Joseph A Sullivan

CIK 1206673 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 4, 2020 · Latest: Aug. 4, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
July 31, 2020	704051	D	4,012	—	—	0 Direct	-100.00%	Disposed
July 31, 2020	704051	D	336	—	—	0 Direct	-100.00%	Disposed
July 31, 2020	704051	D	49,820	—	—	0 Direct	-100.00%	Disposed
July 31, 2020	704051	D	6,665	—	—	0 Indirect	-100.00%	Disposed
July 31, 2020	704051	D	702,646	—	—	0 Direct	-100.00%	Disposed
July 17, 2020	704051	A	34	$47.35	$1,610	4,012 Direct	+0.85%	Acquired
June 10, 2020	704051	M	202,861	—	—	0 Direct	-100.00%	Disposed
June 10, 2020	704051	M	44,518	—	—	0 Direct	-100.00%	Disposed
June 10, 2020	704051	M	149,290	—	—	336 Direct	-99.78%	Disposed
June 10, 2020	704051	M	211,735	—	—	0 Direct	-100.00%	Disposed
June 10, 2020	704051	M	149,460	—	—	49,820 Direct	-75.00%	Disposed
June 10, 2020	704051	S	648,178	$49.98	$32,395,936	702,646 Direct	-47.98%	Disposed
June 10, 2020	704051	M	202,861	$31.46	$6,382,007	1,350,824 Direct	+17.67%	Acquired
June 10, 2020	704051	M	44,518	$35.16	$1,565,253	1,147,963 Direct	+4.03%	Acquired
June 10, 2020	704051	M	149,290	$47.64	$7,112,176	1,103,445 Direct	+15.65%	Acquired
June 10, 2020	704051	M	211,735	$31.24	$6,614,601	954,155 Direct	+28.52%	Acquired
June 10, 2020	704051	M	149,460	$37.64	$5,625,674	742,420 Direct	+25.21%	Acquired
June 9, 2020	704051	M	20,603	—	—	202,861 Direct	-9.22%	Disposed
June 9, 2020	704051	S	16,634	$50.04	$832,365	592,960 Direct	-2.73%	Disposed
June 9, 2020	704051	M	20,603	$31.46	$648,170	609,594 Direct	+3.50%	Acquired
June 8, 2020	704051	M	276,536	—	—	223,464 Direct	-55.31%	Disposed
June 8, 2020	704051	S	223,256	$50.04	$11,171,730	588,991 Direct	-27.49%	Disposed
June 8, 2020	704051	M	276,536	$31.46	$8,699,823	812,247 Direct	+51.62%	Acquired
April 30, 2020	704051	F	14,892	$49.77	$741,175	535,711 Direct	-2.70%	Disposed
April 24, 2020	704051	A	34	$47.05	$1,600	3,978 Direct	+0.86%	Acquired
April 13, 2020	704051	A	55,475	—	—	607,347 Direct	+10.05%	Acquired
April 13, 2020	704051	F	26,589	$49.13	$1,306,318	580,758 Direct	-4.38%	Disposed
March 31, 2020	704051	M	34,847	$23.72	$826,571	574,743 Direct	+6.45%	Acquired
March 31, 2020	704051	S	22,871	$48.74	$1,114,733	551,872 Direct	-3.98%	Disposed
March 31, 2020	704051	M	34,847	—	—	0 Direct	-100.00%	Disposed
Jan. 27, 2020	704051	A	43	$36.15	$1,554	3,945 Direct	+1.10%	Acquired
Nov. 1, 2019	704051	A	44	$35.10	$1,544	3,902 Direct	+1.14%	Acquired
July 26, 2019	704051	A	42	$36.45	$1,531	3,858 Direct	+1.10%	Acquired
May 16, 2019	704051	M	27,418	—	—	0 Direct	-100.00%	Disposed
May 16, 2019	704051	S 10b5-1	26,470	$36.18	$957,685	539,555 Direct	-4.68%	Disposed
May 16, 2019	704051	M	27,418	$33.99	$931,938	566,025 Direct	+5.09%	Acquired
