Jonathan Gallen

CIK 1069726 · View on SEC EDGAR ↗

Insider

First SEC filing: March 10, 2014 · Latest: March 10, 2014

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Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

22 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 30, 2012 1069726 S 45,000 $0.16 $7,200 8,667,400 Indirect -0.52% Disposed
April 27, 2012 1069726 S 55,600 $0.17 $9,452 8,712,400 Indirect -0.63% Disposed
April 26, 2012 1069726 S 258,573 $0.19 $49,129 8,768,000 Indirect -2.86% Disposed
April 25, 2012 1069726 S 111,600 $0.18 $20,088 9,026,573 Indirect -1.22% Disposed
April 20, 2012 1069726 S 45,000 $0.17 $7,650 9,138,173 Indirect -0.49% Disposed
April 20, 2012 1069726 S 45,000 $0.17 $7,650 8,951,136 Indirect -0.50% Disposed
Aug. 10, 2009 1069726 S 411,600 $0.51 $209,916 4,027,600 Indirect -9.27% Disposed
Aug. 7, 2009 1069726 S 156,100 $0.51 $79,611 4,439,200 Indirect -3.40% Disposed
Aug. 6, 2009 1069726 S 141,100 $0.57 $80,427 4,595,300 Indirect -2.98% Disposed
Dec. 23, 2008 1069726 P 336,400 $0.21 $70,644 4,986,400 Indirect +7.23% Acquired
Dec. 22, 2008 1069726 P 200,000 $0.20 $40,000 4,650,000 Indirect +4.49% Acquired
Oct. 1, 2008 1069726 P 144,000 $0.12 $17,280 3,250,000 Indirect +4.64% Acquired
Sept. 30, 2008 1069726 P 137,300 $0.11 $15,103 3,106,000 Indirect +4.62% Acquired
Sept. 29, 2008 1069726 P 267,800 $0.11 $29,458 2,968,700 Indirect +9.92% Acquired
Sept. 26, 2008 1069726 P 200,000 $0.13 $26,000 2,700,900 Indirect +8.00% Acquired
Aug. 20, 2008 1069726 S 50,000 $2.30 $115,000 4,450,000 Indirect -1.11% Disposed
Aug. 13, 2008 1069726 S 15,000 $2.29 $34,350 4,500,000 Indirect -0.33% Disposed
Aug. 12, 2008 1069726 S 48,000 $2.48 $119,040 4,515,000 Indirect -1.05% Disposed
Aug. 11, 2008 1069726 S 137,000 $2.65 $363,050 4,563,000 Indirect -2.91% Disposed
Aug. 8, 2008 1069726 S 50,000 $10.81 $540,500 2,150,000 Indirect -2.27% Disposed
April 4, 2008 1069726 P 472,374 $0.26 $122,817 8,893,512 Indirect +5.61% Acquired
Jan. 29, 2008 1069726 P 49,000 $2.80 $137,200 4,700,000 Indirect +1.05% Acquired
Jan. 25, 2008 1069726 P 113,755 $2.60 $295,763 4,651,000 Indirect +2.51% Acquired
Jan. 24, 2008 1069726 P 37,245 $2.54 $94,602 4,537,245 Indirect +0.83% Acquired
Oct. 17, 2007 1069726 P 17,000 $2.99 $50,830 655,000 Indirect +2.66% Acquired
Oct. 16, 2007 1069726 P 2,000 $2.55 $5,100 638,000 Indirect +0.31% Acquired
Oct. 11, 2007 1069726 P 9,800 $2.38 $23,324 636,000 Indirect +1.56% Acquired
Oct. 9, 2007 1069726 P 46,200 $2.30 $106,260 626,200 Indirect +7.97% Acquired
Oct. 9, 2007 1069726 P 11,800 $2.32 $27,376 580,000 Indirect +2.08% Acquired
Oct. 4, 2007 1069726 P 9,500 $2.20 $20,900 568,200 Indirect +1.70% Acquired
Oct. 3, 2007 1069726 P 53,700 $2.20 $118,140 558,700 Indirect +10.63% Acquired
Sept. 24, 2007 1069726 P 10,000 $13.64 $136,400 1,115,000 Indirect +0.90% Acquired
Sept. 11, 2007 1069726 P 5,000 $1.76 $8,800 508,500 Indirect +0.99% Acquired
Sept. 11, 2007 1069726 P 40,345 $7.95 $320,743 1,250,000 Indirect +3.34% Acquired
Sept. 11, 2007 1069726 P 59,655 $7.90 $471,274 1,209,655 Indirect +5.19% Acquired
Sept. 10, 2007 1069726 P 100,000 $1.78 $178,000 503,500 Indirect +24.78% Acquired
Sept. 7, 2007 1069726 P 200,000 $1.75 $350,000 403,500 Indirect +98.28% Acquired
