John W Crites

Insider

First SEC filing: Aug. 7, 2015 · Latest: Aug. 7, 2015

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Aug. 7, 2015	811808	J	3,538	—	—	101,055 Indirect	-3.38%	Disposed
Aug. 7, 2015	811808	J	3,538	—	—	103,513 Direct	+3.54%	Acquired
Aug. 7, 2015	811808	G	25,350	—	—	151,430 Indirect	+20.11%	Acquired
Aug. 7, 2015	811808	G	101,055	—	—	0 Indirect	-100.00%	Disposed
June 24, 2015	811808	G	5,400	—	—	126,080 Indirect	-4.11%	Disposed
June 24, 2015	811808	G	5,400	—	—	99,975 Direct	+5.71%	Acquired
June 1, 2015	811808	X	7,160	—	—	0 Indirect	-100.00%	Disposed
June 1, 2015	811808	X	5,696	—	—	0 Indirect	-100.00%	Disposed
June 1, 2015	811808	X	12,386	—	—	0 Indirect	-100.00%	Disposed
June 1, 2015	811808	X	5,150	—	—	0 Direct	-100.00%	Disposed
June 1, 2015	811808	X	7,160	$9.75	$69,810	131,480 Indirect	+5.76%	Acquired
June 1, 2015	811808	X	5,696	$9.75	$55,536	104,593 Indirect	+5.76%	Acquired
June 1, 2015	811808	X	12,386	$9.75	$120,764	227,511 Indirect	+5.76%	Acquired
June 1, 2015	811808	X	5,150	$9.75	$50,212	94,575 Direct	+5.76%	Acquired
March 12, 2015	811808	C	1,169	—	—	0 Indirect	-100.00%	Disposed
March 12, 2015	811808	C	1,503	—	—	0 Direct	-100.00%	Disposed
March 12, 2015	811808	C	146,125	$4.00	$584,500	215,125 Indirect	+211.78%	Acquired
March 12, 2015	811808	C	62,125	$4.00	$248,500	89,425 Direct	+227.56%	Acquired
June 30, 2014	811808	G	1,169	—	—	1,169 Indirect	—	Acquired
June 30, 2014	811808	G	1,503	—	—	497 Direct	-75.15%	Disposed
March 17, 2014	811808	G	71,059	—	—	0 Indirect	-100.00%	Disposed
Feb. 5, 2014	811808	G	47,534	—	—	124,320 Indirect	+61.90%	Acquired
Feb. 5, 2014	811808	G	47,534	—	—	71,059 Indirect	-40.08%	Disposed
June 18, 2013	811808	G	13,054	—	—	76,786 Indirect	+20.48%	Acquired
June 18, 2013	811808	G	63,732	—	—	63,732 Indirect	—	Acquired
June 18, 2013	811808	G	13,054	—	—	98,897 Indirect	-11.66%	Disposed
June 18, 2013	811808	G	63,732	—	—	118,593 Indirect	-34.96%	Disposed
Jan. 31, 2012	811808	G	111,951	—	—	111,951 Indirect	—	Acquired
Jan. 31, 2012	811808	G	12,000	—	—	27,300 Direct	-30.53%	Disposed
Oct. 31, 2011	811808	P	2,000	$500.00	$1,000,000	250,000 Direct	+0.81%	Acquired
Oct. 31, 2011	811808	X	2,000	$500.00	$1,000,000	2,000 Direct	-50.00%	Disposed
Oct. 13, 2010	811808	G	282,276	—	—	282,276 Indirect	—	Acquired
Oct. 13, 2010	811808	G	282,276	—	—	39,300 Direct	-87.78%	Disposed
Aug. 16, 2010	811808	G	36,000	—	—	69,000 Indirect	+109.09%	Acquired
Aug. 16, 2010	811808	G	36,000	—	—	321,576 Direct	-10.07%	Disposed
Dec. 30, 2009	811808	P	861	$3.95	$3,401	8,376 Direct	+11.46%	Acquired
Dec. 16, 2009	811808	G	33,000	—	—	33,000 Indirect	—	Acquired
Dec. 16, 2009	811808	G	191,240	—	—	357,576 Direct	-34.85%	Disposed
Oct. 13, 2009	811808	A	305	$4.42	$1,348	7,515 Direct	+4.23%	Acquired
June 15, 2009	811808	A	78	$5.51	$430	7,209 Direct	+1.09%	Acquired
June 1, 2009	811808	A	274	$6.02	$1,649	7,132 Direct	+4.00%	Acquired
April 1, 2009	811808	A	767	$7.50	$5,752	6,858 Direct	+12.59%	Acquired
Feb. 27, 2009	811808	A	326	$7.66	$2,497	6,091 Direct	+5.65%	Acquired
June 13, 2008	811808	P	254	$13.00	$3,302	548,816 Direct	+0.05%	Acquired
June 13, 2008	811808	P	246	$12.99	$3,196	548,562 Direct	+0.04%	Acquired
Dec. 17, 2007	811808	J	191,240	—	—	0 Indirect	-100.00%	Disposed
Dec. 17, 2007	811808	J	191,240	—	—	548,316 Direct	+53.56%	Acquired