May 15, 2019	704051	A	71,669	—	—	538,607 Direct	+15.35%	Acquired
May 3, 2019	704051	A	40	$32.03	$1,281	3,816 Direct	+1.06%	Acquired
April 30, 2019	704051	F	1,800	$33.52	$60,336	466,776 Direct	-0.38%	Disposed
April 15, 2019	704051	F	7,059	$32.68	$230,688	480,277 Direct	-1.45%	Disposed
April 15, 2019	704051	A	21,436	—	—	486,926 Direct	+4.61%	Acquired
Jan. 18, 2019	704051	A	47	$26.85	$1,262	3,776 Direct	+1.26%	Acquired
Oct. 29, 2018	704051	A	48	$26.17	$1,256	3,728 Direct	+1.30%	Acquired
July 13, 2018	704051	A	38	$32.51	$1,235	3,681 Direct	+1.04%	Acquired
May 16, 2018	704051	M	34,626	—	—	0 Direct	-100.00%	Disposed
May 16, 2018	704051	S 10b5-1	5,200	$38.88	$202,176	465,222 Direct	-1.11%	Disposed
May 16, 2018	704051	S 10b5-1	6,200	$38.87	$240,994	470,422 Direct	-1.30%	Disposed
May 16, 2018	704051	S 10b5-1	2,000	$38.86	$77,720	476,622 Direct	-0.42%	Disposed
May 16, 2018	704051	S 10b5-1	4,628	$38.85	$179,798	478,622 Direct	-0.96%	Disposed
May 16, 2018	704051	S 10b5-1	2,600	$38.86	$101,036	483,250 Direct	-0.54%	Disposed
May 16, 2018	704051	S 10b5-1	100	$38.87	$3,887	485,850 Direct	-0.02%	Disposed
May 16, 2018	704051	S 10b5-1	6,736	$38.69	$260,616	485,950 Direct	-1.37%	Disposed
May 16, 2018	704051	S 10b5-1	2,572	$38.70	$99,536	492,686 Direct	-0.52%	Disposed
May 16, 2018	704051	S 10b5-1	1,300	$38.69	$50,297	495,258 Direct	-0.26%	Disposed
May 16, 2018	704051	M	34,626	$33.25	$1,151,314	496,558 Direct	+7.50%	Acquired
May 15, 2018	704051	A	76,609	—	—	461,932 Direct	+19.88%	Acquired
May 1, 2018	704051	F	1,471	$39.60	$58,252	385,176 Direct	-0.38%	Disposed
April 20, 2018	704051	A	28	$36.36	$1,018	3,642 Direct	+0.77%	Acquired
Jan. 19, 2018	704051	A	24	$41.77	$1,002	3,615 Direct	+0.67%	Acquired
Oct. 27, 2017	704051	A	28	$36.25	$1,015	3,591 Direct	+0.79%	Acquired
July 14, 2017	704051	A	26	$37.39	$972	3,563 Direct	+0.74%	Acquired
May 15, 2017	704051	A	199,280	—	—	199,280 Direct	—	Acquired
May 15, 2017	704051	A	44,102	—	—	394,601 Direct	+12.58%	Acquired
May 1, 2017	704051	F	4,413	$37.98	$167,606	350,346 Direct	-1.24%	Disposed
April 21, 2017	704051	A	22	$35.56	$782	3,537 Direct	+0.63%	Acquired
Feb. 27, 2017	704051	G	3,000	—	—	354,475 Direct	-0.84%	Disposed
Feb. 16, 2017	704051	M	35,000	—	—	0 Direct	-100.00%	Disposed
Feb. 16, 2017	704051	S	29,744	$36.06	$1,072,569	357,412 Direct	-7.68%	Disposed
Feb. 16, 2017	704051	M	35,000	$27.45	$960,750	387,156 Direct	+9.94%	Acquired
Jan. 13, 2017	704051	A	26	$30.03	$781	3,515 Direct	+0.75%	Acquired
Oct. 28, 2016	704051	A	26	$29.49	$767	3,489 Direct	+0.75%	Acquired
July 11, 2016	704051	A	27	$27.71	$748	3,463 Direct	+0.79%	Acquired
May 13, 2016	704051	A	211,735	—	—	211,735 Direct	—	Acquired
May 13, 2016	704051	A	53,137	—	—	351,858 Direct	+17.79%	Acquired