Sept. 6, 2007 1069726 P 25,000 $14.03 $350,750 1,105,000 Indirect +2.31% Acquired
Sept. 4, 2007 1069726 P 203,500 $0.25 $50,875 8,421,138 Indirect +2.48% Acquired
Sept. 4, 2007 1069726 P 50,000 $14.20 $710,000 1,080,000 Indirect +4.85% Acquired
Sept. 4, 2007 1069726 P 15,600 $1.88 $29,328 203,500 Indirect +8.30% Acquired
Aug. 31, 2007 1069726 P 5,000 $14.44 $72,200 1,030,000 Indirect +0.49% Acquired
Aug. 31, 2007 1069726 P 34,400 $1.86 $63,984 187,900 Indirect +22.41% Acquired
Aug. 21, 2007 1069726 P 20,000 $1.80 $36,000 153,500 Indirect +14.98% Acquired
Aug. 21, 2007 1069726 P 20,000 $1.80 $36,000 153,500 Indirect +14.98% Acquired
Aug. 16, 2007 1069726 P 130,000 $1.80 $234,000 133,500 Indirect +3714.29% Acquired
Aug. 16, 2007 1069726 P 130,000 $1.80 $234,000 133,500 Indirect +3714.29% Acquired
Aug. 13, 2007 1069726 P 2,500 $1.96 $4,900 3,500 Indirect +250.00% Acquired
Aug. 13, 2007 1069726 P 2,500 $1.96 $4,900 3,500 Indirect +250.00% Acquired
Aug. 10, 2007 1069726 P 1,000 $1.82 $1,820 1,000 Indirect Acquired
Aug. 10, 2007 1069726 P 1,000 $1.82 $1,820 1,000 Indirect Acquired
June 12, 2007 1069726 P 51,400 $7.95 $408,630 1,150,010 Indirect +4.68% Acquired
Feb. 26, 2007 1069726 P 2,169,868 $0.13 $282,083 8,201,902 Indirect +35.97% Acquired
Feb. 23, 2007 1069726 P 100,000 $0.13 $13,000 6,132,934 Indirect +1.66% Acquired
Feb. 6, 2007 1069726 S 175,000 $9.23 $1,615,250 5,132,750 Indirect -3.30% Disposed
Jan. 29, 2007 1069726 P 77,000 $0.30 $23,100 20,550,000 Indirect +0.38% Acquired
Jan. 3, 2007 1069726 S 25,000 $5.22 $130,500 5,308,300 Indirect -0.47% Disposed
Dec. 19, 2006 1069726 S 750,000 $0.60 $450,000 0 Indirect -100.00% Disposed
Dec. 15, 2006 1069726 S 250,000 $5.70 $1,425,000 5,333,300 Indirect -4.48% Disposed
Dec. 14, 2006 1069726 S 50,000 $5.72 $286,000 5,583,300 Indirect -0.89% Disposed
Nov. 10, 2006 1069726 S 50,000 $5.45 $272,500 5,633,300 Indirect -0.88% Disposed
Nov. 9, 2006 1069726 S 100,000 $5.56 $556,000 5,683,300 Indirect -1.73% Disposed
Oct. 26, 2006 1069726 P 273,000 $0.27 $73,710 20,473,000 Indirect +1.35% Acquired
Oct. 12, 2006 1069726 S 71,156 $4.95 $352,222 5,783,300 Indirect -1.22% Disposed
Oct. 11, 2006 1069726 S 17,644 $4.95 $87,338 5,854,456 Indirect -0.30% Disposed
Oct. 10, 2006 1069726 S 11,200 $4.98 $55,776 5,872,100 Indirect -0.19% Disposed
April 27, 2006 1069726 P None Indirect Acquired
April 27, 2006 1069726 P None Indirect Acquired
April 18, 2006 1069726 S 1,000,000 $0.01 $10,000 473,591 Indirect -67.86% Disposed
April 3, 2006 1069726 S 150,000 1,473,591 Indirect -9.24% Disposed
March 31, 2006 1069726 S 638,409 $0.02 $12,768 1,623,591 Indirect -28.22% Disposed
Nov. 28, 2005 1069726 P 5,000,000 $0.36 $1,800,000 20,200,000 Indirect +32.89% Acquired
Nov. 9, 2005 1069726 P 5,000,000 $0.36 $1,800,000 15,200,000 Indirect +49.02% Acquired
Nov. 9, 2005 1069726 P 5,000,000 $0.36 $1,800,000 15,000,000 Indirect +50.00% Acquired
Nov. 8, 2005 1069726 P 200,000 10,200,000 Indirect +2.00% Acquired
Oct. 5, 2005 1069726 P 32,900 $0.41 $13,489 750,000 Indirect +4.59% Acquired
Oct. 4, 2005 1069726 P 5,000,000 $0.02 $100,000 5,000,000 Indirect Acquired
July 5, 2005 1069726 P 142,100 $1.02 $144,942 817,100 Indirect +21.05% Acquired

