John S Clendening

CIK 1388961 · View on SEC EDGAR ↗

Insider

First SEC filing: April 25, 2022 · Latest: April 25, 2022

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 24, 2019 719739 P 900 $221.12 $199,007 1,729
Aug. 13, 2014 SCHW S 1,500 $27.67 $41,505 69,865 Indirect -2.10% Disposed 301.9% (price as of 2026-08-21)
July 21, 2014 SCHW S 14,000 $27.78 $388,920 71,365 Indirect -16.40% Disposed 300.3% (price as of 2026-08-21)
Nov. 22, 2013 SCHW S 83,566 $24.84 $2,075,779 55,927 Indirect -59.91% Disposed 347.6% (price as of 2026-08-21)
Nov. 8, 2013 SCHW S 34,558 $23.93 $826,973 55,927 Indirect -38.19% Disposed 364.7% (price as of 2026-08-21)
Aug. 1, 2013 SCHW S 60,000 $22.73 $1,363,800 49,595 Indirect -54.75% Disposed 389.2% (price as of 2026-08-21)
May 21, 2013 SCHW S 47,247 $19.12 $903,363 49,595 Indirect -48.79% Disposed 481.6% (price as of 2026-08-21)
Feb. 7, 2013 SCHW S 10b5-1 39,333 $16.88 $663,941 43,298 Indirect -47.60% Disposed 558.7% (price as of 2026-08-21)
Jan. 28, 2013 SCHW S 13,111 $16.11 $211,218 43,298 Indirect -23.24% Disposed 590.2% (price as of 2026-08-21)
March 19, 2012 SCHW S 10b5-1 57,614 $15.51 $893,593 34,913 Indirect -62.27% Disposed 616.9% (price as of 2026-08-21)
April 18, 2011 SCHW S 10,000 $17.90 $179,000 25,295 Indirect -28.33% Disposed 521.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 3, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (31,173) $28.44 Nov. 3, 2024 31,173 Acquired
Aug. 1, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (33,693) $27.45 Aug. 1, 2024 33,693 Acquired
July 21, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (14,000) $19.36 Nov. 3, 2018 14,000 Disposed
March 3, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (35,613) $25.86 March 3, 2024 35,613 Acquired
Nov. 22, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (83,566) $23.33 Nov. 1, 2014 83,566 Disposed
Nov. 8, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (34,558) $11.75 Nov. 1, 2021 34,558 Disposed
Nov. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (36,024) $23.12 Nov. 1, 2023 36,024 Acquired
Aug. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (60,000) $19.36 Nov. 3, 2018 60,000 Disposed
Aug. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (38,820) $22.67 Aug. 1, 2023 38,820 Acquired
May 21, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (47,247) $18.29 Oct. 30, 2013 47,247 Disposed
March 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (60,533) $16.40 March 1, 2023 60,533 Acquired
Feb. 7, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,111) $13.12 Jan. 20, 2014 13,111 Disposed
Feb. 7, 2013 SCHW Incentive Stock Option (right to buy) Common Stock (26,222) $13.12 Jan. 20, 2014 26,222 Disposed
Jan. 28, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,111) $13.12 Jan. 20, 2014 13,111 Disposed
Nov. 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (70,000) $13.64 Nov. 1, 2022 70,000 Acquired
Aug. 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (73,108) $12.45 Aug. 1, 2022 73,108 Acquired
March 19, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (57,614) $14.59 Sept. 7, 2012 57,614 Disposed
March 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (57,852) $13.91 March 1, 2022 57,852 Acquired
Nov. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (69,116) $11.75 Nov. 1, 2021 69,116 Acquired
Aug. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (61,664) $15.05 Aug. 1, 2021 61,664 Acquired
April 18, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (10,000) $14.59 Sept. 7, 2012 10,000 Disposed
March 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (52,839) $18.66 March 1, 2021 52,839 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 20 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 1, 2011 SCHW Common Stock 8,212 Direct
Feb. 1, 2011 SCHW Common Stock 25,295 Indirect
Feb. 1, 2011 SCHW Incentive Stock Option (right to buy)→ Common Stock (26,222) 26,222 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (26,222) 26,222 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (131,112) 131,112 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (47,708) 47,708 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (48,612) 48,612 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (131,112) 131,112 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (115,964) 115,964 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (41,199) 41,199 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (47,247) 47,247 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (112,677) 112,677 Direct
Feb. 1, 2011 SCHW Nonqualified Stock Option (right to buy)→ Common Stock (83,566) 83,566 Direct
Feb. 8, 2007 SCHW Common Stock 34,493 Direct
Feb. 8, 2007 SCHW Incentive Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (72,993) 72,993 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (25,000) 25,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (125,000) 125,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (125,000) 125,000 Direct
Feb. 8, 2007 SCHW Non-Qualified Stock Option (right to buy)→ Common Stock (45,045) 45,045 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

President – Investor Services
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2014
2013 $520,833,495,833 $1,164,116,560,000 $700,781,542,937 $2,383,218,467 $31,595,622,457,237
2012 $495,833 $542,937 $18,467 $2,457,237

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.