May 2, 2016	704051	F	9,498	$32.66	$310,205	298,535 Direct	-3.08%	Disposed
April 15, 2016	704051	A	22	$31.58	$695	3,436 Direct	+0.64%	Acquired
Feb. 1, 2016	704051	M	70,822	—	—	0 Direct	-100.00%	Disposed
Feb. 1, 2016	704051	S	53,418	$29.70	$1,586,515	307,393 Direct	-14.80%	Disposed
Feb. 1, 2016	704051	M	70,822	$14.81	$1,048,874	360,811 Direct	+24.42%	Acquired
Jan. 26, 2016	704051	P	25,000	$29.81	$745,250	289,989 Direct	+9.43%	Acquired
Jan. 15, 2016	704051	A	21	$32.02	$672	3,415 Direct	+0.62%	Acquired
Oct. 30, 2015	704051	A	16	$42.88	$686	3,393 Direct	+0.47%	Acquired
July 17, 2015	704051	A	14	$46.85	$656	3,378 Direct	+0.42%	Acquired
May 15, 2015	704051	A	186,999	—	—	186,999 Direct	—	Acquired
May 15, 2015	704051	A	38,525	—	—	264,948 Direct	+17.01%	Acquired
April 30, 2015	704051	F	9,083	$53.14	$482,671	226,317 Direct	-3.86%	Disposed
April 17, 2015	704051	A	10	$51.50	$515	3,363 Direct	+0.30%	Acquired
Jan. 16, 2015	704051	A	10	$50.97	$510	3,353 Direct	+0.30%	Acquired
Oct. 31, 2014	704051	A	11	$48.93	$538	3,342 Direct	+0.33%	Acquired
July 18, 2014	704051	A	11	—	—	3,331 Direct	+0.33%	Acquired
June 10, 2014	704051	A	1,321	$45.43	$60,013	3,320 Direct	+66.08%	Acquired
May 16, 2014	704051	A	149,626	—	—	149,626 Direct	—	Acquired
May 16, 2014	704051	A	37,783	—	—	343,419 Direct	+12.36%	Acquired
April 30, 2014	704051	F	13,656	$46.54	$635,550	305,514 Direct	-4.28%	Disposed
April 21, 2014	704051	A	6	$42.81	$257	2,000 Direct	+0.30%	Acquired
March 31, 2014	704051	F	55,836	$49.05	$2,738,756	319,058 Direct	-14.89%	Disposed
Jan. 10, 2014	704051	A	6	$41.63	$250	1,994 Direct	+0.30%	Acquired
Dec. 12, 2013	704051	G	24,900	—	—	374,570 Direct	-6.23%	Disposed
Oct. 25, 2013	704051	A	7	$35.08	$246	1,988 Direct	+0.35%	Acquired
July 12, 2013	704051	A	8	$30.26	$242	1,980 Direct	+0.41%	Acquired

Showing latest 100 of 207 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 31, 2020	704051	Phantom Stock Units	Common Stock (4,012)	—	—	4,012	Disposed
July 31, 2020	704051	Stock Options (Right to buy)	Common Stock (336)	$47.64	May 16, 2022	336	Disposed
July 31, 2020	704051	Stock Options (Right to buy)	Common Stock (49,820)	$37.64	May 15, 2025	49,820	Disposed
July 17, 2020	704051	Phantom Stock Units [F1]	Common Stock (34)	—	—	34	Acquired
June 10, 2020	704051	Stock Options (Right to buy) [F6]	Common Stock (202,861)	$31.46	May 2, 2023	202,861	Disposed
June 10, 2020	704051	Stock Options (Right to buy) [F5]	Common Stock (44,518)	$35.16	May 16, 2021	44,518	Disposed
June 10, 2020	704051	Stock Options (Right to buy) [F4]	Common Stock (149,290)	$47.64	May 16, 2022	149,290	Disposed
June 10, 2020	704051	Stock Options (Right to buy) [F3]	Common Stock (211,735)	$31.24	May 13, 2024	211,735	Disposed
June 10, 2020	704051	Stock Options (Right to buy) [F2]	Common Stock (149,460)	$37.64	May 15, 2025	149,460	Disposed
