John S Markwalter Jr
CIK 1387951 · View on SEC EDGAR ↗
Insider
First SEC filing: July 30, 2007 · Latest: Feb. 14, 2008
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 7 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 28, 2008 | IVZ | F | 2,292 | $27.01 | $61,907 | 79,611 Direct | -2.80% | Disposed | 19.2% (price as of 2026-08-21) |
| Feb. 28, 2008 | IVZ | A | 27,767 | — | — | 81,903 Direct | +51.29% | Acquired | (price as of 2026-08-21) |
| Dec. 13, 2007 | IVZ | F | 2,404 | $27.36 | $65,773 | 51,732 Direct | -4.44% | Disposed | 17.7% (price as of 2026-08-21) |
| Nov. 30, 2007 | IVZ | C | 15,515 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Nov. 30, 2007 | IVZ | C | 7,757 | — | — | 54,136 Direct | +16.73% | Acquired | (price as of 2026-08-21) |
| Oct. 31, 2007 | IVZ | X | 1,655 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Oct. 31, 2007 | IVZ | X | 1,655 | — | — | 50,380 Direct | +3.40% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 30, 2007 | IVZ | Deferred Share Awards - Time Vesting [F1] | Common Shares, par value $0.20 per share | $0.00 | — | 15,515 | Disposed |
| Oct. 31, 2007 | IVZ | Employee share option (right to buy) [F1] | Ordinary Shares, par value $0.10 per share (1,655) | — | Nov. 1, 2007 | 1,655 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 30, 2007 | IVZ | Ordinary Shares, par value $0.10 per share | 48,725 | Direct |
| July 30, 2007 | IVZ | Ordinary Shares, par value $0.10 per share [F1] | 42,379 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (333,334) | 333,334 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (333,333) | 333,333 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (333,333) | 333,333 | Direct |
| July 30, 2007 | IVZ | Deferred Share Awards -Time Vesting→ Ordinary Shares, par value $0.10 per share (15,515) | 15,515 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Time Vesting→ Ordinary Shares, par value $0.10 per share (127,916) | 127,916 | Direct |
| July 30, 2007 | IVZ | Options to Purchase -Performance Vesting - vested→ Ordinary Shares, par value $0.10 per share (40,000) | 40,000 | Direct |
| July 30, 2007 | IVZ | Options to Purchase - Performance Vesting - vested→ Ordinary Shares, par value $0.10 per share (100,000) | 100,000 | Direct |