John Stephen Putnam
Insider
First SEC filing: Dec. 28, 2004 · Latest: Dec. 28, 2004
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 28, 2004 | RJF | G | 100 | · | · | 110,227 Direct | -0.09% | Disposed | (price as of 2026-10-05) |
| Dec. 28, 2004 | RJF | G | 100 | · | · | 110,327 Direct | -0.09% | Disposed | (price as of 2026-10-05) |
| Dec. 23, 2004 | RJF | G | 170 | · | · | 77,135 Direct | -0.22% | Disposed | (price as of 2026-10-05) |
| Nov. 16, 2004 | RJF | G | 169 | · | · | 110,427 Direct | -0.15% | Disposed | (price as of 2026-10-05) |
| Aug. 12, 2004 | RJF | G | 175 | · | · | 110,596 Direct | -0.16% | Disposed | (price as of 2026-10-05) |
| April 28, 2004 | RJF | G | 10 | · | · | 110,771 Direct | -0.01% | Disposed | (price as of 2026-10-05) |
| April 28, 2004 | RJF | G | 50 | · | · | 110,781 Direct | -0.05% | Disposed | (price as of 2026-10-05) |
| Feb. 20, 2004 | RJF | S | 3,000 | $38.71 | $116,130 | 73,888 Direct | -3.90% | Disposed | 1302.0% (price as of 2026-10-05) |
| Feb. 20, 2004 | RJF | G | 247 | · | · | 76,888 Direct | -0.32% | Disposed | (price as of 2026-10-05) |
| Oct. 30, 2003 | RJF | G | 372 | · | · | 77,305 Direct | -0.48% | Disposed | (price as of 2026-10-05) |
| Sept. 10, 2003 | RJF | G | 403 | · | · | 77,677 Direct | -0.52% | Disposed | (price as of 2026-10-05) |
| Aug. 28, 2003 | RJF | J | 1 | · | · | 1 Direct | -50.00% | Disposed | (price as of 2026-10-05) |
| Aug. 28, 2003 | RJF | J | 1 | · | · | 1 Direct | -50.00% | Disposed | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 28, 2003 | RJF | Variable Prepaid Forward Transaction | Common Stock | · | · | 1 | Disposed |
| Aug. 28, 2003 | RJF | Variable Prepaid Forward Transaction28/2003 | Common Stock | · | · | 1 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2001 | $170,000 | $862,560 | · | · | · | · | · | · |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.