John S Heller

CIK 1287966 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 6, 2006 · Latest: Feb. 6, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 3, 2006 CAT S 13,068 $68.18 $890,976 18,300 Direct -41.66% Disposed 1087.2% (price as of 2026-08-19)
Sept. 7, 2005 CAT S 14,000 $59.00 $826,000 15,658 Direct -47.20% Disposed 1271.9% (price as of 2026-08-19)
July 28, 2005 CAT S 5,792 $54.00 $312,768 15,658 Direct -27.00% Disposed 1398.9% (price as of 2026-08-19)
Feb. 7, 2005 CAT S 1,139 $91.65 $104,389 7,715 Direct -12.86% Disposed 1666.4% (price as of 2026-08-19)
Jan. 3, 2005 CAT S 2,705 $96.10 $259,950 6,490 Direct -29.42% Disposed 1584.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 3, 2006 CAT Employee Stock Option [F2] Common (3,702) $19.20 June 12, 2010 3,702 Disposed
Feb. 3, 2006 CAT Employee Stock Option [F2] Common (3,208) $31.17 June 8, 2009 3,208 Disposed
Feb. 3, 2006 CAT Employee Stock Option [F2] Common (13,068) $25.36 June 11, 2012 13,068 Disposed
Nov. 16, 2005 CAT Employee Stock Option [F2] Common (3,590) $27.84 June 9, 2008 3,590 Disposed
Nov. 16, 2005 CAT Employee Stock Option [F2] Common (1,400) $25.83 June 10, 2007 1,400 Disposed
Sept. 7, 2005 CAT Employee Stock Option [F2] Common (14,000) $26.76 June 12, 2011 14,000 Disposed
July 28, 2005 CAT Employee Stock Option [F3] Common (5,792) $31.17 June 8, 2009 5,792 Disposed
Feb. 18, 2005 CAT Option (NQ) [F2] Common (27,000) $91.28 Feb. 18, 2015 27,000 Acquired
Feb. 7, 2005 CAT Employee Stock Option [F2] Common (1,816) $38.41 June 12, 2010 1,816 Disposed
Feb. 7, 2005 CAT Employee Stock Option [F2] Common (1,234) $51.66 June 10, 2007 1,234 Disposed
Jan. 3, 2005 CAT Employee Stock Option [F2] Common (2,705) $55.69 June 9, 2008 2,705 Disposed
June 8, 2004 CAT Option (NQ) [F2] Common (27,000) $77.26 June 8, 2014 27,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 2, 2004 CAT Common — Direct
June 2, 2004 CAT Option (ISO) [F2]→ Common (1,934) 1,934 Direct
June 2, 2004 CAT Option (ISO) [F2]→ Common (1,795) 1,795 Direct
June 2, 2004 CAT Option (NQ) [F2]→ Common (2,705) 2,705 Direct
June 2, 2004 CAT Option (ISO) [F2]→ Common (1,604) 1,604 Direct
June 2, 2004 CAT Option (NQ) [F2]→ Common (2,896) 2,896 Direct
June 2, 2004 CAT Option (ISO) [F2]→ Common (1,851) 1,851 Direct
June 2, 2004 CAT Option (NQ) [F2]→ Common (1,816) 1,816 Direct
June 2, 2004 CAT Option (NQ) [F2]→ Common (7,000) 7,000 Direct
June 2, 2004 CAT Option (NQ) [F2]→ Common (6,534) 6,534 Direct
June 2, 2004 CAT Option (NQ) [F2]→ Common (9,970) 9,970 Direct