Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 54 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

54 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 7, 2008 CAT S 4,000 $69.60 $278,400 18,335 Direct -17.91% Disposed 1140.6% (price as of 2026-10-06)
Aug. 7, 2007 CAT S 8,000 $79.51 $636,080 18,035 Direct -30.73% Disposed 986.0% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 31, 2010 CAT Phantom Stock Units Common (198) · · 198 Acquired
Nov. 30, 2010 CAT Phantom Stock Units Common (263) · · 263 Acquired
Oct. 29, 2010 CAT Phantom Stock Units Common (237) · · 237 Acquired
Sept. 30, 2010 CAT Phantom Stock Units Common (235) · · 235 Acquired
Aug. 31, 2010 CAT Phantom Stock Units Common (331) · · 331 Acquired
July 30, 2010 CAT Phantom Stock Units Common (268) · · 268 Acquired
June 30, 2010 CAT Phantom Stock Units Common (305) · · 305 Acquired
May 28, 2010 CAT Phantom Stock Units Common (346) · · 346 Acquired
April 30, 2010 CAT Phantom Stock Units Common (267) · · 267 Acquired
March 31, 2010 CAT Phantom Stock Units Common (295) · · 295 Acquired
Feb. 26, 2010 CAT Phantom Stock Units Common (364) · · 364 Acquired
Feb. 4, 2010 CAT Employee Stock Option [F4] Common (8,000) $21.88 April 12, 2010 8,000 Disposed
Jan. 29, 2010 CAT Phantom Stock Units Common (351) · · 351 Acquired
Dec. 31, 2009 CAT Phantom Stock Units Common (324) · · 324 Acquired
Nov. 30, 2009 CAT Phantom Stock Units Common (350) · · 350 Acquired
Oct. 30, 2009 CAT Phantom Stock Units Common (330) · · 330 Acquired
Sept. 30, 2009 CAT Phantom Stock Units Common (361) · · 361 Acquired
Aug. 31, 2009 CAT Phantom Stock Units Common (435) · · 435 Acquired
July 31, 2009 CAT Phantom Stock Units Common (424) · · 424 Acquired
June 30, 2009 CAT Phantom Stock Units Common (548) · · 548 Acquired
May 29, 2009 CAT Phantom Stock Units Common (540) · · 540 Acquired
April 30, 2009 CAT Phantom Stock Units Common (525) · · 525 Acquired
April 9, 2009 CAT Employee Stock Option [F4] Common (4,000) $28.78 April 14, 2009 4,000 Disposed
March 31, 2009 CAT Phantom Stock Units Common (298) · · 298 Acquired
Feb. 27, 2009 CAT Phantom Stock Units Common (342) · · 342 Acquired
Jan. 30, 2009 CAT Phantom Stock Units Common (539) · · 539 Acquired
Aug. 7, 2008 CAT Employee Stock Option [F2] Common (4,000) $28.78 April 14, 2009 4,000 Disposed
March 3, 2008 CAT Restricted Stock Units Common (1,606) · · 1,606 Acquired
Aug. 7, 2007 CAT Employee Stock Option [F2] Common (8,000) $27.19 April 8, 2008 8,000 Disposed
March 27, 2007 CAT Employee Stock Option [F2] Common (8,000) $19.59 April 9, 2007 8,000 Disposed
March 2, 2007 CAT Stock Appreciation Right Common (5,833) $63.04 March 2, 2017 5,833 Acquired
June 14, 2006 CAT Stock Appreciation Right Common (7,000) $66.76 June 14, 2016 7,000 Acquired
April 13, 2005 CAT Option (NQ) [F2] Common (4,000) $89.79 April 13, 2015 4,000 Acquired
April 14, 2004 CAT Option (NQ) [F2] Common (4,000) $81.27 April 14, 2014 4,000 Acquired
Nov. 10, 2003 IP Common Stock · · · 34 Acquired
Oct. 28, 2003 IP Common Stock · · · 34 Acquired
Oct. 14, 2003 IP Common Stock · · · 33 Acquired
Oct. 14, 2003 IP Employee Stock Option (right to buy) Common Stock (187,500) $39.14 Oct. 14, 2013 187,500 Acquired
Sept. 30, 2003 IP Common Stock · · · 33 Acquired
Sept. 9, 2003 IP Common Stock · · · 32 Acquired
Aug. 25, 2003 IP Common Stock · · · 32 Acquired
Aug. 12, 2003 IP Common Stock · · · 33 Acquired
July 28, 2003 IP Common Stock Common Stock · Aug. 8, 1988 34 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).