John V Balen

CIK 1181211 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 13, 2018 · Latest: Feb. 13, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 13, 2019 CDLX S 100,898 $32.00 $3,228,736 0 Indirect -100.00% Disposed -98.6% (price as of 2026-08-20)
Aug. 12, 2019 CDLX S 2,600 $33.10 $86,060 100,898 Indirect -2.51% Disposed -98.7% (price as of 2026-08-20)
Aug. 12, 2019 CDLX S 84,185 $31.80 $2,677,083 103,498 Indirect -44.85% Disposed -98.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 24, 2023 CDLX Restricted Stock Units Common Stock (6,465) — — 6,465 Disposed
May 23, 2023 CDLX Restricted Stock Units Common Stock (28,547) — — 28,547 Acquired
June 25, 2019 CDLX Restricted Stock Units Common Stock (6,353) — — 6,353 Acquired
March 9, 2019 CDLX Restricted Stock Units Common Stock (8,484) — — 8,484 Disposed
Aug. 9, 2018 CDLX Warrant (Right to Buy) Common Stock (122,777) $0.00 Aug. 7, 2023 122,777 Disposed
Aug. 7, 2018 CDLX Warrant (Right to Buy) Common Stock (122,777) $0.00 Aug. 7, 2023 122,777 Acquired
March 9, 2018 CDLX Restricted Stock Unit Common Stock (8,484) — — 8,484 Acquired
Feb. 13, 2018 CDLX Series G Redeemable Convertible Preferred Stock Common Stock (53,660) — — 53,660 Disposed
Feb. 13, 2018 CDLX Series G' Redeemable Convertible Preferred Stock Common Stock (260,097) — — 260,097 Disposed
Feb. 13, 2018 CDLX Series E-R Redeemable Convertible Preferred Stock Common Stock (119,254) — — 119,254 Disposed
Feb. 13, 2018 CDLX Series D-R Redeemable Convertible Preferred Stock Common Stock (202,377) — — 202,377 Disposed
Feb. 13, 2018 CDLX Series C-R Redeemable Convertible Preferred Stock Common Stock (514,023) — — 514,023 Disposed
Feb. 13, 2018 CDLX Series B-R Redeemable Convertible Preferred Stock Common Stock (1,145,953) — — 1,145,953 Disposed
Feb. 13, 2018 CDLX Series A-R Redeemable Convertible Preferred Stock Common Stock (950,000) — — 950,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 13, 2018 CDLX Series A-R Redeemable Convertible Preferred Stock→ Common Stock (950,000) 950,000 Indirect
Feb. 13, 2018 CDLX Series B-R Redeemable Convertible Preferred Stock→ Common Stock (1,145,953) 1,145,953 Indirect
Feb. 13, 2018 CDLX Series C-R Redeemable Convertible Preferred Stock→ Common Stock (514,023) 514,023 Indirect
Feb. 13, 2018 CDLX Series D-R Redeemable Convertible Preferred Stock→ Common Stock (202,377) 202,377 Indirect
Feb. 13, 2018 CDLX Series E-R Redeemable Convertible Preferred Stock→ Common Stock (119,254) 119,254 Indirect
Feb. 13, 2018 CDLX Series G Redeemable Convertible Preferred Stock→ Common Stock (53,660) 53,660 Indirect
Feb. 13, 2018 CDLX Series G' Redeemable Convertible Preferred Stock→ Common Stock (260,097) 260,097 Indirect