Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 1, 2018 NRG A 166 · · 78,695 Direct +0.21% Acquired (price as of 2026-10-05)
Jan. 3, 2018 NRG F 4,590 · · 78,291 Direct -5.54% Disposed (price as of 2026-10-05)
Jan. 2, 2018 NRG M 11,052 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Jan. 2, 2018 NRG A 18,695 · · 18,695 Direct · Acquired (price as of 2026-10-05)
Jan. 2, 2018 NRG F 3,309 · · 82,881 Direct -3.84% Disposed (price as of 2026-10-05)
Jan. 2, 2018 NRG F 6,801 · · 86,190 Direct -7.31% Disposed (price as of 2026-10-05)
Jan. 2, 2018 NRG M 11,954 · · 92,991 Direct +14.75% Acquired (price as of 2026-10-05)
Jan. 2, 2018 NRG A 11,397 · · 80,986 Direct +16.38% Acquired (price as of 2026-10-05)
Nov. 1, 2017 NRG A 173 · · 69,589 Direct +0.25% Acquired (price as of 2026-10-05)
Aug. 1, 2017 NRG A 175 · · 69,416 Direct +0.25% Acquired (price as of 2026-10-05)
May 1, 2017 NRG A 257 · · 69,241 Direct +0.37% Acquired (price as of 2026-10-05)
Feb. 1, 2017 NRG A 262 · · 68,984 Direct +0.38% Acquired (price as of 2026-10-05)
Jan. 3, 2017 NRG A 41,207 · · 41,207 Direct · Acquired (price as of 2026-10-05)
Jan. 3, 2017 NRG A 26,253 · · 68,722 Direct +61.82% Acquired (price as of 2026-10-05)
Jan. 2, 2017 NRG F 3,603 · · 42,469 Direct -7.82% Disposed (price as of 2026-10-05)
Jan. 2, 2017 NRG M 10,518 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Nov. 1, 2016 NRG A 261 · · 46,800 Direct +0.56% Acquired (price as of 2026-10-05)
Aug. 1, 2016 NRG A 202 · · 46,537 Direct +0.44% Acquired (price as of 2026-10-05)
May 2, 2016 NRG A 185 · · 46,335 Direct +0.40% Acquired (price as of 2026-10-05)
Feb. 1, 2016 NRG A 1,236 · · 46,150 Direct +2.75% Acquired (price as of 2026-10-05)
Jan. 4, 2016 NRG A 34,593 · · 34,593 Direct · Acquired (price as of 2026-10-05)
Jan. 4, 2016 NRG A 21,752 · · 44,914 Direct +93.91% Acquired (price as of 2026-10-05)
Jan. 2, 2016 NRG M 10,100 · · 0 Direct -100.00% Disposed (price as of 2026-10-05)
Jan. 2, 2016 NRG F 3,673 · · 23,162 Direct -13.69% Disposed (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 2, 2018 NRG Market Stock Units Common Stock, par value $.01 per share (22,104) · Jan. 2, 2018 11,052 Disposed
Jan. 2, 2018 NRG Relative Performance Stock Units Common Stock, par value $.01 per share · Jan. 2, 2021 18,695 Acquired
Jan. 3, 2017 NRG Relative Performance Stock Units Common Stock, par value $.01 per share · Jan. 3, 2020 41,207 Acquired
Jan. 2, 2017 NRG Market Stock Units Common Stock, par value $.01 per share (21,036) · Jan. 2, 2017 10,518 Disposed
Jan. 4, 2016 NRG Market Stock Units Common Stock, par value $.01 per share · Jan. 4, 2019 34,593 Acquired
Jan. 2, 2016 NRG Market Stock Units Common Stock, par value $.01 per share (20,200) · Jan. 2, 2016 10,100 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 5, 2016 NRG Common Stock, par value $.01 per share 27,493 Direct
Jan. 5, 2016 NRG Non-Qualified Stock Option→ Common Stock, par value $01 per share (208) 208 Direct
Jan. 5, 2016 NRG Non-Qualified Stock Option→ Common Stock, par value $.01 per share (205) 205 Direct
Jan. 5, 2016 NRG Non-Qualified Stock Option→ Common Stock, par value $01 per share (2,604) 2,604 Direct
Jan. 5, 2016 NRG Non-Qualified Stock Option→ Common Stock, par value $.01 per share (2,947) 2,947 Direct
Jan. 5, 2016 NRG Non-Qualified Stock Option→ Common Stock, par value $.01 per share (3,835) 3,835 Direct
Jan. 5, 2016 NRG Non-Qualified Stock Option→ Common Stock, par value $.01 per share (6,109) 6,109 Direct
Jan. 5, 2016 NRG Market Stock Units→ Common Stock, par value $01 per share (20,200) 20,200 Direct
Jan. 5, 2016 NRG Market Stock Units→ Common Stock, par value $.01 per share (21,036) 21,036 Direct
Jan. 5, 2016 NRG Market Stock Units→ Common Stock, par value $.01 per share (22,104) 22,104 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NRG

Executive Vice
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2017 $488,702 · $978,515 · $579,761 $39,337 $12,800 $2,099,115
2016 $475,001 $75,000 $760,010 · $549,872 $21,521 $15,035 $1,896,439

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.