John Smollen

CIK 2080703 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 13, 2025 · Latest: June 18, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 16, 2026 MIAX A 5,184 5,184 Direct Acquired (price as of 2026-08-19)
June 16, 2026 MIAX A 2,485 2,485 Direct Acquired (price as of 2026-08-19)
June 16, 2026 MIAX A 7,455 178,212 Direct +4.37% Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 16, 2026 MIAX Nonqualified Stock Option (Right to Buy) Common Stock (5,184) $40.24 June 15, 2036 5,184 Acquired
June 16, 2026 MIAX Incentive Stock Option (Right to Buy) Common Stock (2,485) $40.24 June 15, 2036 2,485 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 13, 2025 MIAX Common Stock 2,226 Direct
Aug. 13, 2025 MIAX Series B Preferred Stock→ Common Stock (91,666) 91,666 Indirect
Aug. 13, 2025 MIAX Nonvoting Common Stock→ Common Stock (65,947) 65,947 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Series B Preferred Stock (24,999) 24,999 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (24,999) 24,999 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (8,333) 8,333 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (6,570) 6,570 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Nonvoting Common Stock (7,757) 7,757 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (5,041) 5,041 Direct
Aug. 13, 2025 MIAX Incentive Stock Option (Right to Buy)→ Common Stock (8,928) 8,928 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Series B Preferred Stock (125,001) 125,001 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (75,001) 75,001 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (104,167) 104,167 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (80,930) 80,930 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Nonvoting Common Stock (29,743) 29,743 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (32,459) 32,459 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (37,500) 37,500 Direct
Aug. 13, 2025 MIAX Nonqualified Stock Option (Right to Buy)→ Common Stock (16,072) 16,072 Direct