John Rosenthal

CIK 1709189 · View on SEC EDGAR ↗

Insider

First SEC filing: July 6, 2017 · Latest: July 6, 2017

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 9, 2020 BHFAN P 15,000 $23.83 $357,450 52,886 Direct +39.59% Acquired -53.6% (price as of 2026-08-19)
Aug. 27, 2019 BHFAN P 10,000 $35.61 $356,100 33,916 Direct +41.81% Acquired -68.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 1, 2022 BHFAN Restricted Stock Units Common Stock (11,444) — — 11,444 Acquired
March 1, 2022 BHFAN Restricted Stock Units Common Stock (4,444) — — 4,444 Disposed
March 1, 2022 BHFAN Restricted Stock Units Common Stock (5,115) — — 5,115 Disposed
March 1, 2022 BHFAN Restricted Stock Units Common Stock (3,763) — — 3,763 Disposed
March 1, 2021 BHFAN Restricted Stock Units Common Stock (13,330) — — 13,330 Acquired
March 1, 2021 BHFAN Restricted Stock Units Common Stock (5,115) — — 5,115 Disposed
March 1, 2021 BHFAN Restricted Stock Units Common Stock (3,763) — — 3,763 Disposed
March 1, 2021 BHFAN Restricted Stock Units Common Stock (2,286) — — 2,286 Disposed
March 1, 2020 BHFAN Restricted Stock Units Common Stock (15,345) — — 15,345 Acquired
March 1, 2020 BHFAN Restricted Stock Units Common Stock (3,764) — — 3,764 Disposed
March 1, 2020 BHFAN Restricted Stock Units Common Stock (2,285) — — 2,285 Disposed
March 1, 2019 BHFAN Restricted Stock Units Common Stock (11,290) — — 11,290 Acquired
March 1, 2019 BHFAN Restricted Stock Units Common Stock (2,286) — — 2,286 Disposed
Sept. 30, 2018 BHFAN Restricted Stock Units Common Stock (40,337) — — 40,337 Disposed
May 23, 2018 BHFAN Eployee Stock Option (Right to Buy) Common Stock (22,522) $53.47 Feb. 29, 2028 22,522 Acquired
May 23, 2018 BHFAN Restricted Stock Units Common Stock (6,857) — — 6,857 Acquired
May 23, 2018 BHFAN Restricted Stock Units Common Stock (40,337) — — 40,337 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 6, 2017 BHFAN No Shares Beneficially Owned 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

BHFAN

Chief Investment Officer
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $550,000 — — — $1,514,531 — $177,069 $5,123,879
2017 $218,109 — — — $894,708 — $75,297 $1,188,114

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.