John S Caldwell

Insider

First SEC filing: Oct. 29, 2007 · Latest: Oct. 29, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AXON buying Nov. 24, 2009

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 3, 2016	AXON	M	23,041	$22.72	$523,492	0 Direct	-100.00%	Disposed	2687.1% (price as of 2026-08-20)
June 3, 2016	AXON	M	23,041	$22.72	$523,492	27,759 Direct	-45.36%	Disposed	2687.1% (price as of 2026-08-20)
June 3, 2016	AXON	M	23,041	$4.34	$99,998	50,800 Direct	+83.00%	Acquired	14490.8% (price as of 2026-08-20)
May 18, 2015	AXON	A	2,467	—	—	2,467 Direct	—	Acquired	(price as of 2026-08-20)
May 18, 2015	AXON	A	2,467	—	—	27,759 Direct	+9.75%	Acquired	(price as of 2026-08-20)
May 8, 2015	AXON	M	23,810	$4.20	$100,002	0 Direct	-100.00%	Disposed	14977.1% (price as of 2026-08-20)
May 8, 2015	AXON	M	23,810	$31.86	$758,587	25,292 Direct	-48.49%	Disposed	1887.6% (price as of 2026-08-20)
May 8, 2015	AXON	M	23,810	$4.20	$100,002	49,102 Direct	+94.14%	Acquired	14977.1% (price as of 2026-08-20)
May 15, 2014	AXON	A	6,130	—	—	25,292 Direct	+31.99%	Acquired	(price as of 2026-08-20)
Feb. 28, 2014	AXON	M	13,870	$7.21	$100,003	0 Direct	-100.00%	Disposed	8682.8% (price as of 2026-08-20)
Feb. 28, 2014	AXON	M	3,972	$10.07	$39,998	0 Direct	-100.00%	Disposed	6188.4% (price as of 2026-08-20)
Feb. 28, 2014	AXON	M	19,108	$7.85	$149,998	0 Direct	-100.00%	Disposed	7966.8% (price as of 2026-08-20)
Feb. 28, 2014	AXON	M	36,950	$20.00	$739,000	19,162 Direct	-65.85%	Disposed	3066.2% (price as of 2026-08-20)
Feb. 28, 2014	AXON	M	13,870	$7.21	$100,003	56,112 Direct	+32.83%	Acquired	8682.8% (price as of 2026-08-20)
Feb. 28, 2014	AXON	M	3,972	$10.07	$39,998	42,242 Direct	+10.38%	Acquired	6188.4% (price as of 2026-08-20)
Feb. 28, 2014	AXON	M	19,108	$7.85	$149,998	38,270 Direct	+99.72%	Acquired	7966.8% (price as of 2026-08-20)
May 23, 2013	AXON	A	5,862	—	—	19,162 Direct	+44.08%	Acquired	(price as of 2026-08-20)
May 31, 2012	AXON	A	9,300	—	—	13,300 Direct	+232.50%	Acquired	(price as of 2026-08-20)
May 27, 2010	AXON	A	23,041	$4.34	$99,998	83,801 Direct	+37.92%	Acquired	14490.8% (price as of 2026-08-20)
Nov. 24, 2009	AXON	P	2,000	$4.31	$8,620	4,000 Direct	+100.00%	Acquired	14592.3% (price as of 2026-08-20)
July 28, 2008	AXON	P	2,000	$5.01	$10,020	2,000 Direct	—	Acquired	12539.5% (price as of 2026-08-20)
May 28, 2008	AXON	A	13,870	$7.21	$100,003	0 Direct	—	Acquired	8682.8% (price as of 2026-08-20)
May 25, 2007	AXON	A	3,972	$10.07	$39,998	0 Direct	—	Acquired	6188.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 3, 2016	AXON	Common Stock	Common Stock (23,041)	$4.34	May 27, 2020	23,041	Disposed
May 8, 2015	AXON	Director Stock Option	Common Stock (23,810)	$4.20	May 28, 2019	23,810	Disposed
Feb. 28, 2014	AXON	Director Stock Option	Common Stock (13,870)	$7.21	May 28, 2018	13,870	Disposed
Feb. 28, 2014	AXON	Director Stock Option	Common Stock (3,972)	$10.07	May 25, 2017	3,972	Disposed
Feb. 28, 2014	AXON	Director Stock Option	Common Stock (19,108)	$7.85	June 28, 2016	19,108	Disposed
May 27, 2010	AXON	Employee Stock Option (Right to Buy)	Common Stock (23,041)	$4.34	May 27, 2020	23,041	Acquired
May 28, 2008	AXON	Employee Stock Option (Right to Buy)	Common Stock (13,870)	$7.21	May 28, 2018	13,870	Acquired
May 25, 2007	AXON	Employee Stock Option (Right to Buy)	Common Stock (3,972)	$10.07	May 25, 2017	3,972	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 29, 2007	AXON	Employee Stock Option (Right to Buy)→ Common Stock (19,108)	19,108	Direct