Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 30, 2009 RJF S 18,000 $19.36 $348,480 57,446 Direct -23.86% Disposed 1125.8% (price as of 2026-10-02)
Sept. 15, 2008 RJF S 5,000 $30.58 $152,900 55,584 Direct -8.25% Disposed 676.0% (price as of 2026-10-02)
March 4, 2008 RJF P 1,000 $19.22 $19,220 60,584 Direct +1.68% Acquired 1134.7% (price as of 2026-10-02)
April 27, 2007 RJF S 9,000 $30.74 $276,660 48,257 Direct -15.72% Disposed 672.0% (price as of 2026-10-02)
March 9, 2005 RJF S 7,000 $31.45 $220,150 30,129 Direct -18.85% Disposed 1031.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 15, 2011 RJF Restricted Stock Units Common Stock (1,684) · Dec. 15, 2014 1,684 Acquired
Feb. 15, 2011 RJF Employee Stock Option (right to buy) Common Stock (15,000) $24.97 Feb. 1, 2012 15,000 Disposed
Dec. 15, 2010 RJF Restricted Stock Units Common Stock (1,136) · Dec. 15, 2013 1,136 Acquired
Nov. 24, 2009 RJF Employee Stock Option (right to buy) Common Stock (25,000) $25.28 Jan. 24, 2015 25,000 Acquired
Nov. 24, 2009 RJF Employee Stock Option (right to buy) Common Stock (25,000) $25.28 Nov. 24, 2015 25,000 Acquired
Jan. 29, 2009 RJF Employee Stock Option (right to buy) Common Stock (18,000) $16.80 Feb. 4, 2009 18,000 Disposed
Feb. 1, 2008 RJF Employee Stock Option (right to buy) Common Stock (11,250) $14.02 Feb. 10, 2008 11,250 Disposed
Nov. 27, 2007 RJF Employee Stock Option (right to buy) Common Stock $30.44 Jan. 27, 2013 15,000 Acquired
Jan. 22, 2007 RJF Employee Stock Option (right to buy) Common Stock (13,500) $14.22 Jan. 28, 2007 13,500 Disposed
Dec. 1, 2005 RJF Employee Stock Option (right to buy) Common Stock (2,494) $37.46 Feb. 1, 2011 2,494 Acquired
Dec. 1, 2005 RJF Employee Stock Option (right to buy) Common Stock (7,506) $37.46 Feb. 1, 2011 7,506 Acquired
Jan. 3, 2005 RJF Employee Stock Option (right to buy) Common Stock (6,000) $13.75 Jan. 18, 2005 6,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).