John W Ragan

Insider

First SEC filing: Dec. 20, 2006 · Latest: Dec. 20, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

NRG selling Oct. 31, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 3, 2014	NRG	A	391	—	—	95,766 Direct	+0.41%	Acquired	(price as of 2026-08-20)
Oct. 31, 2014	NRG	S 10b5-1	37,639	$30.00	$1,129,170	95,375 Direct	+65.19%	Acquired	299.4% (price as of 2026-08-20)
Oct. 15, 2014	NRG	M 10b5-1	32,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 15, 2014	NRG	S 10b5-1	32,000	$27.04	$865,280	133,014 Direct	-19.39%	Disposed	343.2% (price as of 2026-08-20)
Oct. 15, 2014	NRG	M 10b5-1	32,000	$23.64	$756,480	165,014 Direct	+24.06%	Acquired	406.9% (price as of 2026-08-20)
Aug. 15, 2014	NRG	F	20,975	$29.16	$611,631	133,014 Direct	-13.62%	Disposed	310.9% (price as of 2026-08-20)
Aug. 1, 2014	NRG	A	385	—	—	153,989 Direct	+0.25%	Acquired	(price as of 2026-08-20)
May 1, 2014	NRG	A	351	—	—	153,604 Direct	+0.23%	Acquired	(price as of 2026-08-20)
Feb. 3, 2014	NRG	A	367	—	—	153,253 Direct	+0.24%	Acquired	(price as of 2026-08-20)
Jan. 3, 2014	NRG	M	16,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 3, 2014	NRG	F	5,833	—	—	152,886 Direct	-3.68%	Disposed	(price as of 2026-08-20)
Jan. 3, 2014	NRG	F	7,221	—	—	158,719 Direct	-4.35%	Disposed	(price as of 2026-08-20)
Jan. 3, 2014	NRG	M	25,704	—	—	165,940 Direct	+18.33%	Acquired	(price as of 2026-08-20)
Jan. 2, 2014	NRG	A	24,768	—	—	24,768 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2014	NRG	A	13,595	—	—	123,120 Direct	+12.41%	Acquired	(price as of 2026-08-20)
Nov. 1, 2013	NRG	A	191	—	—	126,641 Direct	+0.15%	Acquired	(price as of 2026-08-20)
Aug. 1, 2013	NRG	A	200	—	—	126,450 Direct	+0.16%	Acquired	(price as of 2026-08-20)
Jan. 4, 2013	NRG	F	3,104	—	—	125,887 Direct	-2.41%	Disposed	(price as of 2026-08-20)
Jan. 2, 2013	NRG	A	28,100	—	—	28,100 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 3, 2012	NRG	A	34,500	—	—	34,500 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 3, 2012	NRG	A	20,700	—	—	111,426 Direct	+22.82%	Acquired	(price as of 2026-08-20)
Jan. 2, 2012	NRG	A	16,700	—	—	128,991 Direct	+14.87%	Acquired	(price as of 2026-08-20)
Jan. 2, 2012	NRG	F	1,196	—	—	90,726 Direct	-1.30%	Disposed	(price as of 2026-08-20)
Aug. 15, 2011	NRG	A	50,000	—	—	91,210 Direct	+121.33%	Acquired	(price as of 2026-08-20)
Jan. 3, 2011	NRG	A	16,800	—	—	16,800 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 3, 2011	NRG	A	39,000	—	—	39,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 3, 2011	NRG	A	17,100	—	—	40,840 Direct	+72.03%	Acquired	(price as of 2026-08-20)
Jan. 2, 2011	NRG	F	675	—	—	22,847 Direct	-2.87%	Disposed	(price as of 2026-08-20)
Dec. 20, 2010	NRG	S	3,000	$18.69	$56,070	23,522 Direct	-11.31%	Disposed	541.1% (price as of 2026-08-20)
Jan. 4, 2010	NRG	A	11,000	—	—	11,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2010	NRG	A	23,800	—	—	23,800 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2010	NRG	A	10,700	—	—	26,522 Direct	+67.63%	Acquired	(price as of 2026-08-20)
Jan. 3, 2010	NRG	F	1,428	$23.61	$33,715	15,822 Direct	-8.28%	Disposed	407.5% (price as of 2026-08-20)
Dec. 18, 2009	NRG	J	2,108	$25.45	$53,649	16,892 Direct	+14.26%	Acquired	370.8% (price as of 2026-08-20)
Nov. 5, 2009	NRG	P	3,000	$23.98	$71,940	19,000 Direct	+18.75%	Acquired	399.7% (price as of 2026-08-20)