Aug. 7, 2006	811808	P	10,500	$19.00	$199,500	357,076 Direct	+3.03%	Acquired
Aug. 3, 2006	811808	P	3,738	$19.05	$71,209	346,576 Direct	+1.09%	Acquired
Aug. 2, 2006	811808	P	1,762	$19.05	$33,566	342,985 Direct	+0.52%	Acquired
Aug. 2, 2006	811808	P	1,615	$19.05	$30,766	342,838 Direct	+0.47%	Acquired
Aug. 1, 2006	811808	P	147	$19.05	$2,800	341,223 Direct	+0.04%	Acquired
Aug. 2, 2005	811808	S	1,500	$32.08	$48,120	341,076 Direct	-0.44%	Disposed
Aug. 1, 2005	811808	S	2,000	$32.07	$64,140	342,576 Direct	-0.58%	Disposed
July 25, 2005	811808	S	1,100	$32.08	$35,288	344,576 Direct	-0.32%	Disposed
July 25, 2005	811808	S	1,100	$32.00	$35,200	345,676 Direct	-0.32%	Disposed
July 22, 2005	811808	S	5,300	$32.02	$169,706	346,776 Direct	-1.51%	Disposed
June 21, 2005	811808	S	1,000	$31.55	$31,550	352,076 Direct	-0.28%	Disposed
June 20, 2005	811808	S	7,500	$31.54	$236,550	353,076 Direct	-2.08%	Disposed
June 16, 2005	811808	S	4,800	$32.00	$153,600	360,576 Direct	-1.31%	Disposed
June 10, 2005	811808	S	4,100	$32.00	$131,200	365,376 Direct	-1.11%	Disposed
June 9, 2005	811808	S	6,900	$32.04	$221,076	369,476 Direct	-1.83%	Disposed
June 8, 2005	811808	S	1,600	$32.00	$51,200	376,376 Direct	-0.42%	Disposed
June 7, 2005	811808	S	6,700	$32.00	$214,400	377,976 Direct	-1.74%	Disposed
June 6, 2005	811808	S	4,000	$32.00	$128,000	384,676 Direct	-1.03%	Disposed
June 3, 2005	811808	S	4,200	$32.00	$134,400	388,676 Direct	-1.07%	Disposed
June 2, 2005	811808	S	2,300	$32.31	$74,313	392,876 Direct	-0.58%	Disposed
May 31, 2005	811808	S	1,600	$32.02	$51,232	395,176 Direct	-0.40%	Disposed
May 31, 2005	811808	S	1,600	$32.02	$51,232	196,788 Direct	-0.81%	Disposed
Aug. 9, 2004	811808	P	1,176	$41.00	$48,216	198,388 Direct	+0.60%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (7,160)	$9.75	May 29, 2015	7,160	Disposed
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (5,696)	$9.75	May 29, 2015	5,696	Disposed
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (12,386)	$9.75	May 29, 2015	12,386	Disposed
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (5,150)	$9.75	May 29, 2015	5,150	Disposed
March 12, 2015	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (1,169)	$4.00	June 1, 2021	1,169	Disposed
March 12, 2015	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (49)	$4.00	June 1, 2021	1,503	Disposed
June 30, 2014	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (146,125)	$4.00	June 1, 2021	1,169	Acquired
June 30, 2014	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (187,875)	$4.00	June 1, 2021	1,503	Disposed
Oct. 31, 2011	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (250,000)	$4.00	June 1, 2021	2,000	Acquired
Oct. 31, 2011	811808	Subscription Rights (right to buy)	Preferred Stock (2,000)	$500.00	Oct. 31, 2011	2,000	Disposed
Dec. 30, 2009	811808	Phantom Stock	Common Stock (8,376)	—	—	861	Acquired
Oct. 13, 2009	811808	Phantom Stock	Common Stock (7,515)	—	—	305	Acquired
June 15, 2009	811808	Phantom Stock	Common Stock (7,209)	—	—	78	Acquired
June 1, 2009	811808	Phantom Stock	Common Stock (7,132)	—	—	274	Acquired
April 1, 2009	811808	Phantom Stock	Common Stock (6,858)	—	—	767	Acquired
Feb. 27, 2009	811808	Phantom Stock	Common Stock (6,091)	—	—	326	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).