June 9, 2020	704051	Stock Options (Right to buy) [F2]	Common Stock (20,603)	$31.46	May 2, 2023	20,603	Disposed
June 8, 2020	704051	Stock Options (Right to buy) [F3]	Common Stock (276,536)	$31.46	May 2, 2023	276,536	Disposed
April 24, 2020	704051	Phantom Stock Units [F1]	Common Stock (34)	—	—	34	Acquired
March 31, 2020	704051	Stock Options (Right to buy) [F2]	Common Stock (34,847)	$23.72	May 17, 2020	34,847	Disposed
Jan. 27, 2020	704051	Phantom Stock Units [F3]	Common Stock (43)	—	—	43	Acquired
Nov. 1, 2019	704051	Phantom Stock Units [F2]	Common Stock (44)	—	—	44	Acquired
July 26, 2019	704051	Phantom Stock Units [F2]	Common Stock (42)	—	—	42	Acquired
May 16, 2019	704051	Stock Options (Right to buy)	Common Stock (27,418)	$33.99	May 17, 2019	27,418	Disposed
May 3, 2019	704051	Phantom Stock Units [F1]	Common Stock (40)	—	—	40	Acquired
Jan. 18, 2019	704051	Phantom Stock Units [F2]	Common Stock (47)	—	—	47	Acquired
Oct. 29, 2018	704051	Phantom Stock Units [F2]	Common Stock (48)	—	—	48	Acquired
July 13, 2018	704051	Phantom Stock Units [F2]	Common Stock (38)	—	—	38	Acquired
May 16, 2018	704051	Stock Options (Right to buy) [F4]	Common Stock (34,626)	$33.25	May 18, 2018	34,626	Disposed
April 20, 2018	704051	Phantom Stock Units [F2]	Common Stock (28)	—	—	28	Acquired
Jan. 19, 2018	704051	Phantom Stock Units [F2]	Common Stock (24)	—	—	24	Acquired
Oct. 27, 2017	704051	Phantom Stock Units [F2]	Common Stock (28)	—	—	28	Acquired
July 14, 2017	704051	Phantom Stock Units [F2]	Common Stock (26)	—	—	26	Acquired
May 15, 2017	704051	Stock Options (Right to buy) [F3]	Common Stock (199,280)	$37.64	May 15, 2025	199,280	Acquired
April 21, 2017	704051	Phantom Stock Units [F2]	Common Stock (22)	—	—	22	Acquired
Feb. 16, 2017	704051	Stock Options (Right to buy) [F3]	Common Stock (35,000)	$27.45	July 22, 2017	35,000	Disposed
Jan. 13, 2017	704051	Phantom Stock Units [F2]	Common Stock (26)	—	—	26	Acquired
Oct. 28, 2016	704051	Phantom Stock Units [F2]	Common Stock (26)	—	—	26	Acquired
July 11, 2016	704051	Phantom Stock Units [F2]	Common Stock (27)	—	—	27	Acquired
May 13, 2016	704051	Stock Options (Right to buy) [F3]	Common Stock (211,735)	$31.24	May 13, 2024	211,735	Acquired
April 15, 2016	704051	Phantom Stock Units [F2]	Common Stock (22)	—	—	22	Acquired
Feb. 1, 2016	704051	Stock Options (Right to buy)	Common Stock (70,822)	$14.81	July 22, 2016	70,822	Disposed
Jan. 15, 2016	704051	Phantom Stock Units [F2]	Common Stock (21)	—	—	21	Acquired
Oct. 30, 2015	704051	Phantom Stock Units [F2]	Common Stock (16)	—	—	16	Acquired
July 17, 2015	704051	Phantom Stock Units [F2]	Common Stock (14)	—	—	14	Acquired
May 15, 2015	704051	Stock Options (Right to buy) [F3]	Common Stock (186,999)	$54.51	May 15, 2023	186,999	Acquired
