Jonathan S Linen
Insider
First SEC filing: June 3, 2005 · Latest: June 3, 2005
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 31, 2018 | YUMC | J | 2,866 | $36.08 | $103,405 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 2,360 | $36.08 | $85,149 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 2,374 | $36.08 | $85,654 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 2,507 | $36.08 | $90,453 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 2,957 | $36.08 | $106,689 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 3,423 | $36.08 | $123,502 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 3,935 | $36.08 | $141,975 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 4,788 | $36.08 | $172,751 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 3,443 | $36.08 | $124,223 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 4,600 | $36.08 | $165,968 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 1,109 | $36.08 | $40,013 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Oct. 31, 2018 | YUMC | J | 4,145 | $36.08 | $149,552 | 0 Direct | -100.00% | Disposed | 12.6% (price as of 2026-10-06) |
| Sept. 7, 2018 | YUMC | M | 3,835 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Sept. 7, 2018 | YUMC | D | 929 | $38.17 | $35,460 | 58,749 Direct | -1.56% | Disposed | 6.4% (price as of 2026-10-06) |
| Sept. 7, 2018 | YUMC | M | 3,835 | $9.24 | $35,435 | 59,678 Direct | +6.87% | Acquired | 339.6% (price as of 2026-10-06) |
| June 1, 2018 | YUMC | A | 4,607 | · | · | 45,843 Direct | +11.17% | Acquired | (price as of 2026-10-06) |
| Feb. 9, 2018 | YUMC | P | 4,000 | $39.76 | $159,040 | 4,000 Indirect | · | Acquired | 2.2% (price as of 2026-10-06) |
| Nov. 3, 2017 | YUMC | M | 3,464 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Nov. 3, 2017 | YUMC | D | 972 | $41.58 | $40,416 | 41,236 Direct | -2.30% | Disposed | -2.3% (price as of 2026-10-06) |
| Nov. 3, 2017 | YUMC | M | 3,464 | $11.66 | $40,390 | 42,208 Direct | +8.94% | Acquired | 248.4% (price as of 2026-10-06) |
| Nov. 1, 2017 | YUMC | A | 5,640 | · | · | 32,819 Direct | +20.75% | Acquired | (price as of 2026-10-06) |
| June 7, 2017 | YUMC | G | 61 | · | · | 27,240 Direct | +0.22% | Acquired | (price as of 2026-10-06) |
| June 7, 2017 | YUMC | G | 61 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-06) |
| Nov. 11, 2016 | YUMC | A | 8,339 | · | · | 17,833 Direct | +87.83% | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,088 | · | · | 2,088 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,835 | · | · | 3,835 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 1,109 | · | · | 1,109 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 4,145 | · | · | 4,145 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 4,600 | · | · | 4,600 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,443 | · | · | 3,443 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 4,788 | · | · | 4,788 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,935 | · | · | 3,935 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,423 | · | · | 3,423 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,957 | · | · | 2,957 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,507 | · | · | 2,507 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,374 | · | · | 2,374 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,360 | · | · | 2,360 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,866 | · | · | 2,866 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,099 | · | · | 3,099 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,126 | · | · | 2,126 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,171 | · | · | 2,171 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 2,834 | · | · | 2,834 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,160 | · | · | 3,160 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,464 | · | · | 3,464 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2016 | YUMC | A | 3,630 | · | · | 3,630 Direct | · | Acquired | (price as of 2026-10-06) |
| May 20, 2016 | YUM | G | 2,878 | $80.01 | $230,269 | 25,210 Indirect | +12.89% | Acquired | 143.1% (price as of 2026-10-06) |
| May 20, 2016 | YUM | G | 2,878 | $80.01 | $230,269 | 9,494 Direct | -23.26% | Disposed | 143.1% (price as of 2026-10-06) |
