Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 21, 2021 KW A 10,000 · · 45,500 Direct +28.17% Acquired
June 18, 2020 HOPE A 6,666 $9.18 $61,194 6,666 Direct · Acquired 49.0% (price as of 2026-10-02)
Jan. 16, 2020 KW A 8,000 · · 35,500 Direct +29.09% Acquired
Jan. 24, 2019 KW A 15,000 · · 27,500 Direct +120.00% Acquired
Sept. 1, 2018 HOPE M 4,500 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Sept. 1, 2018 HOPE M 4,500 · · 13,500 Direct +50.00% Acquired (price as of 2026-10-02)
April 26, 2018 KW A 12,500 · · 12,500 Direct · Acquired
Aug. 8, 2017 HOPE D 28,136 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Aug. 8, 2017 HOPE A 28,136 · · 28,136 Indirect · Acquired (price as of 2026-10-02)
Aug. 8, 2017 HOPE D 28,136 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Aug. 8, 2017 HOPE A 28,136 · · 32,636 Direct +625.24% Acquired (price as of 2026-10-02)
Sept. 1, 2016 HOPE A 20,000 · · 20,000 Direct · Acquired (price as of 2026-10-02)
Sept. 1, 2016 HOPE A 9,000 · · 9,000 Direct · Acquired (price as of 2026-10-02)
Sept. 1, 2016 HOPE A 4,500 · · 5,012 Direct +878.91% Acquired (price as of 2026-10-02)
July 29, 2016 HOPE A 512 · · 512 Indirect · Acquired (price as of 2026-10-02)
July 29, 2016 HOPE A 1,572 · · 1,572 Indirect · Acquired (price as of 2026-10-02)
July 29, 2016 HOPE A 28,136 · · 28,136 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 18, 2020 HOPE Restricted Stock Units Common Stock (6,666) · · 6,666 Acquired
Sept. 1, 2018 HOPE Restricted Stock Units Common Stock (4,500) · · 4,500 Disposed
Aug. 8, 2017 HOPE Stock Option (right to buy) Common Stock (28,136) · Nov. 19, 2021 28,136 Disposed
Aug. 8, 2017 HOPE Stock Option (right to buy) Common Stock (28,136) · Nov. 19, 2021 28,136 Disposed
Sept. 1, 2016 HOPE Non-qualified stock option (right to buy) Common stock (20,000) $17.18 Sept. 1, 2026 20,000 Acquired
Sept. 1, 2016 HOPE Restricted Stock Units Common stock (9,000) · · 9,000 Acquired
July 29, 2016 HOPE Stock Option (Right To Buy) Common Stock (28,136) $4.26 Nov. 19, 2021 28,136 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 20, 2018 KW No Securities Owned 0 Direct
Aug. 2, 2016 HOPE None (but see footnote 1) [F1] 0 Direct