Joseph A Sprague
CIK 1544031 · View on SEC EDGAR ↗
First SEC filing: Nov. 12, 2019 · Latest: Nov. 12, 2019
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 1, 2020 | ALK | S | 4,570 | $39.04 | $178,413 | 13,254 Direct | -25.64% | Disposed | 3.6% (price as of 2026-08-20) |
| June 8, 2017 | ALK | S | 6,500 | $90.78 | $590,070 | 7,191 Direct | -47.48% | Disposed | -55.4% (price as of 2026-08-20) |
| June 8, 2017 | ALK | S | 500 | $91.74 | $45,870 | 6,691 Direct | -6.95% | Disposed | -55.9% (price as of 2026-08-20) |
| Feb. 21, 2017 | ALK | S 10b5-1 | 2,101 | $96.11 | $201,927 | 14,338 Direct | -12.78% | Disposed | -57.9% (price as of 2026-08-20) |
| Feb. 17, 2017 | ALK | S 10b5-1 | 3,000 | $96.12 | $288,360 | 16,439 Direct | -15.43% | Disposed | -57.9% (price as of 2026-08-20) |
| Feb. 16, 2017 | ALK | S 10b5-1 | 1,293 | $96.99 | $125,408 | 19,439 Direct | -6.24% | Disposed | -58.3% (price as of 2026-08-20) |
| Dec. 7, 2016 | ALK | S | 9,482 | $87.23 | $827,115 | 12,498 Direct | -43.14% | Disposed | -53.6% (price as of 2026-08-20) |
| Nov. 10, 2016 | ALK | S 10b5-1 | 6,667 | $75.00 | $500,025 | 19,518 Direct | -25.46% | Disposed | -46.1% (price as of 2026-08-20) |
| Oct. 20, 2016 | ALK | S 10b5-1 | 6,666 | $75.00 | $499,950 | 26,185 Direct | -20.29% | Disposed | -46.1% (price as of 2026-08-20) |
| May 5, 2016 | ALK | S 10b5-1 | 6,667 | $70.00 | $466,690 | 24,634 Direct | -21.30% | Disposed | -42.2% (price as of 2026-08-20) |
| April 25, 2016 | ALK | S | 8,700 | $75.27 | $654,849 | 31,401 Direct | -21.70% | Disposed | -46.3% (price as of 2026-08-20) |
| April 25, 2016 | ALK | S | 100 | $75.96 | $7,596 | 31,301 Direct | -0.32% | Disposed | -46.8% (price as of 2026-08-20) |
| Feb. 19, 2016 | ALK | S 10b5-1 | 1,947 | $71.51 | $139,230 | 15,644 Direct | -11.07% | Disposed | -43.4% (price as of 2026-08-20) |
| Feb. 16, 2016 | ALK | S 10b5-1 | 2,920 | $68.90 | $201,188 | 17,591 Direct | -14.24% | Disposed | -41.3% (price as of 2026-08-20) |
| Nov. 19, 2015 | ALK | S | 9,200 | $78.77 | $724,684 | 15,644 Direct | -37.03% | Disposed | -48.7% (price as of 2026-08-20) |
| Aug. 18, 2015 | ALK | S | 6,360 | $80.86 | $514,270 | 15,644 Direct | -28.90% | Disposed | -50.0% (price as of 2026-08-20) |
| July 31, 2015 | ALK | S | 10,000 | $75.67 | $756,700 | 15,644 Direct | -39.00% | Disposed | -46.6% (price as of 2026-08-20) |
| May 18, 2015 | ALK | S | 10,000 | $67.72 | $677,200 | 15,644 Direct | -39.00% | Disposed | -40.3% (price as of 2026-08-20) |
| March 17, 2015 | ALK | S 10b5-1 | 10,200 | $68.09 | $694,518 | 15,644 Direct | -39.47% | Disposed | -40.6% (price as of 2026-08-20) |
| March 9, 2015 | ALK | S | 6,903 | $64.03 | $441,999 | 15,644 Direct | -30.62% | Disposed | -36.8% (price as of 2026-08-20) |
| Dec. 9, 2014 | ALK | S | 10,000 | $56.30 | $563,000 | 15,644 Direct | -39.00% | Disposed | -28.2% (price as of 2026-08-20) |
| Nov. 3, 2014 | ALK | S | 4,624 | $53.78 | $248,679 | 15,644 Direct | -22.81% | Disposed | -24.8% (price as of 2026-08-20) |
Showing latest 100 of 144 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 7, 2021 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (1,130) | $0.00 | Nov. 7, 2029 | 1,130 | Disposed |
| Nov. 5, 2021 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (986) | $0.00 | Nov. 5, 2030 | 986 | Disposed |
| Feb. 9, 2021 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (7,260) | $55.74 | Feb. 9, 2031 | 7,260 | Acquired |
| Feb. 9, 2021 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (2,900) | $0.00 | Feb. 9, 2031 | 2,900 | Acquired |
| Nov. 7, 2020 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (1,129) | $0.00 | Nov. 7, 2029 | 1,129 | Disposed |
| Nov. 5, 2020 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (2,960) | $0.00 | Nov. 5, 2030 | 2,960 | Acquired |
| Nov. 5, 2020 | ALK | EMPLOYEE STOCK OPTIONS (RT TO BUY) | COMMON STOCK (2,540) | $39.18 | Nov. 5, 2030 | 2,540 | Acquired |
| Sept. 1, 2020 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (1,380) | $24.40 | Feb. 11, 2023 | 1,380 | Disposed |
| Sept. 1, 2020 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (3,190) | $38.76 | Feb. 11, 2024 | 3,190 | Disposed |
| Feb. 11, 2020 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (420) | $0.00 | Feb. 11, 2030 | 420 | Acquired |
| Feb. 11, 2020 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (1,830) | $64.55 | Feb. 11, 2030 | 1,830 | Acquired |
| Nov. 7, 2019 | ALK | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (14,130) | $70.93 | Nov. 7, 2029 | 14,130 | Acquired |
| Nov. 7, 2019 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (3,390) | $0.00 | Nov. 7, 2029 | 3,390 | Acquired |
| Feb. 14, 2017 | ALK | RESTRICTED STOCK UNITS | COMMON STOCK (1,480) | — | Feb. 14, 2027 | 1,480 | Acquired |