| May 11, 2016 | YUM | M | 4,530 | $29.60 | $134,088 | 14,024 Direct | +47.71% | Acquired | 557.2% (price as of 2026-10-06) |
| May 11, 2016 | YUM | D | 1,652 | $81.20 | $134,142 | 12,372 Direct | -11.78% | Disposed | 139.6% (price as of 2026-10-06) |
| May 11, 2016 | YUM | M | 4,530 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| May 10, 2016 | YUM | G | 1,284 | $80.96 | $103,953 | 22,332 Indirect | -5.44% | Disposed | 140.3% (price as of 2026-10-06) |
| Feb. 5, 2016 | YUM | A | 2,867 | · | · | 2,867 Direct | · | Acquired | (price as of 2026-10-06) |
| Feb. 5, 2016 | YUM | A | 3,139 | · | · | 3,139 Direct | · | Acquired | (price as of 2026-10-06) |
| Oct. 14, 2015 | YUM | M | 5,056 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Oct. 14, 2015 | YUM | M | 5,056 | $25.31 | $127,967 | 9,494 Direct | +113.93% | Acquired | 668.5% (price as of 2026-10-06) |
| Dec. 15, 2014 | YUM | G | 3,616 | $71.87 | $259,882 | 23,616 Indirect | +18.08% | Acquired | 170.7% (price as of 2026-10-06) |
| Dec. 15, 2014 | YUM | G | 3,616 | $71.87 | $259,882 | 4,438 Direct | -44.90% | Disposed | 170.7% (price as of 2026-10-06) |
| Dec. 11, 2014 | YUM | A | 2,360 | · | · | 2,360 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 4, 2014 | YUM | A | 2,117 | · | · | 2,117 Direct | · | Acquired | (price as of 2026-10-06) |
| Oct. 22, 2014 | YUM | M | 5,420 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-06) |
| Oct. 22, 2014 | YUM | S | 1,804 | $69.10 | $124,656 | 8,054 Direct | -18.30% | Disposed | 181.5% (price as of 2026-10-06) |
| Oct. 22, 2014 | YUM | M | 5,420 | $22.53 | $122,113 | 9,858 Direct | +122.13% | Acquired | 763.4% (price as of 2026-10-06) |
| May 5, 2014 | YUM | P | 10,000 | $76.12 | $761,200 | 20,000 Indirect | +100.00% | Acquired | 155.5% (price as of 2026-10-06) |
| Dec. 12, 2013 | YUM | A | 2,374 | · | · | 2,374 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 5, 2013 | YUM | A | 2,154 | · | · | 2,154 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 13, 2012 | YUM | A | 2,507 | · | · | 2,507 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 6, 2012 | YUM | A | 2,200 | · | · | 2,200 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 8, 2011 | YUM | A | 2,957 | · | · | 2,957 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 1, 2011 | YUM | A | 2,871 | · | · | 2,871 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 9, 2010 | YUM | A | 3,423 | · | · | 3,423 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 2, 2010 | YUM | A | 3,202 | · | · | 3,202 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 10, 2009 | YUM | A | 3,936 | · | · | 3,936 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 3, 2009 | YUM | A | 3,679 | · | · | 3,679 Direct | · | Acquired | (price as of 2026-10-06) |
| Dec. 17, 2008 | YUM | P | 5,000 | $30.34 | $151,700 | 10,000 Indirect | +100.00% | Acquired | 541.1% (price as of 2026-10-06) |
| Dec. 17, 2008 | YUM | P | 3,036 | $30.36 | $92,173 | 5,000 Indirect | +154.58% | Acquired | 540.7% (price as of 2026-10-06) |
| Dec. 17, 2008 | YUM | P | 464 | $30.37 | $14,092 | 1,964 Indirect | +30.93% | Acquired | 540.5% (price as of 2026-10-06) |
| Dec. 17, 2008 | YUM | P | 100 | $30.38 | $3,038 | 1,500 Indirect | +7.14% | Acquired | 540.3% (price as of 2026-10-06) |
| Dec. 17, 2008 | YUM | P | 1,400 | $30.38 | $42,532 | 1,400 Indirect | · | Acquired | 540.3% (price as of 2026-10-06) |
| Dec. 11, 2008 | YUM | A | 4,789 | · | · | 4,789 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 4, 2008 | YUM | A | 3,887 | $30.60 | $118,942 | 3,887 Direct | · | Acquired | 535.7% (price as of 2026-10-06) |
| Dec. 13, 2007 | YUM | A | 3,443 | · | · | 3,443 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 6, 2007 | YUM | A | 3,510 | $38.62 | $135,556 | 3,510 Direct | · | Acquired | 403.7% (price as of 2026-10-06) |
| Dec. 14, 2006 | YUM | A | 2,300 | · | · | 2,300 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 7, 2006 | YUM | A | 2,265 | $59.20 | $134,088 | 2,265 Direct | · | Acquired | 557.2% (price as of 2026-10-06) |
| Nov. 7, 2006 | YUM | A | 2,265 | $59.20 | $134,088 | 2,265 Direct | · | Acquired | 557.2% (price as of 2026-10-06) |
| Dec. 8, 2005 | YUM | A | 2,073 | $48.24 | $100,002 | 2,073 Direct | · | Acquired | 706.5% (price as of 2026-10-06) |