Showing latest 100 of 115 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 6, 2014 1069726 Restricted Stock Units Common Stock (3,781) 3,781 Acquired
Oct. 17, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (17,000) $6.00 April 5, 2010 17,000 Acquired
Oct. 16, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (2,000) $6.00 April 5, 2010 2,000 Acquired
Oct. 11, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (9,800) $6.00 April 5, 2010 9,800 Acquired
Oct. 9, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (46,200) $6.00 April 5, 2010 46,200 Acquired
Oct. 9, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (11,800) $6.00 April 5, 2010 11,800 Acquired
Oct. 4, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (9,500) $6.00 April 5, 2010 9,500 Acquired
Oct. 3, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (53,700) $6.00 April 5, 2010 53,700 Acquired
Sept. 11, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (3,500) $6.00 April 5, 2010 3,500 Disposed
Sept. 11, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (5,000) $6.00 April 5, 2010 5,000 Acquired
Sept. 10, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (100,000) $6.00 April 5, 2010 100,000 Acquired
Sept. 7, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (200,000) $6.00 April 5, 2010 200,000 Acquired
Sept. 4, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (15,600) $6.00 April 5, 2010 15,600 Acquired
Aug. 31, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (34,400) $6.00 April 5, 2010 34,400 Acquired
Aug. 21, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (20,000) $6.00 April 5, 2010 20,000 Acquired
Aug. 21, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (20,000) $6.00 April 5, 2010 20,000 Acquired
Aug. 16, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (130,000) $6.00 April 5, 2010 130,000 Acquired
Aug. 16, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (130,000) $6.00 April 5, 2010 130,000 Acquired
Aug. 13, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (2,500) $6.00 April 5, 2010 2,500 Acquired
Aug. 13, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (2,500) $6.00 April 5, 2010 2,500 Acquired
Aug. 10, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (1,000) $6.00 April 5, 2010 1,000 Acquired
Aug. 10, 2007 1069726 Common Stock Warrants (right to buy) Common Stock, par value $0.0001 per share (1,000) $6.00 April 5, 2010 1,000 Acquired
April 26, 2007 1069726 Series A-1 Convertible Preferred Stock Common Stock, par value $0.001 per share 15 Disposed
April 27, 2006 1069726 Convertible Note [F1,F2] Common Stock $0.65 Acquired
April 27, 2006 1069726 Convertible Note [F1,F2] Common Stock (3,076,922) $0.65 Acquired
Oct. 4, 2005 1069726 Common Stock Warrant (right to buy) Common Stock (5,000,000) $0.18 Feb. 28, 2009 5,000,000 Acquired
Oct. 4, 2005 1069726 Common Stock Warrant (right to buy) Common Stock (5,000,000) $0.18 Feb. 28, 2009 5,000,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).