John T. Maxwell
CIK 1739025 · View on SEC EDGAR ↗
First SEC filing: July 24, 2018 · Latest: July 24, 2018
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 18, 2020 | AQST | S 10b5-1 | 3,000 | $8.00 | $24,000 | 150,614 Direct | -1.95% | Disposed | -43.1% (price as of 2026-08-20) |
| Dec. 6, 2018 | AQST | P | 5,000 | $8.87 | $44,350 | 153,614 Direct | +3.36% | Acquired | -48.7% (price as of 2026-08-20) |
| Nov. 21, 2018 | AQST | P | 10,000 | $9.80 | $98,000 | 148,614 Direct | +7.21% | Acquired | -53.6% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 16, 2020 | AQST | Non-Qualified Stock Option (right to buy) | Common Stock (60,000) | $1.54 | March 16, 2030 | 60,000 | Acquired |
| Feb. 28, 2019 | AQST | Non-Qualified Stock Option (right to buy) | Common Stock (95,000) | $8.05 | Feb. 28, 2029 | 95,000 | Acquired |
| July 24, 2018 | AQST | Stock Option (Right to Purchase) | Common Stock (36,120) | $15.00 | July 24, 2028 | 36,120 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 24, 2018 | AQST | Common Stock [F1] | 138,614 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
AQST
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $395,000 | — | — | — | — | — | $847,106 | $1,311,270 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.