| Nov. 1, 2005 | YUM | A | 2,528 | $50.62 | $127,967 | 2,528 Direct | · | Acquired | 668.5% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 18,900 | $54.30 | $1,026,270 | 744,012 Direct | -2.48% | Disposed | 540.8% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 200 | $54.31 | $10,862 | 743,812 Direct | -0.03% | Disposed | 540.7% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 10,900 | $54.32 | $592,088 | 732,912 Direct | -1.47% | Disposed | 540.5% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 400 | $54.33 | $21,732 | 732,512 Direct | -0.05% | Disposed | 540.4% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 1,300 | $54.34 | $70,642 | 731,212 Direct | -0.18% | Disposed | 540.3% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 8,300 | $54.35 | $451,105 | 722,912 Direct | -1.14% | Disposed | 540.2% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 19,500 | $54.36 | $1,060,020 | 703,412 Direct | -2.70% | Disposed | 540.1% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 10,500 | $54.38 | $570,990 | 692,912 Direct | -1.49% | Disposed | 539.8% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 10,000 | $54.39 | $543,900 | 682,912 Direct | -1.44% | Disposed | 539.7% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 10,000 | $54.40 | $544,000 | 672,912 Direct | -1.46% | Disposed | 539.6% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 9,000 | $54.42 | $489,780 | 663,912 Direct | -1.34% | Disposed | 539.4% (price as of 2026-10-06) |
| June 1, 2005 | AXP | S | 1,000 | $54.44 | $54,440 | 662,912 Direct | -0.15% | Disposed | 539.1% (price as of 2026-10-06) |
| May 11, 2005 | AXP | G | 475 | · | · | 34,025 Indirect | -1.38% | Disposed | (price as of 2026-10-06) |
Showing latest 100 of 132 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 2,866 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 2,360 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 2,374 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 2,507 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 2,957 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 3,423 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 3,935 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 4,788 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 3,443 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 4,600 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 1,109 | Disposed |
| Oct. 31, 2018 | YUMC | Phantom Stock | Common Stock | · | · | 4,145 | Disposed |
| Sept. 7, 2018 | YUMC | Stock Appreciation Right | Common Stock | $9.24 | Nov. 4, 2018 | 3,835 | Disposed |
| Nov. 3, 2017 | YUMC | Stock Appreciation Right | Common Stock | $11.66 | Nov. 6, 2017 | 3,464 | Disposed |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $21.75 | Nov. 4, 2024 | 2,088 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $9.24 | Nov. 4, 2018 | 3,835 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 1,109 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 4,145 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 4,600 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 3,443 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 4,788 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 3,935 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 3,423 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 2,957 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 2,507 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 2,374 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 2,360 | Acquired |
| Nov. 1, 2016 | YUMC | Phantom Stock | Common Stock | · | · | 2,866 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $21.06 | Feb. 5, 2026 | 3,099 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $21.20 | Nov. 5, 2023 | 2,126 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $22.08 | Nov. 6, 2022 | 2,171 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $15.89 | Nov. 1, 2021 | 2,834 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $15.26 | Nov. 2, 2020 | 3,160 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $11.66 | Nov. 6, 2017 | 3,464 | Acquired |
| Nov. 1, 2016 | YUMC | Stock Appreciation Right | Common Stock | $9.98 | Nov. 3, 2019 | 3,630 | Acquired |
| May 11, 2016 | YUM | Stock Appreciation Right | Common Stock | $29.60 | Nov. 7, 2016 | 4,530 | Disposed |