| Dec. 7, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (170) | $38.76 | Feb. 11, 2024 | 170 | Disposed |
| Dec. 7, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (1,410) | $48.94 | May 12, 2024 | 1,410 | Disposed |
| Dec. 7, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (882) | $65.37 | Feb. 10, 2025 | 882 | Disposed |
| May 26, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (7,800) | $19.00 | Feb. 14, 2022 | 7,800 | Disposed |
| May 26, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (4,140) | $24.40 | Feb. 11, 2023 | 4,140 | Disposed |
| April 25, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (8,800) | $15.32 | Feb. 7, 2021 | 8,800 | Disposed |
| Feb. 9, 2016 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (4,190) | $65.63 | Feb. 9, 2026 | 4,190 | Acquired |
| Nov. 19, 2015 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (9,200) | $8.32 | Feb. 3, 2020 | 9,200 | Disposed |
| Aug. 18, 2015 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (6,360) | $6.89 | Jan. 29, 2019 | 6,360 | Disposed |
| July 31, 2015 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (10,000) | $6.89 | Jan. 29, 2019 | 10,000 | Disposed |
| May 18, 2015 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (10,000) | $6.89 | Jan. 29, 2019 | 10,000 | Disposed |
| March 17, 2015 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (10,200) | $6.87 | Feb. 8, 2018 | 10,200 | Disposed |
| Feb. 10, 2015 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (3,530) | $65.37 | Feb. 10, 2025 | 3,530 | Acquired |
| Dec. 9, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (10,000) | $6.87 | Feb. 8, 2018 | 10,000 | Disposed |
| Nov. 3, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (4,624) | $6.85 | June 14, 2017 | 4,624 | Disposed |
| Oct. 28, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (7,640) | $10.71 | Jan. 31, 2017 | 7,640 | Disposed |
| June 9, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (4,400) | $18.98 | Sept. 13, 2016 | 4,400 | Disposed |
| May 12, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (1,410) | $97.89 | May 12, 2024 | 1,410 | Acquired |
| March 11, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (3,750) | $16.48 | Aug. 30, 2015 | 3,750 | Disposed |
| March 4, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (5,980) | $9.10 | April 23, 2018 | 5,980 | Disposed |
| Feb. 27, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (5,000) | $9.10 | April 23, 2018 | 5,000 | Disposed |
| Feb. 14, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (3,390) | $96.30 | Feb. 14, 2027 | 3,390 | Acquired |
| Feb. 11, 2014 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (1,680) | $77.51 | Feb. 11, 2024 | 1,680 | Acquired |
| Feb. 11, 2013 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY) | COMMON STOCK (2,760) | $48.80 | Feb. 11, 2023 | 2,760 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 21 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 12, 2019 | ALK | COMMON STOCK 401(K) [F1] | 7,049 | Indirect |
| Nov. 12, 2019 | ALK | COMMON STOCK | 12,857 | Direct |
| Nov. 12, 2019 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (1,380) | 1,380 | Direct |
| Nov. 12, 2019 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (3,190) | 3,190 | Direct |
| Nov. 12, 2019 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (1,410) | 1,410 | Direct |
| Nov. 12, 2019 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (2,648) | 2,648 | Direct |
| Nov. 12, 2019 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (4,190) | 4,190 | Direct |
| Nov. 12, 2019 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (2,542) | 2,542 | Direct |
| March 13, 2012 | ALK | COMMON STOCK | 6,022 | Direct |
| March 13, 2012 | ALK | COMMON STOCK 401(K) [F1] | 1,621 | Indirect |
| March 13, 2012 | ALK | RESTRICTED STOCK UNIT [F2] | 7,460 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (1,875) | 1,875 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (2,200) | 2,200 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (1,910) | 1,910 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (1,156) | 1,156 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (5,050) | 5,050 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (5,490) | 5,490 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (6,590) | 6,590 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (2,300) | 2,300 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (2,200) | 2,200 | Direct |
| March 13, 2012 | ALK | EMPLOYEE STOCK OPTION (RT TO BUY)→ COMMON STOCK (1,950) | 1,950 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2015 | $303,846 | — | $420,525 | $101,564 | $397,346 | $3,697 | $122,917 | $1,349,895 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.