April 17, 2015	704051	Phantom Stock Units [F2]	Common Stock (10)	—	—	10	Acquired
Jan. 16, 2015	704051	Phantom Stock Units [F2]	Common Stock (10)	—	—	10	Acquired
Oct. 31, 2014	704051	Phantom Stock Units [F2]	Common Stock (11)	—	—	11	Acquired
July 18, 2014	704051	Phantom Stock Units [F2]	Common Stock (11)	—	—	11	Acquired
June 10, 2014	704051	Phantom Stock Units [F1]	Common Stock (1,321)	—	—	1,321	Acquired
May 16, 2014	704051	Stock Options (Right to Buy) [F3]	Common Stock (149,626)	$47.64	May 16, 2022	149,626	Acquired
April 21, 2014	704051	Phantom Stock Units [F2]	Common Stock (6)	—	—	6	Acquired
Jan. 10, 2014	704051	Phantom Stock Units [F2]	Common Stock (6)	—	—	6	Acquired
Oct. 25, 2013	704051	Phantom Stock Units [F2]	Common Stock (7)	—	—	7	Acquired
July 12, 2013	704051	Phantom Stock Units [F2]	Common Stock (8)	—	—	8	Acquired
June 11, 2013	704051	Phantom Stock Units [F3]	Common Stock (1,972)	—	—	1,972	Acquired
May 16, 2013	704051	Stock Options (Right to Buy) [F3]	Common Stock (44,518)	$35.16	May 16, 2021	44,518	Acquired
May 2, 2013	704051	Stock Options (Right to Buy) [F1]	Common Stock (500,000)	$31.46	May 2, 2023	500,000	Acquired
May 16, 2012	704051	Stock Options (Right to Buy) [F2]	Common Stock (34,847)	$23.72	May 17, 2020	34,847	Acquired
May 16, 2011	704051	Stock Options (Right to Buy) [F2]	Common Stock (27,418)	$33.99	May 17, 2019	27,418	Acquired
May 17, 2010	704051	Stock Options (Right to Buy) [F2]	Common Stock (34,626)	$33.25	May 17, 2018	34,626	Acquired
July 27, 2009	704051	Stock Options (Right to Buy) [F1]	Common Stock (35,000)	$27.45	July 22, 2017	35,000	Acquired
Oct. 27, 2008	704051	Stock Options (Right to buy) [F1]	Common Stock (70,822)	$14.81	July 22, 2016	70,822	Acquired
Oct. 15, 2008	SFB	Phantom Stock Units	Common Stock (1,404)	$0.00	—	1,404	Disposed
Feb. 19, 2008	SFB	Phantom Stock Units	Common Stock (2,348)	$0.00	—	2,348	Acquired
Feb. 19, 2008	SFB	Phantom Stock Units	Common Stock (704)	$0.00	—	704	Acquired
Feb. 19, 2008	SFB	Phantom Stock Units	Common Stock (2,817)	$0.00	—	2,817	Acquired
Dec. 21, 2007	SFB	Phantom Stock Units	Common Stock (20,000)	$0.00	—	20,000	Disposed
Feb. 13, 2007	SFB	Phantom Stock Units	Common Stock (561)	$0.00	—	561	Acquired
Feb. 13, 2007	SFB	Phantom Stock Units	Common Stock (2,247)	$0.00	—	2,247	Acquired
Dec. 21, 2006	SFB	Phantom Stock Units	Common Stock (20,000)	$0.00	—	20,000	Disposed
Jan. 17, 2006	SFB	Phantom Stock Units	Common Stock (40,000)	$0.00	—	40,000	Acquired
Jan. 2, 2006	SFB	Phantom Stock Units	Common Stock (20,000)	$0.00	—	20,000	Acquired
Oct. 7, 2005	704051	Phantom Stock [F2]	Common Stock (29)	—	—	29	Acquired
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (9,759)	$20.49	July 22, 2006	9,759	Disposed
