Jon L Mosle JR

Insider

First SEC filing: March 29, 2011 · Latest: March 29, 2011

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 28, 2011	WHG	G	1,000	—	—	35,426 Direct	-2.75%	Disposed	(price as of 2026-08-21)
July 22, 2010	WHG	A	1,500	—	—	36,426 Direct	+4.29%	Acquired	(price as of 2026-08-21)
July 23, 2009	WHG	A	1,500	—	—	34,926 Direct	+4.49%	Acquired	(price as of 2026-08-21)
July 23, 2008	WHG	A	1,500	—	—	33,426 Direct	+4.70%	Acquired	(price as of 2026-08-21)
July 26, 2007	WHG	A	1,500	—	—	31,926 Direct	+4.93%	Acquired	(price as of 2026-08-21)
July 27, 2006	WHG	A	1,500	—	—	30,426 Direct	+5.19%	Acquired	(price as of 2026-08-21)
July 26, 2005	WHG	A	1,500	—	—	28,926 Direct	+5.47%	Acquired	(price as of 2026-08-21)
Aug. 2, 2004	WHG	M	2,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 2, 2004	WHG	M	2,500	$12.90	$32,250	27,426 Direct	+10.03%	Acquired	53.5% (price as of 2026-08-21)
July 27, 2004	WHG	A	1,500	—	—	24,926 Direct	+6.40%	Acquired	(price as of 2026-08-21)
July 29, 2003	WHG	A	1,500	—	—	23,426 Direct	+6.84%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 2, 2004	WHG	stock option	common stock (2,500)	$12.90	July 2, 2012	2,500	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).