Jonathan Little
CIK 1385631 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 9, 2007 · Latest: Jan. 9, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 22 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
22 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 10, 2010 | BNY | S | 100 | $29.58 | $2,958 | 180,680 Direct | -0.06% | Disposed | 439.2% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 100 | $29.57 | $2,957 | 180,780 Direct | -0.06% | Disposed | 439.4% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 9,800 | $29.57 | $289,786 | 180,880 Direct | -5.14% | Disposed | 439.4% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 100 | $29.56 | $2,956 | 190,680 Direct | -0.05% | Disposed | 439.5% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 1,982 | $29.56 | $58,588 | 190,780 Direct | -1.03% | Disposed | 439.5% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 3,100 | $29.55 | $91,605 | 192,762 Direct | -1.58% | Disposed | 439.7% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 5,200 | $29.54 | $153,608 | 195,862 Direct | -2.59% | Disposed | 439.9% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 4,100 | $29.66 | $121,606 | 163,899 Direct | -2.44% | Disposed | 437.7% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 11,181 | $29.65 | $331,517 | 167,999 Direct | -6.24% | Disposed | 437.9% (price as of 2026-08-20) |
| March 10, 2010 | BNY | S | 1,500 | $29.58 | $44,370 | 179,180 Direct | -0.83% | Disposed | 439.2% (price as of 2026-08-20) |
| Feb. 9, 2009 | BNY | S | 10,000 | $28.32 | $283,200 | 148,218 Direct | -6.32% | Disposed | 463.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 16, 2010 | BNY | EMP OPT-Right to Buy-Type NQ 3/16/10 | Common Stock (115,313) | $30.25 | March 15, 2020 | 115,313 | Acquired |
| March 10, 2010 | BNY | EMP OPT-Right to Buy-Type NQ 3/9/09 | Common Stock (30,681) | $18.02 | March 8, 2019 | 30,681 | Disposed |
| March 9, 2009 | BNY | EMP OPT-Right to Buy-Type NQ 3/9/09 | Common Stock (122,721) | $18.02 | March 8, 2019 | 122,721 | Acquired |
| March 10, 2008 | BNY | Performance Shares [F4] | Common Stock (9,455) | — | March 15, 2011 | 9,455 | Disposed |
| March 10, 2008 | BNY | Emp Opt-RTB-Type NQ 3/10/08 | Common Stock (141,831) | $42.31 | March 9, 2018 | 141,831 | Acquired |
| July 1, 2007 | BNY | EMP OPT-02/07-Type NQS | Common Stock (105) | $45.97 | Feb. 19, 2017 | 105 | Acquired |
| July 1, 2007 | BNY | EMP OPT-Right to Buy-Type NQ 02/20/07 | Common Stock (33,695) | $45.97 | Feb. 19, 2017 | 33,695 | Acquired |
| July 1, 2007 | BNY | EMP OPT-Right to Buy-Type I 8/04 | Common Stock (3,834) | $27.48 | July 31, 2014 | 3,834 | Acquired |
| July 1, 2007 | BNY | EMP OPT-Right to Buy-Type NQ 2/04 | Common Stock (1,701) | $33.75 | Feb. 16, 2014 | 1,701 | Acquired |
| July 1, 2007 | BNY | EMP OPT-Right to Buy-Type NQ 1/02 | Common Stock (8,908) | $38.70 | Jan. 17, 2012 | 8,908 | Acquired |
| July 1, 2007 | BNY | EMP OPT-Right to Buy-Type UK 7/01 | Common Stock (1,110) | $38.50 | July 19, 2011 | 1,110 | Acquired |
| July 1, 2007 | BNY | EMP OPT-Right to Buy-Type NQ 7/01 | Common Stock (1,498) | $38.50 | July 19, 2011 | 1,498 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.