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (800)	$52.07	July 22, 2012	800	Disposed
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (3,600)	$46.39	July 22, 2011	3,600	Disposed
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (7,200)	$26.31	July 22, 2010	7,200	Disposed
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (9,000)	$32.69	July 22, 2009	9,000	Disposed
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (9,000)	$35.27	July 22, 2008	9,000	Disposed
Sept. 26, 2005	704051	Stock Options (Right to buy) [F2]	Common Stock (6,000)	$23.87	July 22, 2007	6,000	Disposed
July 11, 2005	704051	Phantom Stock [F2]	Common Stock (24)	—	—	24	Acquired
June 9, 2005	704051	Phantom Stock [F1]	Common Stock (704)	—	—	704	Acquired
May 10, 2005	704051	Phantom Stock [F2]	Common Stock (38)	—	—	38	Acquired
April 11, 2005	704051	Phantom Stock [F2]	Common Stock (40)	—	—	40	Acquired
April 8, 2005	704051	Phantom Stock [F2]	Common Stock (33)	—	—	33	Acquired
Jan. 7, 2005	704051	Phantom Stock [F2]	Common Stock (35)	—	—	35	Acquired
Oct. 29, 2004	704051	Phantom Stock [F2]	Common Stock (40)	—	—	40	Acquired
July 20, 2004	704051	Stock Options (Right to buy)	Common Stock (2,667)	$78.11	July 19, 2012	2,667	Acquired
July 12, 2004	704051	Phantom Stock [F2]	Common Stock (19)	—	—	19	Acquired
June 9, 2004	704051	Phantom Stock [F2]	Common Stock (740)	—	—	740	Acquired
April 12, 2004	704051	Phantom Stock [F2]	Common Stock (16)	—	—	16	Acquired
Jan. 9, 2004	704051	Phantom Stock [F2]	Common Stock (19)	—	—	19	Acquired
Oct. 24, 2003	704051	Phantom Stock [F2]	Common Stock (20)	—	—	20	Acquired
Sept. 5, 2003	704051	Stock Options (Right to buy)	Common Stock (9,000)	$52.90	July 22, 2008	9,000	Disposed
Sept. 5, 2003	704051	Stock Options (Right to buy)	Common Stock (6,000)	$49.03	July 22, 2009	6,000	Disposed
Sept. 5, 2003	704051	Stock Options (Right to buy)	Common Stock (2,400)	$39.46	July 22, 2010	2,400	Disposed
Sept. 5, 2003	704051	Stock Options (Right to buy)	Common Stock (16,000)	$35.81	July 22, 2007	16,000	Disposed
Sept. 5, 2003	704051	Stock Options (Right to buy)	Common Stock (1,388)	$30.74	July 22, 2006	1,388	Disposed
Sept. 5, 2003	704051	Stock Options (Right to buy)	Common Stock (2,622)	$21.78	July 23, 2004	2,622	Disposed
Aug. 19, 2003	704051	Stock Options (Right to buy)	Common Stock (3,253)	$30.74	July 22, 2006	3,253	Disposed
Aug. 19, 2003	704051	Stock Options (Right to buy)	Common Stock (4,590)	$21.78	July 23, 2004	4,590	Disposed
Aug. 19, 2003	704051	Stock Options (Right to buy)	Common Stock (4,590)	$21.78	July 23, 2004	4,590	Disposed
Aug. 13, 2003	704051	Stock Options (Right to buy)	Common Stock (3,253)	$30.74	July 22, 2006	3,253	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 9, 2011	EMO	Common Stock	0	Indirect