buy) Common Stock (36,137) $35.03 Oct. 2, 2015 36,137 Disposed
Feb. 7, 2011 AMP Employee Stock Option (right to buy) Common Stock (18,611) $58.70 Feb. 7, 2021 18,611 Acquired
Nov. 3, 2010 AMP Employee Stock Option (Right to Buy) Common Stock (10,000) $35.03 Oct. 2, 2015 10,000 Disposed
Nov. 3, 2010 AMP Employee Stock Option (Right to Buy) Common Stock (25,672) $32.87 May 26, 2015 25,672 Disposed
June 30, 2010 AMP Phantom Stock Common Stock (2,115) · · 2,115 Disposed
Feb. 8, 2010 AMP Employee Stock Option (Right to Buy) Common Stock (20,778) $37.23 Feb. 8, 2020 20,778 Acquired
Feb. 13, 2009 AMP Phantom Stock Common Stock (3,666) · · 3,666 Acquired
Feb. 2, 2009 AMP Employee Stock Option (Right to Buy) Common Stock (67,815) $21.34 Feb. 2, 2019 67,815 Acquired
Feb. 15, 2008 AMP Phantom Stock Common Stock (4,305) · · 4,305 Acquired
Jan. 29, 2008 AMP Employee Stock Option (Right to Buy) Common Stock (24,107) $52.86 Jan. 29, 2018 24,107 Acquired
April 2, 2007 AMP Phantom Stock Common Stock (646) · · 646 Acquired
March 30, 2007 AMP Phantom Stock Common Stock (1,336) · · 1,336 Acquired
Jan. 30, 2007 AMP Employee Stock Option (Right to Buy) Common Stock (21,913) $58.73 Jan. 30, 2017 21,913 Acquired
Jan. 26, 2006 AMP Employee Stock Option (Right to Buy) Common Stock (20,735) $43.66 Jan. 26, 2016 20,735 Acquired
Oct. 3, 2005 AMP Employee Stock Option (Right to Buy) [F4] Common Stock (46,137) $35.03 Oct. 2, 2015 46,137 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F2] Common Stock (25,672) $32.87 May 25, 2015 25,672 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 23, 2005 AMP Common Stock 0 Direct