Jan. 2, 2009	NRG	A	15,200	—	—	15,200 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2009	NRG	A	32,000	—	—	32,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2009	NRG	A	3,900	—	—	16,000 Direct	+32.23%	Acquired	(price as of 2026-08-20)
Jan. 2, 2008	NRG	A	4,300	—	—	4,300 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2008	NRG	A	22,400	—	—	22,400 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 2, 2008	NRG	A	2,200	—	—	12,100 Direct	+22.22%	Acquired	(price as of 2026-08-20)
Jan. 3, 2007	NRG	A	7,000	—	—	59,300 Direct	+13.38%	Acquired	(price as of 2026-08-20)
Jan. 3, 2007	NRG	A	14,500	—	—	52,300 Direct	+38.36%	Acquired	(price as of 2026-08-20)
Jan. 3, 2007	NRG	A	1,800	—	—	4,950 Direct	+57.14%	Acquired	(price as of 2026-08-20)
Dec. 18, 2006	NRG	A	12,200	—	—	37,800 Direct	+47.66%	Acquired	(price as of 2026-08-20)
Dec. 18, 2006	NRG	A	25,600	—	—	25,600 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2006	NRG	A	3,150	—	—	3,150 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 15, 2014	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (32,000)	$23.64	Jan. 2, 2015	32,000	Disposed
Jan. 3, 2014	NRG	Performance Units	Common Stock, par value .01 per share (33,600)	—	Jan. 3, 2014	16,800	Disposed
Jan. 2, 2014	NRG	Market Stock Units	Common Stock, par value $.01 per share	—	Jan. 2, 2017	24,768	Acquired
Jan. 2, 2013	NRG	Market Stock Units	Common Stock, par value $.01 per share	—	Jan. 2, 2016	28,100	Acquired
Jan. 3, 2012	NRG	Market Stock Units	Common Stock, par value $.01 per share	—	Jan. 3, 2015	34,500	Acquired
Jan. 3, 2011	NRG	Performance Units	Common Stock, par value $.01 per share (33,600)	—	Jan. 3, 2014	16,800	Acquired
Jan. 3, 2011	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (39,000)	$19.83	Jan. 3, 2021	39,000	Acquired
Jan. 4, 2010	NRG	Performance Units	Common Stock, par value $.01 per share (22,000)	—	Jan. 4, 2013	11,000	Acquired
Jan. 4, 2010	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (23,800)	$23.87	Jan. 4, 2010	23,800	Acquired
Jan. 2, 2009	NRG	Performance Units	Common Stock, par value $.01 per share (15,200)	—	Jan. 2, 2012	15,200	Acquired
Jan. 2, 2009	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (32,000)	$23.64	Jan. 2, 2015	32,000	Acquired
Jan. 2, 2008	NRG	Performance Units	Common stock, par value $.01 per share (4,300)	—	Jan. 2, 2011	4,300	Acquired
Jan. 2, 2008	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (22,400)	$42.82	Jan. 2, 2014	22,400	Acquired
Jan. 3, 2007	NRG	Performance Units	Common Stock, par value $.01 per share (7,000)	—	Jan. 3, 2010	7,000	Acquired
Jan. 3, 2007	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (14,500)	$55.83	Jan. 3, 2013	14,500	Acquired
Dec. 18, 2006	NRG	Performance Units	Common stock, par value $0.01 per share	—	Dec. 18, 2009	12,200	Acquired
Dec. 18, 2006	NRG	Non-Qualified Stock Options	Common Stock, par value $.01 per share (25,600)	$57.85	Dec. 18, 2012	25,600	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 20, 2006	NRG	No securities beneficially owned	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NRG

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$588,466	—	$1,177,406	—	$863,535	—	$29,488	$2,658,895
2013	$590,467	—	$1,159,637	—	$838,360	—	$29,507	$2,617,971
2012	$563,221	—	$1,126,839	—	$427,063	—	$29,085	$2,146,208

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.