| Feb. 5, 2016 | YUM | Phantom Stock | Common Stock | · | · | 2,867 | Acquired |
| Feb. 5, 2016 | YUM | Stock Appreciation Right | Common Stock | $69.76 | Feb. 5, 2026 | 3,139 | Acquired |
| Oct. 14, 2015 | YUM | Employee Stock Option (Right to Buy) | Common Stock | $25.31 | Nov. 1, 2015 | 5,056 | Disposed |
| Dec. 11, 2014 | YUM | Phantom Stock | Common Stock | · | · | 2,360 | Acquired |
| Nov. 4, 2014 | YUM | Stock Appreciation Right | Common Stock | $72.06 | Nov. 4, 2024 | 2,117 | Acquired |
| Oct. 22, 2014 | YUM | Employee Stock Option (Right to Buy) | Common Stock | $22.53 | Jan. 28, 2015 | 5,420 | Disposed |
| Dec. 12, 2013 | YUM | Phantom Stock | Common Stock | · | · | 2,374 | Acquired |
| Nov. 5, 2013 | YUM | Stock Appreciation Right | Common Stock | $70.23 | Nov. 5, 2023 | 2,154 | Acquired |
| Dec. 13, 2012 | YUM | Phantom Stock | Common Stock | · | · | 2,507 | Acquired |
| Nov. 6, 2012 | YUM | Stock Appreciation Right | Common Stock | $73.15 | Nov. 6, 2022 | 2,200 | Acquired |
| Dec. 8, 2011 | YUM | Phantom Stock | Common Stock | · | · | 2,957 | Acquired |
| Nov. 1, 2011 | YUM | Stock Appreciation Right | Common Stock | $52.62 | Nov. 1, 2021 | 2,871 | Acquired |
| Dec. 9, 2010 | YUM | Phantom Stock | Common Stock | · | · | 3,423 | Acquired |
| Nov. 2, 2010 | YUM | Stock Appreciation Right | Common Stock | $50.54 | Nov. 2, 2020 | 3,202 | Acquired |
| Dec. 10, 2009 | YUM | Phantom Stock | Common Stock | · | · | 3,936 | Acquired |
| Nov. 3, 2009 | YUM | Stock Appreciation Right | Common Stock | $33.06 | Nov. 3, 2019 | 3,679 | Acquired |
| Dec. 11, 2008 | YUM | Phantom Stock | Common Stock | · | · | 4,789 | Acquired |
| Nov. 4, 2008 | YUM | Director Stock Appreciation Right | Common Stock | $30.60 | Nov. 4, 2018 | 3,887 | Acquired |
| Dec. 13, 2007 | YUM | Phantom Stock | Common Stock | · | · | 3,443 | Acquired |
| Nov. 6, 2007 | YUM | Director Stock Appreciation Right | Common Stock | $38.62 | Nov. 6, 2017 | 3,510 | Acquired |
| Dec. 14, 2006 | YUM | Phantom Stock | Common Stock | · | · | 2,300 | Acquired |
| Nov. 7, 2006 | YUM | Stock Appreciation Right | Common Stock | $59.20 | Nov. 7, 2016 | 2,265 | Acquired |
| Nov. 7, 2006 | YUM | Phantom Stock | Common Stock | $59.20 | Nov. 7, 2016 | 2,265 | Acquired |
| Dec. 8, 2005 | YUM | Phantom Stock | Common Stock | · | · | 2,073 | Acquired |
| Nov. 1, 2005 | YUM | Stock Option (Right to Buy) | Common Stock | $50.62 | Nov. 1, 2015 | 2,528 | Acquired |
| Feb. 24, 2005 | AXP | Employee stock option (right to buy) | Common Shares | $51.38 | Feb. 26, 2005 | 73,598 | Disposed |
| Jan. 28, 2005 | YUM | Phantom Stock | Common Stock | · | · | 555 | Acquired |
| Jan. 28, 2005 | YUM | Stock Option (Right to Buy) | Common Stock | $45.06 | Jan. 28, 2015 | 2,710 | Acquired |
| Jan. 28, 2005 | YUM | Phantom Stock | Common Stock | · | · | 56 | Acquired |
| Jan. 28, 2005 | YUM | Stock Option (Right to Buy) | Common Stock | $45.06 | Jan. 28, 2015 | 27,100 | Acquired |
| Dec. 20, 2004 | AXP | Employee stock option (right to buy) | Common Shares | $56.06 | Feb. 23, 2007 | 90,694 | Acquired |
| Dec. 20, 2004 | AXP | Employee stock option (right to buy) | Common Shares | $56.06 | Feb. 22, 2008 | 94,949 | Acquired |
| Dec. 20, 2004 | AXP | Employee Stock Option (right to buy) | Common Shares | $29.30 | Feb. 22, 2008 | 138,000 | Disposed |
| Dec. 20, 2004 | AXP | Employee Stock Option (right to buy) | Common Shares | $22.15 | Feb. 23, 2007 | 150,000 | Disposed |
| Nov. 3, 2004 | AXP | Employee stock option (right to buy) | Common Shares | $54.46 | Feb. 25, 2006 | 79,727 | Acquired |
| Nov. 3, 2004 | AXP | Employee Stock Option (right to buy) | Common Shares | $15.42 | Feb. 25, 2006 | 150,000 | Disposed |
| March 18, 2004 | AXP | Employee stock option (right to buy) | Common Shares | $51.38 | Feb. 26, 2005 | 73,598 | Acquired |
| March 18, 2004 | AXP | Employee Stock Option (right to buy) | Common Shares | $11.33 | Feb. 26, 2005 | 150,000 | Disposed |
| Jan. 30, 2004 | AXP | Employee Stock Option (right to buy) | Common Shares | $41.36 | Feb. 27, 2004 | 92,553 | Disposed |
| Jan. 26, 2004 | AXP | Employee stock option (right to buy) | Common Shares | $50.24 | Jan. 26, 2014 | 70,000 | Acquired |
| Dec. 30, 2003 | AXP | Phantom Stock Units | Common Shares [F5] | · | · | 91 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).